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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
-0.94%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
AUM
$1.26B
AUM Growth
-$102M
Cap. Flow
-$77.6M
Cap. Flow %
-6.15%
Top 10 Hldgs %
14.01%
Holding
1,182
New
206
Increased
381
Reduced
402
Closed
154
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
SRLN icon
1101
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
-12,291
Closed -$622K
TDC icon
1102
Teradata
TDC
$2.68B
-12,112
Closed -$486K
TEX icon
1103
Terex
TEX
$7.98B
-7,077
Closed -$285K
TRIP icon
1104
TripAdvisor
TRIP
$1.59B
-2,068
Closed -$225K
UAN icon
1105
CVR Partners
UAN
$1.3B
-1,749
Closed -$328K
BSIN
1106
Big Sky Industrial
BSIN
$67M
-318
Closed -$82K
UST icon
1107
ProShares Ultra 7-10 Year Treasury
UST
$13.4M
-103,200
Closed -$5.57M
UTG icon
1108
Reaves Utility Income Fund
UTG
$3.69B
-10,731
Closed -$315K
VIAV icon
1109
Viavi Solutions
VIAV
$9.75B
-31,915
Closed -$222K
WEC icon
1110
WEC Energy
WEC
$37.7B
-6,901
Closed -$326K
WYNN icon
1111
Wynn Resorts
WYNN
$10.1B
-1,355
Closed -$276K
XSLV icon
1112
Invesco S&P SmallCap Low Volatility ETF
XSLV
$249M
-18,020
Closed -$577K
TPC
1113
Tutor Perini Cor
TPC
$4.57B
-10,950
Closed -$349K
FAM
1114
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
-11,394
Closed -$166K
ERF
1115
DELISTED
Enerplus Corporation
ERF
-8,207
Closed -$209K
CEN
1116
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
-1,000
Closed -$191K
NSL
1117
DELISTED
NUVEEN SENIOR INCM FD
NSL
-107,884
Closed -$759K
FRC
1118
DELISTED
First Republic Bank
FRC
-4,039
Closed -$218K
DS
1119
DELISTED
Drive Shack Inc.
DS
-14,744
Closed -$80K
NEV
1120
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
-11,000
Closed -$164K
NXQ
1121
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
-46,725
Closed -$639K
WDR
1122
DELISTED
Waddell & Reed Financial, Inc.
WDR
-7,820
Closed -$489K
MEN
1123
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
-50,000
Closed -$559K
ECT
1124
DELISTED
ECA Marcellus Trust 1 Interest
ECT
-14,700
Closed -$106K
MINI
1125
DELISTED
Mobile Mini Inc
MINI
-5,504
Closed -$264K

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First Allied Advisory Services's Q3 2014 Portfolio in Review

As of Q3 2014, First Allied Advisory Services held 1,182 positions worth $1.26B, down 7.5% from $1.36B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

First Allied Advisory Services withdrew a net $77.6M in Q3 2014, closing 154 positions and reducing 402 holdings. Its most notable exit was ProShares Ultra 7-10 Year Treasury, an estimated $5.57M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 7.6% of assets, up from 6.8% a quarter earlier, followed by Technology and Financials.

Against the trend, First Allied Advisory Services opened a new position in Apple worth $31M.

  • First Allied Advisory Services's largest Q3 2014 buy was Apple: 1,229,336 shares worth $31M.
  • First Allied Advisory Services added most to iShares Core S&P Mid-Cap ETF in Q3 2014, an estimated $7.8M increase.
  • First Allied Advisory Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $12.5M.
  • First Allied Advisory Services fully exited ProShares Ultra 7-10 Year Treasury in Q3 2014, selling an estimated $5.57M.
  • First Allied Advisory Services's ten largest holdings make up 14% of its $1.26B portfolio in Q3 2014.
  • First Allied Advisory Services opened 206 new positions and closed 154 in Q3 2014.
  • First Allied Advisory Services's portfolio value fell 7.5% quarter-over-quarter to $1.26B.

Based on First Allied Advisory Services's 13F filing for Q3 2014, filed 12 Nov 2014.