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US Global Investors

30 hedge funds and large institutions have $24M invested in US Global Investors in 2014 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 9 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 7

1% more capital invested

Capital invested by funds: $23.8M → $24M (+$283K)

0% more funds holding

Funds holding: 3030 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 2 | Existing positions closed: 2

Holders
30
Holders Change
Holders Change %
0%
% of All Funds
0.87%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
2
Increased
9
Reduced
7
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FIMG
1
Financial & Investment Management Group
Michigan
$9.14M +$250K +70,156 +3%
RA
2
Royce & Associates
New York
$7.52M
Vanguard Group
3
Vanguard Group
Pennsylvania
$1.85M
SIM
4
Sentry Investment Management
Wisconsin
$1.51M +$405K +113,768 +37%
BIT
5
BlackRock Institutional Trust
California
$1.3M +$11.2K +3,138 +0.9%
AF
6
Aegis Financial
Virginia
$1.06M -$23.1K -6,500 -2%
HCM
7
Hodges Capital Management
Texas
$355K +$46.6K +13,100 +15%
MHP
8
Manatuck Hill Partners
Connecticut
$266K
Geode Capital Management
9
Geode Capital Management
Massachusetts
$166K +$505 +142 +0.3%
APCM
10
Arbiter Partners Capital Management
New York
$145K
PCM
11
Perritt Capital Management
Illinois
$142K -$721K -202,691 -84%
RA
12
Raffles Associates
New York
$128K +$129K +36,118 New
California Public Employees Retirement System
13
California Public Employees Retirement System
California
$116K
Northern Trust
14
Northern Trust
Illinois
$97K -$267 -75 -0.3%
Bank of New York Mellon
15
Bank of New York Mellon
New York
$96K
FAAS
16
First Allied Advisory Services
California
$72K +$8.9K +2,500 +14%
U
17
UBS
Switzerland
$29K +$20.5K +5,756 +226%
BA
18
BlackRock Advisors
Delaware
$15K +$7.33K +2,061 +92%
BFA
19
BlackRock Fund Advisors
California
$11K -$847 -238 -7%
BIM
20
BlackRock Investment Management
Delaware
$8K -$1.49K -418 -16%
Wells Fargo
21
Wells Fargo
California
$8K +$4 +1 +0%
Creative Planning
22
Creative Planning
Kansas
$4K
JC
23
JBF Capital
Colorado
$4K
MI
24
Markston International
New York
$3K
Barclays
25
Barclays
United Kingdom
$1K -$356 -100 -33%

GROW Hedge Fund Activity: Q3 2014 in Review

30 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in US Global Investors (GROW) for Q3 2014, worth a combined $24M — up 1.2% from $23.8M a quarter earlier.

Fund positioning in GROW was balanced in Q3 2014: 2 funds opened new positions, 2 closed out, 9 added to existing stakes and 7 trimmed.

The largest buyer was Sentry Investment Management, adding an estimated $405K. The largest seller was Perritt Capital Management, cutting an estimated $721K.

  • 30 institutional investors held US Global Investors (GROW) as of Q3 2014, unchanged from Q2 2014.
  • Funds reported $24M of US Global Investors stock for Q3 2014, up 1.2% quarter-over-quarter.
  • 2 funds opened new US Global Investors positions in Q3 2014 and 2 closed out, a net change of 0 holders.
  • The largest US Global Investors buyer in Q3 2014 was Sentry Investment Management, an estimated $405K added.
  • The largest US Global Investors seller in Q3 2014 was Perritt Capital Management, an estimated $721K sold.

Based on aggregated 13F filings for Q3 2014.