First Allied Advisory Services’s Reaves Utility Income Fund UTG Stock Holding History

First Allied Advisory Services’s Portfolio UTG Stock Details UTG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-10,731	Closed	-$315K	–	1110
2014 Q2	$315K	Sell	10,731 -12,673	-54%	-$360K	0.02%	699
2014 Q1	$638K	Hold	23,404	–	–	0.05%	439
2013 Q4	$577K	Hold	23,404	–	–	0.05%	453
2013 Q3	$575K	Sell	23,404 -1,022	-4%	-$25K	0.03%	474
2013 Q2	$606K	Buy	+24,426	New	+$632K	0.05%	399

Other funds holding UTG

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

YCM

Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

HBWM

Hollow Brook Wealth Management Katonah, New York $392M AUM 36.68% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

First Allied Advisory Services's UTG Position: Q3 2014 in Review

First Allied Advisory Services sold out of Reaves Utility Income Fund (UTG) in Q3 2014, closing a stake of 10,731 shares — an estimated $315K sold.

First Allied Advisory Services first reported a position in UTG in Q2 2013 and held it in 5 quarters. The position peaked at $638K in Q1 2014. 55 funds tracked by Wall St. Rank hold UTG as of Q3 2014.

First Allied Advisory Services reported no remaining Reaves Utility Income Fund position as of Q3 2014 after selling out during the quarter.
First Allied Advisory Services sold 10,731 Reaves Utility Income Fund shares in Q3 2014, an estimated $315K.
First Allied Advisory Services first reported a position in Reaves Utility Income Fund in Q2 2013 and held it in 5 quarters.
First Allied Advisory Services's Reaves Utility Income Fund position peaked at $638K in Q1 2014.
55 funds tracked by Wall St. Rank held Reaves Utility Income Fund as of Q3 2014.

Based on First Allied Advisory Services's 13F filing for Q3 2014, filed 12 Nov 2014.