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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+4.85%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.51B
AUM Growth
+$192M
(+8.3%)
Cap. Flow
+$90M
Cap. Flow
% of AUM
3.58%
Top 10 Holdings %
Top 10 Hldgs %
17.17%
Holding
1,587
New
460
Increased
546
Reduced
467
Closed
56
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Gabelli Equity Trust
GAB
|
+$10.9M |
| 2 |
HFRO
Highland Opportunities and Income Fund
HFRO
|
+$9.62M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$8.5M |
| 4 |
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
|
+$7.67M |
| 5 |
iShares Core MSCI EAFE ETF
IEFA
|
+$6.36M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WisdomTree Japan Hedged Equity Fund
DXJ
|
+$5.53M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$5.49M |
| 3 |
GSK
GSK
|
+$4.68M |
| 4 |
iShares MBS ETF
MBB
|
+$3.56M |
| 5 |
iShares Core US Aggregate Bond ETF
AGG
|
+$3.36M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.3% |
| 2 | Financials | 5.29% |
| 3 | Industrials | 4.66% |
| 4 | Healthcare | 4.53% |
| 5 | Consumer Discretionary | 4.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
| $5.19M | 0.21% |
64,822
-8,096
| -11% | -$632K |
|
127
Colgate-Palmolive
CL
$72.6B
| $5.1M | 0.2% |
67,784
-343
| -0.5% | -$25K |
|
128
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
| $4.89M | 0.19% |
215,540
+10,435
| +5% | +$230K |
|
129
DuPont de Nemours
DD
$18.6B
| $4.87M | 0.19% |
27,085
+1,884
| +7% | +$339K |
|
130
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
| $4.81M | 0.19% |
81,828
-1,256
| -2% | -$71.5K |
|
131
GE Aerospace
GE
$367B
| $4.69M | 0.19% |
56,198
+2,259
| +4% | +$216K |
|
132
Bristol-Myers Squibb
BMY
$127B
| $4.65M | 0.19% |
75,929
+116
| +0.2% | +$7.25K |
|
133
BP
BP
$113B
| $4.63M | 0.18% |
120,725
+3,643
| +3% | +$132K |
|
134
Vanguard Mid-Cap ETF
VO
$106B
| $4.62M | 0.18% |
119,064
+4,392
| +4% | +$166K |
|
135
Netflix
NFLX
$292B
| $4.62M | 0.18% |
239,740
+19,820
| +9% | +$382K |
|
136
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
| $4.61M | 0.18% |
87,821
+82,057
| +1,424% | +$4.32M |
|
137
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
| $4.59M | 0.18% |
85,240
-19,140
| -18% | -$1.01M |
|
138
Automatic Data Processing
ADP
$100B
| $4.58M | 0.18% |
39,195
-94
| -0.2% | -$10.7K |
|
139
Royce Value Trust
RVT
$2.21B
| $4.51M | 0.18% |
279,158
+20,529
| +8% | +$326K |
|
140
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
| $4.45M | 0.18% |
147,591
-1,295
| -0.9% | -$38.1K |
|
141
Invesco International BuyBack Achievers ETF
IPKW
$537M
| $4.38M | 0.17% |
116,450
-1,380
| -1% | -$49.6K |
|
142
Home Depot
HD
$332B
| $4.34M | 0.17% |
22,923
+1,478
| +7% | +$255K |
|
143
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
| $4.31M | 0.17% |
55,992
+1,398
| +3% | +$105K |
|
144
McDonald's
MCD
$188B
| $4.28M | 0.17% |
24,913
+1,907
| +8% | +$320K |
|
145
Philip Morris
PM
$301B
| $4.28M | 0.17% |
40,451
-2,177
| -5% | -$232K |
|
146
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
| $4.28M | 0.17% |
81,000
+2,980
| +4% | +$155K |
|
147
Wells Fargo
WFC
$261B
| $4.24M | 0.17% |
70,049
+3,992
| +6% | +$225K |
|
148
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
| $4.22M | 0.17% |
86,760
-2,792
| -3% | -$136K |
|
149
SPDR Gold Trust
GLD
$131B
| $4.16M | 0.17% |
33,736
-9,685
| -22% | -$1.17M |
|
150
Gabelli Dividend & Income Trust
GDV
$2.6B
| $4.15M | 0.17% |
177,560
+11,392
| +7% | +$257K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q4 2017 Portfolio in Review
As of Q4 2017, First Allied Advisory Services held 1,587 positions worth $2.51B, up 8.3% from $2.32B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services deployed $90M of net new capital in Q4 2017, opening 460 new positions and adding to 546 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 7.4% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was WisdomTree Japan Hedged Equity Fund, an estimated $5.53M trimmed.
- First Allied Advisory Services's largest Q4 2017 buy was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
- First Allied Advisory Services added most to Gabelli Equity Trust in Q4 2017, an estimated $10.9M increase.
- First Allied Advisory Services's biggest Q4 2017 reduction was WisdomTree Japan Hedged Equity Fund, cutting an estimated $5.53M.
- First Allied Advisory Services fully exited ProShares Short S&P500 in Q4 2017, selling an estimated $2.71M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.51B portfolio in Q4 2017.
- First Allied Advisory Services opened 460 new positions and closed 56 in Q4 2017.
- First Allied Advisory Services's portfolio value rose 8.3% quarter-over-quarter to $2.51B.
Based on First Allied Advisory Services's 13F filing for Q4 2017, filed 8 Feb 2018.