FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
This Quarter Return
+2.33%
1 Year Return
+15.9%
3 Year Return
+33.56%
5 Year Return
+71.83%
10 Year Return
–
AUM
$1.98B
AUM Growth
+$1.98B
Cap. Flow
+$70.5M
Cap. Flow %
3.56%
Top 10 Hldgs %
13.62%
Holding
1,199
New
165
Increased
533
Reduced
355
Closed
104

Top Buys

1
PGX icon
Invesco Preferred ETF
PGX
$11.1M
2
ACWI icon
iShares MSCI ACWI ETF
ACWI
$10.9M
3
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
$8.55M
4
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$7.28M
5
CWB icon
SPDR Bloomberg Convertible Securities ETF
CWB
$6.27M

Top Sells

1
PFF icon
iShares Preferred and Income Securities ETF
PFF
$12.2M
2
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$7.35M
3
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
$6.84M
4
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
$5.84M
5
VGK icon
Vanguard FTSE Europe ETF
VGK
$5.79M

Sector Composition

1 Technology 7.18%
2 Financials 6.17%
3 Healthcare 5.89%
4 Industrials 5.22%
5 Consumer Staples 4.9%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DHY
1076
Credit Suisse High Yield Bond Fund
DHY
$218M
$75K ﹤0.01%
28,000
+15,000
+115% +$40.2K
ISEE
1077
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
$72K ﹤0.01%
+15,000
New +$72K
EVF
1078
Eaton Vance Senior Income Trust
EVF
$101M
$71K ﹤0.01%
10,669
– –
REFR icon
1079
Research Frontiers
REFR
$44.4M
$70K ﹤0.01%
38,212
– –
SPPP
1080
Sprott Physical Platinum and Palladium Trust
SPPP
$307M
$69K ﹤0.01%
10,000
– –
MIN
1081
MFS Intermediate Income Trust
MIN
$306M
$67K ﹤0.01%
+15,000
New +$67K
HL icon
1082
Hecla Mining
HL
$6.02B
$63K ﹤0.01%
+12,000
New +$63K
MFIC icon
1083
MidCap Financial Investment
MFIC
$1.21B
$63K ﹤0.01%
10,716
-850
-7% -$4.99K
JE
1084
DELISTED
Just Energy Group Inc
JE
$61K ﹤0.01%
+11,106
New +$61K
CLMT icon
1085
Calumet Specialty Products
CLMT
$1.45B
$54K ﹤0.01%
13,500
-3,021
-18% -$12.1K
LYG icon
1086
Lloyds Banking Group
LYG
$63.7B
$43K ﹤0.01%
+13,788
New +$43K
GROW icon
1087
US Global Investors
GROW
$32.1M
$37K ﹤0.01%
27,500
– –
VIVS
1088
VivoSim Labs, Inc. Common Stock
VIVS
$6.55M
$35K ﹤0.01%
+10,341
New +$35K
CRIS icon
1089
Curis
CRIS
$21.5M
$31K ﹤0.01%
10,000
– –
DNN icon
1090
Denison Mines
DNN
$2.11B
$18K ﹤0.01%
34,500
+9,900
+40% +$5.17K
UUUU icon
1091
Energy Fuels
UUUU
$2.64B
$16K ﹤0.01%
+10,000
New +$16K
GSS
1092
DELISTED
Golden Star Resources Ltd.
GSS
$14K ﹤0.01%
19,000
– –
MTEM
1093
DELISTED
Molecular Templates, Inc.
MTEM
$9K ﹤0.01%
21,500
+10,000
+87% +$4.15K
XLFS
1094
DELISTED
Financial Services Select Sector SPDR Fund
XLFS
– –
-16,745
Closed -$510K
CBB
1095
DELISTED
Cincinnati Bell Inc.
CBB
– –
-22,558
Closed -$92K
JDD
1096
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
– –
-25,760
Closed -$301K
MCRO
1097
DELISTED
IQ Hedge Macro Tracker
MCRO
– –
-34,102
Closed -$860K
ESV
1098
DELISTED
Ensco Rowan plc
ESV
– –
-30,060
Closed -$256K
HHY
1099
DELISTED
Brookfield High Income Fund Inc.
HHY
– –
-31,606
Closed -$231K
NLSN
1100
DELISTED
Nielsen Holdings plc
NLSN
– –
-7,106
Closed -$381K
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