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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.88%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.32B
AUM Growth
+$79.9M
(+3.6%)
Cap. Flow
+$4.8M
Cap. Flow
% of AUM
0.21%
Top 10 Holdings %
Top 10 Hldgs %
17.18%
Holding
1,236
New
101
Increased
436
Reduced
532
Closed
118
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares VIX Short-Term Futures ETF
VIXY
|
+$16.4M |
| 2 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$10.8M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$9.52M |
| 4 |
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
|
+$9.01M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$8.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SCHW
Charles Schwab
SCHW
|
+$7.9M |
| 2 |
Gabelli Equity Trust
GAB
|
+$6.6M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$6.23M |
| 4 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$6.22M |
| 5 |
Merck
MRK
|
+$5.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.39% |
| 2 | Healthcare | 5.3% |
| 3 | Financials | 5.25% |
| 4 | Industrials | 4.8% |
| 5 | Consumer Discretionary | 3.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.84B
| $5.67M | 0.24% |
55,558
+3,116
| +6% | +$309K |
|
102
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.21B
| $5.65M | 0.24% |
182,583
-5,760
| -3% | -$178K |
|
103
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.6B
| $5.62M | 0.24% |
25,119
+13,331
| +113% | +$2.92M |
|
104
Lockheed Martin
LMT
$131B
| $5.58M | 0.24% |
18,028
+1,684
| +10% | +$502K |
|
105
Keurig Dr Pepper
KDP
$40.4B
| $5.58M | 0.24% |
62,015
-1,762
| -3% | -$160K |
|
106
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.76B
| $5.57M | 0.24% |
72,918
-1,998
| -3% | -$148K |
|
107
EPR Properties
EPR
$4.74B
| $5.48M | 0.24% |
77,858
-952
| -1% | -$67K |
|
108
Qualcomm
QCOM
$180B
| $5.46M | 0.24% |
105,130
+612
| +0.6% | +$32.4K |
|
109
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
| $5.43M | 0.23% |
43,697
-6,114
| -12% | -$768K |
|
110
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.32B
| $5.36M | 0.23% |
93,307
+18,372
| +25% | +$1.03M |
|
111
iShares Select Dividend ETF
DVY
$23.6B
| $5.28M | 0.23% |
56,393
-13
| -0% | -$1.2K |
|
112
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
| $5.27M | 0.23% |
104,380
-1,188
| -1% | -$58.6K |
|
113
SPDR Gold Trust
GLD
$130B
| $5.27M | 0.23% |
43,421
+21,100
| +95% | +$2.57M |
|
114
RLJ Lodging Trust
RLJ
$1.83B
| $5.18M | 0.22% |
231,545
-3,762
| -2% | -$77.5K |
|
115
State Street SPDR S&P Dividend ETF
SDY
$21.6B
| $5.18M | 0.22% |
56,675
+1,831
| +3% | +$164K |
|
116
Visa
V
$669B
| $5.16M | 0.22% |
48,826
-16,096
| -25% | -$1.63M |
|
117
State Street Health Care Select Sector SPDR ETF
XLV
$41.8B
| $5.15M | 0.22% |
63,303
+7,478
| +13% | +$601K |
|
118
Sonoco
SON
$5.57B
| $5.13M | 0.22% |
99,520
-3,888
| -4% | -$192K |
|
119
Vanguard S&P 500 ETF
VOO
$967B
| $5.1M | 0.22% |
22,098
+1,920
| +10% | +$435K |
|
120
Invesco S&P 500 Equal Weight ETF
RSP
$95.3B
| $5.06M | 0.22% |
52,937
-31,288
| -37% | -$2.93M |
|
121
Colgate-Palmolive
CL
$72.1B
| $4.96M | 0.21% |
68,127
+3,129
| +5% | +$226K |
|
122
Blackstone
BX
$99.6B
| $4.9M | 0.21% |
146,772
+65,486
| +81% | +$2.16M |
|
123
FS KKR Capital
FSK
$2.96B
| $4.88M | 0.21% |
143,924
+19,956
| +16% | +$686K |
|
124
Schwab International Equity ETF
SCHF
$65.7B
| $4.86M | 0.21% |
290,378
-12,710
| -4% | -$207K |
|
125
Bristol-Myers Squibb
BMY
$126B
| $4.84M | 0.21% |
75,813
+1,675
| +2% | +$97.8K |
|
Similar funds
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FS
NIMC
TI
VIM
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CT
CAW
First Allied Advisory Services's Q3 2017 Portfolio in Review
As of Q3 2017, First Allied Advisory Services held 1,236 positions worth $2.32B, up 3.6% from $2.24B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services's Q3 2017 filing shows 101 new, 436 increased, 532 reduced and 118 closed positions. Its largest new stake was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M. The largest sale was Charles Schwab, an estimated $7.9M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.2% a quarter earlier, followed by Healthcare and Financials.
- First Allied Advisory Services's largest Q3 2017 buy was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M.
- First Allied Advisory Services added most to ProShares VIX Short-Term Futures ETF in Q3 2017, an estimated $16.4M increase.
- First Allied Advisory Services's biggest Q3 2017 reduction was Charles Schwab, cutting an estimated $7.9M.
- First Allied Advisory Services fully exited State Street SPDR S&P Homebuilders ETF in Q3 2017, selling an estimated $2.79M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.32B portfolio in Q3 2017.
- First Allied Advisory Services opened 101 new positions and closed 118 in Q3 2017.
- First Allied Advisory Services's portfolio value rose 3.6% quarter-over-quarter to $2.32B.
Based on First Allied Advisory Services's 13F filing for Q3 2017, filed 14 Nov 2017.