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US Global Investors
GROW

25 hedge funds and large institutions have $17.1M invested in US Global Investors in 2013 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 6 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

37% more capital invested

Capital invested by funds: $12.4M → $17.1M (+$4.66M)

33% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 6

14% less funds holding

Funds holding: 29 → 25 (-4)

50% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 6

Holders
25
Holders Change
-4
Holders Change %
-13.79%
% of All Funds
0.81%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
8
Reduced
6
Closed
6
Calls
$13K
Puts
–
Net Calls
+$13K
Net Calls Change
+$13K

Top Buyers

Rank Fund Capital Flow
1
AF
Aegis Financial
Virginia
+$860K
2
Vanguard Group
Vanguard Group
Pennsylvania
+$137K
3
Renaissance Technologies
Renaissance Technologies
New York
+$41.5K
4
Deutsche Bank
Deutsche Bank
Germany
+$38.7K
5
RA
Royce & Associates
New York
+$25.3K

Top Sellers

Rank Fund Capital Flow
1
Fidelity Investments
Fidelity Investments
Massachusetts
-$412K
2
FIM
Freedom Investment Management
Connecticut
-$94K
3
AA
Ancora Advisors
Ohio
-$53K
4
SC
Saturna Capital
Washington
-$39K
5
U
UBS
Switzerland
-$13K
Name Holding Trade Value Shares
Change 		Change in
Stake
RA
1
Royce & Associates
New York
$5.97M +$25.3K +8,968 +0.4%
FIMG
2
Financial & Investment Management Group
Michigan
$5.31M +$805 +285 +0%
PCM
3
Perritt Capital Management
Illinois
$1.6M -$2.54K -900 -0.2%
Vanguard Group
4
Vanguard Group
Pennsylvania
$1.48M +$137K +48,651 +10%
BIT
5
BlackRock Institutional Trust
California
$1.01M +$1.84K +653 +0.2%
AF
6
Aegis Financial
Virginia
$871K +$860K +304,623 New
Geode Capital Management
7
Geode Capital Management
Massachusetts
$133K +$401 +142 +0.3%
APCM
8
Arbiter Partners Capital Management
New York
$117K – – –
RC
9
RBF Capital
California
$95K -$9.88K -3,500 -10%
California Public Employees Retirement System
10
California Public Employees Retirement System
California
$94K – – –
Renaissance Technologies
11
Renaissance Technologies
New York
$94K +$41.5K +14,700 +80%
Northern Trust
12
Northern Trust
Illinois
$77K -$4.43K -1,568 -5%
Bank of New York Mellon
13
Bank of New York Mellon
New York
$77K +$282 +100 +0.4%
FAAS
14
First Allied Advisory Services
California
$51K +$4.24K +1,501 +10%
Deutsche Bank
15
Deutsche Bank
Germany
$39K +$38.7K +13,700 New
U
16
UBS
Switzerland
$37K -$13K -4,594 -26%
Citadel Advisors
17
Citadel Advisors
Florida
$18K +$18.1K +6,403 New
BFA
18
BlackRock Fund Advisors
California
$8K – – –
BA
19
BlackRock Advisors
Delaware
$6K -$2.85K -1,011 -31%
Wells Fargo
20
Wells Fargo
California
$6K – – –
Creative Planning
21
Creative Planning
Kansas
$3K – – –
JC
22
JBF Capital
Colorado
$3K – – –
MI
23
Markston International
New York
$2K – – –
Manulife (Manufacturers Life Insurance)
24
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$5 – – –
Fidelity Investments
25
Fidelity Investments
Massachusetts
– -$412K -195,168 Closed
1
2

GROW Hedge Fund Activity: Q3 2013 in Review

25 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in US Global Investors (GROW) for Q3 2013, worth a combined $17.1M — up 37% from $12.4M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of GROW and 3 opened new positions — a net loss of 3 holders — while 6 trimmed existing stakes and 8 added.

The largest buyer was Aegis Financial, opening a new position worth an estimated $860K. The largest seller was Fidelity Investments, exiting entirely with an estimated $412K sold.

  • 25 institutional investors held US Global Investors (GROW) as of Q3 2013, down from 29 in Q2 2013.
  • Funds reported $17.1M of US Global Investors stock for Q3 2013, up 37% quarter-over-quarter.
  • 3 funds opened new US Global Investors positions in Q3 2013 and 6 closed out, a net change of -3 holders.
  • The largest US Global Investors buyer in Q3 2013 was Aegis Financial, an estimated $860K added.
  • The largest US Global Investors seller in Q3 2013 was Fidelity Investments, an estimated $412K sold.

Based on aggregated 13F filings for Q3 2013.