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US Global Investors

28 hedge funds and large institutions have $12.3M invested in US Global Investors in 2020 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 6 increasing their positions, 6 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

600% more call options, than puts

Call options by funds: $14K | Put options by funds: $2K

63% more capital invested

Capital invested by funds: $7.56M → $12.3M (+$4.76M)

9.09% more ownership

Funds ownership: 30.71%39.8% (+9.1%)

0% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 6

3% less funds holding

Funds holding: 2928 (-1)

14% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 7

Holders
28
Holders Change
-1
Holders Change %
-3.45%
% of All Funds
0.56%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
6
Reduced
6
Closed
7
Calls
$14K
Puts
$2K
Net Calls
+$12K
Net Calls Change
+$98K
Name Holding Trade Value Shares
Change
Change in
Stake
DC
1
Diametric Capital
Massachusetts
$2.3M +$2.93M +965,769 New
PCM
2
Perritt Capital Management
Illinois
$1.72M -$22.8K -7,500 -1%
RA
3
Royce & Associates
New York
$1.48M
PCM
4
Prelude Capital Management
New York
$1.46M +$1.86M +614,305 New
HA
5
Heartland Advisors
Wisconsin
$1.31M
Vanguard Group
6
Vanguard Group
Pennsylvania
$839K +$35.3K +11,645 +3%
BlackRock
7
BlackRock
New York
$820K +$18 +6 +0%
Renaissance Technologies
8
Renaissance Technologies
New York
$669K +$55.2K +18,212 +7%
TI
9
Tidal Investments
Wisconsin
$455K +$18.1K +5,980 +3%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$168K -$166K -54,695 -44%
Geode Capital Management
11
Geode Capital Management
Massachusetts
$164K
Dimensional Fund Advisors
12
Dimensional Fund Advisors
Texas
$157K
Simplex Trading
13
Simplex Trading
Illinois
$155K +$106K +34,933 +115%
T. Rowe Price Associates
14
T. Rowe Price Associates
Maryland
$134K
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$84K -$20.5K -6,767 -16%
Osaic Holdings
16
Osaic Holdings
Arizona
$80K
California Public Employees Retirement System
17
California Public Employees Retirement System
California
$78K
KPWS
18
Kestra Private Wealth Services
Texas
$65K +$82.8K +27,287 New
Northern Trust
19
Northern Trust
Illinois
$64K -$13.7K -4,518 -14%
Citadel Advisors
20
Citadel Advisors
Florida
$62K +$78.7K +25,956 New
NSIM
21
North Star Investment Management
Illinois
$26K
UBS Group
22
UBS Group
Switzerland
$14K +$14.4K +4,757 +427%
Wells Fargo
23
Wells Fargo
California
$7K -$12 -4 -0.1%
TRCT
24
Tower Research Capital (TRC)
New York
$4K -$5.73K -1,890 -50%
GWM
25
Geneos Wealth Management
Colorado
$2K

GROW Hedge Fund Activity: Q3 2020 in Review

28 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in US Global Investors (GROW) for Q3 2020, worth a combined $12.3M — up 63% from $7.56M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of GROW and 6 opened new positions — a net loss of 1 holder — while 6 trimmed existing stakes and 6 added.

The largest buyer was Diametric Capital, opening a new position worth an estimated $2.93M. The largest seller was AWM Investment Company, exiting entirely with an estimated $350K sold.

  • 28 institutional investors held US Global Investors (GROW) as of Q3 2020, down from 29 in Q2 2020.
  • Funds reported $12.3M of US Global Investors stock for Q3 2020, up 63% quarter-over-quarter.
  • 6 funds opened new US Global Investors positions in Q3 2020 and 7 closed out, a net change of -1 holder.
  • The largest US Global Investors buyer in Q3 2020 was Diametric Capital, an estimated $2.93M added.
  • The largest US Global Investors seller in Q3 2020 was AWM Investment Company, an estimated $350K sold.

Based on aggregated 13F filings for Q3 2020.