We are live on ! Find out more
GROW icon

US Global Investors
GROW

30 hedge funds and large institutions have $15.2M invested in US Global Investors in 2013 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 7 increasing their positions, 8 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 2

20% more funds holding

Funds holding: 25 → 30 (+5)

11% less capital invested

Capital invested by funds: $17.1M → $15.2M (-$1.94M)

13% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 8

Holders
30
Holders Change
+5
Holders Change %
+20%
% of All Funds
0.87%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
7
Reduced
8
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
RA
Royce & Associates
New York
+$123K
2
RA
Raffles Associates
New York
+$65.3K
3
VKH
Virtu KCG Holdings
New York
+$37.3K
4
GC
Guggenheim Capital
Illinois
+$26.7K
5
BIT
BlackRock Institutional Trust
California
+$24.6K

Top Sellers

Rank Fund Capital Flow
1
PCM
Perritt Capital Management
Illinois
-$144K
2
RC
RBF Capital
California
-$95K
3
FIMG
Financial & Investment Management Group
Michigan
-$31.8K
4
Vanguard Group
Vanguard Group
Pennsylvania
-$24.9K
5
Citadel Advisors
Citadel Advisors
Florida
-$18K
Name Holding Trade Value Shares
Change 		Change in
Stake
RA
1
Royce & Associates
New York
$5.42M +$123K +46,900 +2%
FIMG
2
Financial & Investment Management Group
Michigan
$4.68M -$31.8K -12,163 -0.7%
Vanguard Group
3
Vanguard Group
Pennsylvania
$1.29M -$24.9K -9,522 -2%
PCM
4
Perritt Capital Management
Illinois
$1.28M -$144K -55,289 -10%
BIT
5
BlackRock Institutional Trust
California
$920K +$24.6K +9,430 +3%
AF
6
Aegis Financial
Virginia
$774K – – –
Geode Capital Management
7
Geode Capital Management
Massachusetts
$118K +$371 +142 +0.3%
APCM
8
Arbiter Partners Capital Management
New York
$104K – – –
Renaissance Technologies
9
Renaissance Technologies
New York
$84K +$261 +100 +0.3%
California Public Employees Retirement System
10
California Public Employees Retirement System
California
$82K – – –
Northern Trust
11
Northern Trust
Illinois
$68K -$261 -100 -0.4%
Bank of New York Mellon
12
Bank of New York Mellon
New York
$68K -$259 -99 -0.4%
RA
13
Raffles Associates
New York
$64K +$65.3K +25,000 New
FAAS
14
First Allied Advisory Services
California
$46K +$3 +1 +0%
VKH
15
Virtu KCG Holdings
New York
$36K +$37.3K +14,291 New
U
16
UBS
Switzerland
$33K +$31 +12 +0.1%
Deutsche Bank
17
Deutsche Bank
Germany
$31K -$2.92K -1,116 -8%
GC
18
Guggenheim Capital
Illinois
$26K +$26.7K +10,233 New
BFA
19
BlackRock Fund Advisors
California
$7K +$314 +120 +4%
TRCT
20
Tower Research Capital (TRC)
New York
$7K +$7.41K +2,836 New
BA
21
BlackRock Advisors
Delaware
$6K – – –
Wells Fargo
22
Wells Fargo
California
$6K – – –
Creative Planning
23
Creative Planning
Kansas
$3K -$523 -200 -17%
JC
24
JBF Capital
Colorado
$3K – – –
MI
25
Markston International
New York
$2K – – –
1
2

GROW Hedge Fund Activity: Q4 2013 in Review

30 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in US Global Investors (GROW) for Q4 2013, worth a combined $15.2M — down 11% from $17.1M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new GROW positions and 2 closed out — a net gain of 5 holders — while 7 added to existing stakes and 8 trimmed.

The largest buyer was Royce & Associates, adding an estimated $123K. The largest seller was Perritt Capital Management, cutting an estimated $144K.

  • 30 institutional investors held US Global Investors (GROW) as of Q4 2013, up from 25 in Q3 2013.
  • Funds reported $15.2M of US Global Investors stock for Q4 2013, down 11% quarter-over-quarter.
  • 7 funds opened new US Global Investors positions in Q4 2013 and 2 closed out, a net change of +5 holders.
  • The largest US Global Investors buyer in Q4 2013 was Royce & Associates, an estimated $123K added.
  • The largest US Global Investors seller in Q4 2013 was Perritt Capital Management, an estimated $144K sold.

Based on aggregated 13F filings for Q4 2013.