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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.88%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.32B
AUM Growth
+$79.9M
(+3.6%)
Cap. Flow
+$4.8M
Cap. Flow
% of AUM
0.21%
Top 10 Holdings %
Top 10 Hldgs %
17.18%
Holding
1,236
New
101
Increased
436
Reduced
532
Closed
118
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares VIX Short-Term Futures ETF
VIXY
|
+$16.4M |
| 2 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$10.8M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$9.52M |
| 4 |
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
|
+$9.01M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$8.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SCHW
Charles Schwab
SCHW
|
+$7.9M |
| 2 |
Gabelli Equity Trust
GAB
|
+$6.6M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$6.23M |
| 4 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$6.22M |
| 5 |
Merck
MRK
|
+$5.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.39% |
| 2 | Healthcare | 5.3% |
| 3 | Financials | 5.25% |
| 4 | Industrials | 4.8% |
| 5 | Consumer Discretionary | 3.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
Tapestry
TPR
$28.6B
| $4.83M | 0.21% |
118,970
-3,995
| -3% | -$176K |
|
127
Cisco
CSCO
$448B
| $4.75M | 0.2% |
141,230
+836
| +0.6% | +$26.6K |
|
128
Philip Morris
PM
$302B
| $4.73M | 0.2% |
42,628
-110
| -0.3% | -$12.8K |
|
129
Bank of America
BAC
$434B
| $4.63M | 0.2% |
182,686
-16,197
| -8% | -$393K |
|
130
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
| $4.54M | 0.2% |
83,084
-1,300
| -2% | -$69.9K |
|
131
Starbucks
SBUX
$118B
| $4.42M | 0.19% |
82,627
-16,409
| -17% | -$909K |
|
132
DuPont de Nemours
DD
$18.6B
| $4.42M | 0.19% |
25,201
+6,610
| +36% | +$1.1M |
|
133
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
| $4.41M | 0.19% |
205,105
+1,590
| +0.8% | +$33.3K |
|
134
Vanguard Health Care ETF
VHT
$18.2B
| $4.4M | 0.19% |
28,912
+12,881
| +80% | +$1.92M |
|
135
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
| $4.4M | 0.19% |
89,552
+5,630
| +7% | +$277K |
|
136
First Trust RiverFront Dynamic Developed International ETF
RFDI
$161M
| $4.34M | 0.19% |
68,879
-5,022
| -7% | -$310K |
|
137
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.71B
| $4.34M | 0.19% |
148,886
-1,646
| -1% | -$46.7K |
|
138
iShares TIPS Bond ETF
TIP
$14.5B
| $4.33M | 0.19% |
38,175
+2,468
| +7% | +$281K |
|
139
Automatic Data Processing
ADP
$100B
| $4.28M | 0.18% |
39,289
+7,538
| +24% | +$807K |
|
|
140
Merck
MRK
$324B
| $4.27M | 0.18% |
70,012
-94,007
| -57% | -$5.7M |
|
141
iShares National Muni Bond ETF
MUB
$45.1B
| $4.23M | 0.18% |
38,060
+7,390
| +24% | +$820K |
|
142
Vanguard Mid-Cap ETF
VO
$106B
| $4.2M | 0.18% |
114,672
+7,188
| +7% | +$259K |
|
143
iShares Biotechnology ETF
IBB
$9.34B
| $4.19M | 0.18% |
37,638
-4,161
| -10% | -$445K |
|
144
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
| $4.14M | 0.18% |
46,970
-1,928
| -4% | -$170K |
|
145
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
| $4.1M | 0.18% |
83,603
-1,090
| -1% | -$53.9K |
|
146
Royce Value Trust
RVT
$2.21B
| $4.09M | 0.18% |
258,629
+1,143
| +0.4% | +$16.9K |
|
147
Invesco International BuyBack Achievers ETF
IPKW
$538M
| $4.09M | 0.18% |
117,830
+13,853
| +13% | +$468K |
|
148
BP
BP
$113B
| $4.08M | 0.18% |
117,082
-35,673
| -23% | -$1.13M |
|
149
iShares S&P Small-Cap 600 Value ETF
IJS
$8.13B
| $4.05M | 0.17% |
54,594
-7,896
| -13% | -$551K |
|
150
Realty Income
O
$60.9B
| $4.01M | 0.17% |
72,530
+21
| +0% | +$1.17K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q3 2017 Portfolio in Review
As of Q3 2017, First Allied Advisory Services held 1,236 positions worth $2.32B, up 3.6% from $2.24B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services's Q3 2017 filing shows 101 new, 436 increased, 532 reduced and 118 closed positions. Its largest new stake was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M. The largest sale was Charles Schwab, an estimated $7.9M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.2% a quarter earlier, followed by Healthcare and Financials.
- First Allied Advisory Services's largest Q3 2017 buy was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M.
- First Allied Advisory Services added most to ProShares VIX Short-Term Futures ETF in Q3 2017, an estimated $16.4M increase.
- First Allied Advisory Services's biggest Q3 2017 reduction was Charles Schwab, cutting an estimated $7.9M.
- First Allied Advisory Services fully exited State Street SPDR S&P Homebuilders ETF in Q3 2017, selling an estimated $2.79M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.32B portfolio in Q3 2017.
- First Allied Advisory Services opened 101 new positions and closed 118 in Q3 2017.
- First Allied Advisory Services's portfolio value rose 3.6% quarter-over-quarter to $2.32B.
Based on First Allied Advisory Services's 13F filing for Q3 2017, filed 14 Nov 2017.