First Allied Advisory Services’s US Global Investors GROW Stock Holding History

First Allied Advisory Services’s Portfolio GROW Stock Details GROW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-27,500	Closed	-$44K	–	1151
2017 Q2	$44K	Hold	27,500	–	–	﹤0.01%	1123
2017 Q1	$43K	Hold	27,500	–	–	﹤0.01%	1086
2016 Q4	$37K	Hold	27,500	–	–	﹤0.01%	1088
2016 Q3	$51K	Buy	27,500 +1,000	+4%	+$2.05K	﹤0.01%	1024
2016 Q2	$45K	Buy	26,500 +5,000	+23%	+$8.73K	﹤0.01%	1020
2016 Q1	$36K	Buy	21,500 +2,500	+13%	+$3.61K	﹤0.01%	988
2015 Q4	$23K	Sell	19,000 -1,000	-5%	-$1.36K	﹤0.01%	1085
2015 Q3	$32K	Hold	20,000	–	–	﹤0.01%	1032
2015 Q2	$56K	Hold	20,000	–	–	﹤0.01%	1115
2015 Q1	$64K	Hold	20,000	–	–	﹤0.01%	1042
2014 Q4	$61K	Hold	20,000	–	–	﹤0.01%	1006
2014 Q3	$72K	Buy	20,000 +2,500	+14%	+$8.9K	0.01%	993
2014 Q2	$63K	Sell	17,500 -3,703	-17%	-$12.8K	﹤0.01%	959
2014 Q1	$68K	Buy	21,203 +4,001	+23%	+$13.2K	0.01%	974
2013 Q4	$46K	Buy	17,202 +1	+0%	+$3	﹤0.01%	927
2013 Q3	$51K	Buy	17,201 +1,501	+10%	+$4.24K	﹤0.01%	983
2013 Q2	$31K	Buy	+15,700	New	+$43.8K	﹤0.01%	940

Other funds holding GROW

FIMG

Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Koshinski Asset Management Decatur, Illinois $1.6B AUM 20.7% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

APCM

Arbiter Partners Capital Management New York $175M AUM 99.81% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

First Allied Advisory Services's GROW Position: Q3 2017 in Review

First Allied Advisory Services sold out of US Global Investors (GROW) in Q3 2017, closing a stake of 27,500 shares — an estimated $44K sold.

First Allied Advisory Services first reported a position in GROW in Q2 2013 and held it in 17 quarters. The position peaked at $72K in Q3 2014. 26 funds tracked by Wall St. Rank hold GROW as of Q3 2017.

First Allied Advisory Services reported no remaining US Global Investors position as of Q3 2017 after selling out during the quarter.
First Allied Advisory Services sold 27,500 US Global Investors shares in Q3 2017, an estimated $44K.
First Allied Advisory Services first reported a position in US Global Investors in Q2 2013 and held it in 17 quarters.
First Allied Advisory Services's US Global Investors position peaked at $72K in Q3 2014.
26 funds tracked by Wall St. Rank held US Global Investors as of Q3 2017.

Based on First Allied Advisory Services's 13F filing for Q3 2017, filed 14 Nov 2017.