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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-0.8%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.59B
AUM Growth
+$79.3M
(+3.2%)
Cap. Flow
+$117M
Cap. Flow
% of AUM
4.52%
Top 10 Holdings %
Top 10 Hldgs %
17.4%
Holding
1,597
New
74
Increased
579
Reduced
466
Closed
427
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab US Aggregate Bond ETF
SCHZ
|
+$17.1M |
| 2 |
Invesco Variable Rate Preferred ETF
VRP
|
+$16.9M |
| 3 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$14.2M |
| 4 |
Schwab US TIPS ETF
SCHP
|
+$11.4M |
| 5 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$8.95M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares VIX Short-Term Futures ETF
VIXY
|
+$10.6M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$10.5M |
| 3 |
Keurig Dr Pepper
KDP
|
+$6.04M |
| 4 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$5.78M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$5.75M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.16% |
| 2 | Financials | 5.31% |
| 3 | Healthcare | 4.63% |
| 4 | Industrials | 4.58% |
| 5 | Consumer Discretionary | 3.82% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
iShares Select Dividend ETF
DVY
$23.6B
| $5.46M | 0.21% |
57,191
-1,795
| -3% | -$175K |
|
127
Schwab International Equity ETF
SCHF
$67B
| $5.41M | 0.21% |
320,992
+9,970
| +3% | +$172K |
|
128
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
| $5.37M | 0.21% |
65,595
-10,136
| -13% | -$832K |
|
129
Mastercard
MA
$510B
| $5.18M | 0.2% |
29,489
+3,296
| +13% | +$563K |
|
130
iShares Russell 2000 Growth ETF
IWO
$14.4B
| $5.17M | 0.2% |
27,224
+11,721
| +76% | +$2.25M |
|
131
Altria Group
MO
$113B
| $5.15M | 0.2% |
82,783
-28,988
| -26% | -$1.92M |
|
132
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.57B
| $5.1M | 0.2% |
86,956
+5,128
| +6% | +$307K |
|
133
Invesco FTSE RAFI US 1000 ETF
PRF
$9.78B
| $5.08M | 0.2% |
230,410
+14,870
| +7% | +$340K |
|
134
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
| $5.07M | 0.2% |
65,662
+840
| +1% | +$66.6K |
|
135
Sonoco
SON
$5.62B
| $5.04M | 0.19% |
102,712
+3,268
| +3% | +$166K |
|
136
Bristol-Myers Squibb
BMY
$132B
| $4.99M | 0.19% |
78,690
+2,761
| +4% | +$178K |
|
137
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.07B
| $4.98M | 0.19% |
46,229
-21,507
| -32% | -$2.34M |
|
138
Franklin Resources
BEN
$17.2B
| $4.97M | 0.19% |
143,369
+123,721
| +630% | +$5.03M |
|
139
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.52B
| $4.86M | 0.19% |
122,958
+85,719
| +230% | +$3.43M |
|
140
Colgate-Palmolive
CL
$73.3B
| $4.73M | 0.18% |
65,813
-1,971
| -3% | -$142K |
|
141
First Trust US Equity Opportunities ETF
FPX
$1.49B
| $4.71M | 0.18% |
68,710
+12,619
| +22% | +$895K |
|
142
Vanguard Morningstar Mid-Cap ETF
VO
$106B
| $4.71M | 0.18% |
121,788
+2,724
| +2% | +$107K |
|
143
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
| $4.67M | 0.18% |
61,762
+5,770
| +10% | +$444K |
|
144
GE Aerospace
GE
$368B
| $4.6M | 0.18% |
71,614
+15,416
| +27% | +$1.14M |
|
145
First Trust Dorsey Wright Focus 5 ETF
FV
$3.63B
| $4.53M | 0.17% |
157,417
-34,547
| -18% | -$1.01M |
|
146
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
| $4.53M | 0.17% |
87,635
-186
| -0.2% | -$9.61K |
|
147
iShares MSCI USA Momentum Factor ETF
MTUM
$24.9B
| $4.52M | 0.17% |
42,685
+8,017
| +23% | +$874K |
|
148
iShares MSCI USA Min Vol Factor ETF
USMV
$23.5B
| $4.5M | 0.17% |
86,494
+5,494
| +7% | +$291K |
|
149
Vanguard Health Care ETF
VHT
$18.3B
| $4.5M | 0.17% |
29,254
+2,367
| +9% | +$378K |
|
150
EPR Properties
EPR
$4.9B
| $4.49M | 0.17% |
81,413
+3,677
| +5% | +$213K |
|
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CT
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First Allied Advisory Services's Q1 2018 Portfolio in Review
As of Q1 2018, First Allied Advisory Services held 1,597 positions worth $2.59B, up 3.2% from $2.51B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services deployed $117M of net new capital in Q1 2018, opening 74 new positions and adding to 579 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 126,387 shares worth $4.47M.
By sector, the portfolio is most concentrated in Technology at 7.2% of assets, down from 7.3% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, an estimated $10.5M trimmed.
- First Allied Advisory Services's largest Q1 2018 buy was First Trust Small Cap Value AlphaDEX Fund: 126,387 shares worth $4.47M.
- First Allied Advisory Services added most to Schwab US Aggregate Bond ETF in Q1 2018, an estimated $17.1M increase.
- First Allied Advisory Services's biggest Q1 2018 reduction was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, cutting an estimated $10.5M.
- First Allied Advisory Services fully exited ProShares VIX Short-Term Futures ETF in Q1 2018, selling an estimated $10.6M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.59B portfolio in Q1 2018.
- First Allied Advisory Services opened 74 new positions and closed 427 in Q1 2018.
- First Allied Advisory Services's portfolio value rose 3.2% quarter-over-quarter to $2.59B.
Based on First Allied Advisory Services's 13F filing for Q1 2018, filed 11 May 2018.