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US Global Investors

50 hedge funds and large institutions have $23.7M invested in US Global Investors in 2021 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 9 increasing their positions, 16 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 10

4% more funds holding

Funds holding: 4850 (+2)

0.25% less ownership

Funds ownership: 32.29%32.04% (-0.25%)

9% less capital invested

Capital invested by funds: $25.9M → $23.7M (-$2.25M)

34% less call options, than puts

Call options by funds: $795K | Put options by funds: $1.2M

44% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 16

Holders
50
Holders Change
+2
Holders Change %
+4.17%
% of All Funds
0.88%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
9
Reduced
16
Closed
10
Calls
$795K
Puts
$1.2M
Net Calls
-$409K
Net Calls Change
+$604K
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$3.72M
RA
2
Royce & Associates
New York
$3.44M
PCM
3
Perritt Capital Management
Illinois
$3.26M +$3.59K +600 +0.1%
HA
4
Heartland Advisors
Wisconsin
$2.56M -$109K -18,273 -4%
BlackRock
5
BlackRock
New York
$1.64M +$3.81K +638 +0.2%
CHAM
6
Clear Harbor Asset Management
Connecticut
$1.37M +$238K +39,758 +20%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$1.11M +$346K +57,917 +42%
TI
8
Tidal Investments
Wisconsin
$707K +$37.6K +6,280 +5%
SCA
9
SMH Capital Advisors
Texas
$679K -$1.85K -309 -0.3%
Geode Capital Management
10
Geode Capital Management
Massachusetts
$621K +$10.3K +1,724 +2%
Renaissance Technologies
11
Renaissance Technologies
New York
$606K -$168K -28,092 -21%
Dimensional Fund Advisors
12
Dimensional Fund Advisors
Texas
$407K -$24.9K -4,161 -5%
State Street
13
State Street
Massachusetts
$316K
Citadel Advisors
14
Citadel Advisors
Florida
$290K -$132K -22,036 -30%
Marshall Wace
15
Marshall Wace
United Kingdom
$283K -$320K -53,597 -52%
CCA
16
Catalyst Capital Advisors
New York
$282K
LWAC
17
Laurel Wealth Advisors (California)
California
$239K -$54 -9 -0%
Millennium Management
18
Millennium Management
New York
$210K -$168K -28,128 -43%
Simplex Trading
19
Simplex Trading
Illinois
$203K
Bank of Montreal
20
Bank of Montreal
Ontario, Canada
$193K +$186K +31,185 New
FAM
21
Formidable Asset Management
Ohio
$184K +$193K +32,264 New
Arrowstreet Capital
22
Arrowstreet Capital
Massachusetts
$166K
Northern Trust
23
Northern Trust
Illinois
$153K -$13.5K -2,257 -8%
T. Rowe Price Associates
24
T. Rowe Price Associates
Maryland
$152K +$48.4K +8,100 +44%
KPWS
25
Kestra Private Wealth Services
Texas
$118K

GROW Hedge Fund Activity: Q3 2021 in Review

50 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in US Global Investors (GROW) for Q3 2021, worth a combined $23.7M — down 8.7% from $25.9M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new GROW positions and 10 closed out — a net gain of 2 holders — while 9 added to existing stakes and 16 trimmed.

The largest buyer was Susquehanna International Group, adding an estimated $346K. The largest seller was Marshall Wace, cutting an estimated $320K.

  • 50 institutional investors held US Global Investors (GROW) as of Q3 2021, up from 48 in Q2 2021.
  • Funds reported $23.7M of US Global Investors stock for Q3 2021, down 8.7% quarter-over-quarter.
  • 12 funds opened new US Global Investors positions in Q3 2021 and 10 closed out, a net change of +2 holders.
  • The largest US Global Investors buyer in Q3 2021 was Susquehanna International Group, an estimated $346K added.
  • The largest US Global Investors seller in Q3 2021 was Marshall Wace, an estimated $320K sold.

Based on aggregated 13F filings for Q3 2021.