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US Global Investors

35 hedge funds and large institutions have $26.8M invested in US Global Investors in 2020 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 8 increasing their positions, 9 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

230% more call options, than puts

Call options by funds: $1.14M | Put options by funds: $347K

175% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 4

118% more capital invested

Capital invested by funds: $12.3M → $26.8M (+$14.5M)

25% more funds holding

Funds holding: 2835 (+7)

1.97% less ownership

Funds ownership: 39.8%37.84% (-2%)

11% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 9

Holders
35
Holders Change
+7
Holders Change %
+25%
% of All Funds
0.62%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.04%
New
11
Increased
8
Reduced
9
Closed
4
Calls
$1.14M
Puts
$347K
Net Calls
+$797K
Net Calls Change
+$785K
Name Holding Trade Value Shares
Change
Change in
Stake
PCM
1
Perritt Capital Management
Illinois
$3.91M -$12K -3,500 -0.5%
DC
2
Diametric Capital
Massachusetts
$3.75M -$953K -277,445 -29%
HA
3
Heartland Advisors
Wisconsin
$3.41M +$258K +75,000 +14%
RA
4
Royce & Associates
New York
$3.4M
Vanguard Group
5
Vanguard Group
Pennsylvania
$2.33M +$260K +75,754 +21%
PCM
6
Prelude Capital Management
New York
$2.32M -$646K -188,220 -31%
BlackRock
7
BlackRock
New York
$1.88M +$1.75K +510 +0.1%
Renaissance Technologies
8
Renaissance Technologies
New York
$1.61M +$46.3K +13,488 +5%
TI
9
Tidal Investments
Wisconsin
$881K -$102K -29,827 -16%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$385K
Dimensional Fund Advisors
11
Dimensional Fund Advisors
Texas
$378K +$12K +3,483 +5%
Geode Capital Management
12
Geode Capital Management
Massachusetts
$377K
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$342K +$93.9K +27,350 +77%
T. Rowe Price Associates
14
T. Rowe Price Associates
Maryland
$308K
Bank of Montreal
15
Bank of Montreal
Ontario, Canada
$267K +$173K +50,369 New
California Public Employees Retirement System
16
California Public Employees Retirement System
California
$179K
Osaic Holdings
17
Osaic Holdings
Arizona
$174K -$6.37K -1,856 -5%
GPFA
18
Game Plan Financial Advisors
Ohio
$166K +$106K +31,000 New
Northern Trust
19
Northern Trust
Illinois
$152K +$2.46K +716 +3%
KPWS
20
Kestra Private Wealth Services
Texas
$126K -$6.87K -2,000 -7%
Simplex Trading
21
Simplex Trading
Illinois
$94K -$165K -47,958 -73%
Millennium Management
22
Millennium Management
New York
$68K +$42.9K +12,484 New
VF
23
Virtu Financial
New York
$65K +$41.2K +11,996 New
CHAM
24
Clear Harbor Asset Management
Connecticut
$61K +$38.6K +11,250 New
CS
25
Credit Suisse
Switzerland
$60K +$37.8K +11,000 New

GROW Hedge Fund Activity: Q4 2020 in Review

35 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in US Global Investors (GROW) for Q4 2020, worth a combined $26.8M — up 118% from $12.3M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new GROW positions and 4 closed out — a net gain of 7 holders — while 8 added to existing stakes and 9 trimmed.

The largest buyer was Vanguard Group, adding an estimated $260K. The largest seller was Diametric Capital, cutting an estimated $953K.

  • 35 institutional investors held US Global Investors (GROW) as of Q4 2020, up from 28 in Q3 2020.
  • Funds reported $26.8M of US Global Investors stock for Q4 2020, up 118% quarter-over-quarter.
  • 11 funds opened new US Global Investors positions in Q4 2020 and 4 closed out, a net change of +7 holders.
  • The largest US Global Investors buyer in Q4 2020 was Vanguard Group, an estimated $260K added.
  • The largest US Global Investors seller in Q4 2020 was Diametric Capital, an estimated $953K sold.

Based on aggregated 13F filings for Q4 2020.