We are live on ! Find out more
FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+4.85%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.51B
AUM Growth
+$192M
Cap. Flow
+$90M
Cap. Flow %
3.58%
Top 10 Hldgs %
17.17%
Holding
1,587
New
460
Increased
546
Reduced
467
Closed
56

Top Buys

Rank Stock Value
1
GAB icon
Gabelli Equity Trust
GAB
+$10.9M
2
HFRO
Highland Opportunities and Income Fund
HFRO
+$9.62M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$8.5M
4
DJP icon
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
+$7.67M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$6.36M

Top Sells

Rank Stock Value
1
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$5.53M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.49M
3
GSK icon
GSK
GSK
+$4.68M
4
MBB icon
iShares MBS ETF
MBB
+$3.56M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.36M

Sector Composition

Rank Sector Weight
1 Technology 7.3%
2 Financials 5.29%
3 Industrials 4.66%
4 Healthcare 4.53%
5 Consumer Discretionary 4.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBVA icon
1126
Banco Bilbao Vizcaya Argentaria
BBVA
$144B
$159K 0.01%
+18,684
New +$159K
BHK icon
1127
BlackRock Core Bond Trust
BHK
$642M
$158K 0.01%
11,278
-90
-0.8% -$1.26K
ICF icon
1128
iShares Select U.S. REIT ETF
ICF
$2.12B
$158K 0.01%
+3,112
New +$158K
PMM
1129
Franklin Managed Municipal Income Trust
PMM
$275M
$157K 0.01%
21,197
– –
VONE icon
1130
Vanguard Russell 1000 ETF
VONE
$8.19B
$156K 0.01%
+1,273
New +$152K
MQY icon
1131
BlackRock MuniYield Quality Fund
MQY
$807M
$155K 0.01%
10,262
– –
OVV icon
1132
Ovintiv
OVV
$17.5B
$155K 0.01%
2,321
+108
+5% +$6.37K
GLO
1133
Clough Global Opportunities Fund
GLO
$249M
$153K 0.01%
+13,985
New +$156K
LGLV icon
1134
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.19B
$153K 0.01%
+1,706
New +$155K
SNAP icon
1135
Snap
SNAP
$7.32B
$152K 0.01%
+10,540
New +$154K
EUFN icon
1136
iShares MSCI Europe Financials ETF
EUFN
$3.87B
$151K 0.01%
6,554
-14,844
-69% -$343K
MVF
1137
DELISTED
BlackRock MuniVest Fund
MVF
$151K 0.01%
15,717
– –
VMO icon
1138
Invesco Municipal Opportunity Trust
VMO
$647M
$151K 0.01%
12,168
– –
ACWV icon
1139
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.26B
$148K 0.01%
1,740
-9,895
-85% -$824K
NAVI icon
1140
Navient
NAVI
$774M
$148K 0.01%
+11,567
New +$146K
PID icon
1141
Invesco International Dividend Achievers ETF
PID
$913M
$148K 0.01%
+8,997
New +$145K
SPAB icon
1142
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.78B
$148K 0.01%
+5,142
New +$148K
BTA
1143
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$147K 0.01%
12,222
-874
-7% -$10.5K
FNB icon
1144
FNB Corp
FNB
$6.78B
$147K 0.01%
10,683
-95
-0.9% -$1.3K
SBIO icon
1145
ALPS Medical Breakthroughs ETF
SBIO
$202M
$147K 0.01%
+4,476
New +$140K
OIA icon
1146
Invesco Municipal Income Opportunities Trust
OIA
$295M
$142K 0.01%
17,738
– –
MFLX icon
1147
First Trust Exchange-Traded Fund VIII First Trust Flexible Municipal High Income ETF
MFLX
$21.2M
$141K 0.01%
+7,319
New +$138K
MMU
1148
Western Asset Managed Municipals Fund
MMU
$549M
$141K 0.01%
10,000
– –
PYZ icon
1149
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
$76.7M
$141K 0.01%
+2,012
New +$136K
RSPU icon
1150
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$558M
$141K 0.01%
+3,282
New +$145K
44 45
46
47 48

Similar funds

WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q4 2017 Portfolio in Review

As of Q4 2017, First Allied Advisory Services held 1,587 positions worth $2.51B, up 8.3% from $2.32B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Allied Advisory Services deployed $90M of net new capital in Q4 2017, opening 460 new positions and adding to 546 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 7.4% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was WisdomTree Japan Hedged Equity Fund, an estimated $5.53M trimmed.

  • First Allied Advisory Services's largest Q4 2017 buy was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
  • First Allied Advisory Services added most to Gabelli Equity Trust in Q4 2017, an estimated $10.9M increase.
  • First Allied Advisory Services's biggest Q4 2017 reduction was WisdomTree Japan Hedged Equity Fund, cutting an estimated $5.53M.
  • First Allied Advisory Services fully exited ProShares Short S&P500 in Q4 2017, selling an estimated $2.71M.
  • First Allied Advisory Services's ten largest holdings make up 17% of its $2.51B portfolio in Q4 2017.
  • First Allied Advisory Services opened 460 new positions and closed 56 in Q4 2017.
  • First Allied Advisory Services's portfolio value rose 8.3% quarter-over-quarter to $2.51B.

Based on First Allied Advisory Services's 13F filing for Q4 2017, filed 8 Feb 2018.