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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+4.58%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.72B
AUM Growth
+$463M
(+37%)
Cap. Flow
+$415M
Cap. Flow
% of AUM
24.15%
Top 10 Holdings %
Top 10 Hldgs %
14.92%
Holding
1,095
New
147
Increased
484
Reduced
311
Closed
92
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$23.9M |
| 2 |
iShares MBS ETF
MBB
|
+$14.3M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$13.1M |
| 4 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$12M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$11.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$16.4M |
| 2 |
ProShares Ultra S&P500
SSO
|
+$9.12M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$8.23M |
| 4 |
State Street SPDR Dow Jones International Real Estate ETF
RWX
|
+$5.47M |
| 5 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$4.35M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.48% |
| 2 | Technology | 6.48% |
| 3 | Healthcare | 6.16% |
| 4 | Energy | 5.57% |
| 5 | Industrials | 4.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SWY
126
DELISTED
SAFEWAY INC
SWY
| $3.56M | 0.21% |
+124,604
| New | +$2.97M |
|
127
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.07B
| $3.49M | 0.2% |
29,127
-620
| -2% | -$74.1K |
|
128
Philip Morris
PM
$299B
| $3.39M | 0.2% |
39,176
-252
| -0.6% | -$22K |
|
129
iShares Floating Rate Bond ETF
FLOT
$10.2B
| $3.35M | 0.2% |
66,123
+26,235
| +66% | +$1.33M |
|
130
3M
MMM
$90.8B
| $3.35M | 0.2% |
33,520
+7,405
| +28% | +$720K |
|
131
Invesco S&P 500 Pure Growth ETF
RPG
$2B
| $3.35M | 0.19% |
263,835
+74,615
| +39% | +$917K |
|
132
Ford
F
$59.3B
| $3.33M | 0.19% |
197,872
+31,809
| +19% | +$537K |
|
133
AGNC Investment
AGNC
$12.7B
| $3.32M | 0.19% |
147,093
+3,835
| +3% | +$86.3K |
|
134
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.4B
| $3.29M | 0.19% |
31,055
-3,066
| -9% | -$322K |
|
|
SRC
135
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
| $3.28M | 0.19% |
+79,551
| New | +$3.27M |
|
|
EVG
136
Eaton Vance Short Duration Diversified Income Fund
EVG
$141M
| $3.27M | 0.19% |
215,411
+70,023
| +48% | +$1.08M |
|
137
C.H. Robinson
CHRW
$17.3B
| $3.24M | 0.19% |
54,394
-1,836
| -3% | -$108K |
|
138
Prudential Financial
PRU
$42.6B
| $3.22M | 0.19% |
42,805
+9,685
| +29% | +$760K |
|
139
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
| $3.22M | 0.19% |
31,774
+26,535
| +506% | +$2.69M |
|
140
McDonald's
MCD
$191B
| $3.16M | 0.18% |
32,798
-877
| -3% | -$85.6K |
|
|
VER
141
DELISTED
VEREIT, Inc.
VER
| $3.15M | 0.18% |
51,620
+29,859
| +137% | +$2.03M |
|
142
Vanguard Information Technology ETF
VGT
$139B
| $3.15M | 0.18% |
312,680
+23,752
| +8% | +$233K |
|
|
GAS
143
DELISTED
AGL Resources Inc
GAS
| $3.13M | 0.18% |
68,607
+23,212
| +51% | +$1.04M |
|
144
iShares MSCI Hong Kong ETF
EWH
$1.25B
| $3.12M | 0.18% |
155,448
+24,177
| +18% | +$466K |
|
145
iShares Gold Trust
IAU
$63.8B
| $3.07M | 0.18% |
118,804
+5,653
| +5% | +$146K |
|
146
iShares Russell 1000 Growth ETF
IWF
$120B
| $3.03M | 0.18% |
155,104
+56,712
| +58% | +$1.09M |
|
147
Oracle
ORCL
$367B
| $3.03M | 0.18% |
91,200
+29,503
| +48% | +$957K |
|
148
RTX Corp
RTX
$289B
| $2.99M | 0.17% |
44,120
+4,335
| +11% | +$284K |
|
149
Archer Daniels Midland
ADM
$38.9B
| $2.98M | 0.17% |
81,176
-6,739
| -8% | -$245K |
|
150
ConocoPhillips
COP
$145B
| $2.97M | 0.17% |
42,714
+61
| +0.1% | +$4.07K |
|
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First Allied Advisory Services's Q3 2013 Portfolio in Review
As of Q3 2013, First Allied Advisory Services held 1,095 positions worth $1.72B, up 37% from $1.25B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Allied Advisory Services deployed $415M of net new capital in Q3 2013, opening 147 new positions and adding to 484 existing holdings. Its largest new stake was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.
By sector, the portfolio is most concentrated in Financials at 6.5% of assets, up from 6.1% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $16.4M trimmed.
- First Allied Advisory Services's largest Q3 2013 buy was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.
- First Allied Advisory Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $23.9M increase.
- First Allied Advisory Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $16.4M.
- First Allied Advisory Services fully exited ProShares Ultra S&P500 in Q3 2013, selling an estimated $9.12M.
- First Allied Advisory Services's ten largest holdings make up 15% of its $1.72B portfolio in Q3 2013.
- First Allied Advisory Services opened 147 new positions and closed 92 in Q3 2013.
- First Allied Advisory Services's portfolio value rose 37% quarter-over-quarter to $1.72B.
Based on First Allied Advisory Services's 13F filing for Q3 2013, filed 7 Nov 2013.