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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+4.85%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.51B
AUM Growth
+$192M
Cap. Flow
+$90M
Cap. Flow %
3.58%
Top 10 Hldgs %
17.17%
Holding
1,587
New
460
Increased
546
Reduced
467
Closed
56

Top Buys

Rank Stock Value
1
GAB icon
Gabelli Equity Trust
GAB
+$10.9M
2
HFRO
Highland Opportunities and Income Fund
HFRO
+$9.62M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$8.5M
4
DJP icon
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
+$7.67M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$6.36M

Top Sells

Rank Stock Value
1
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$5.53M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.49M
3
GSK icon
GSK
GSK
+$4.68M
4
MBB icon
iShares MBS ETF
MBB
+$3.56M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.36M

Sector Composition

Rank Sector Weight
1 Technology 7.3%
2 Financials 5.29%
3 Industrials 4.66%
4 Healthcare 4.53%
5 Consumer Discretionary 4.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNI icon
1026
Canadian National Railway
CNI
$78.3B
$211K 0.01%
2,539
-203
-7% -$16.3K
HTHT icon
1027
Huazhu Hotels Group
HTHT
$12.4B
$211K 0.01%
+5,904
New +$187K
CF icon
1028
CF Industries
CF
$19.2B
$210K 0.01%
+4,954
New +$187K
FEO
1029
DELISTED
First Trust/abrdn Emerging Opportunity Fund
FEO
$210K 0.01%
13,039
+241
+2% +$3.93K
CHK
1030
DELISTED
Chesapeake Energy Corporation
CHK
$210K 0.01%
263
-44
-14% -$34.3K
BPL
1031
DELISTED
Buckeye Partners, L.P.
BPL
$210K 0.01%
4,203
-44
-1% -$2.23K
JTA
1032
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$210K 0.01%
15,141
+1,540
+11% +$20.9K
CLB icon
1033
Core Laboratories
CLB
$538M
$209K 0.01%
+1,921
New +$192K
SCHZ icon
1034
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$209K 0.01%
7,998
-254
-3% -$6.63K
ATVI
1035
DELISTED
Activision Blizzard
ATVI
$209K 0.01%
3,304
-36,009
-92% -$2.28M
PCG icon
1036
PG&E
PCG
$47.8B
$208K 0.01%
4,683
+343
+8% +$19.2K
AME icon
1037
Ametek
AME
$55.5B
$207K 0.01%
+2,882
New +$201K
FTF
1038
Franklin Limited Duration Income Trust
FTF
$233M
$207K 0.01%
17,398
-617
-3% -$7.31K
AIRR icon
1039
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.5B
$206K 0.01%
7,590
-200
-3% -$5.31K
GBCI icon
1040
Glacier Bancorp
GBCI
$6.55B
$206K 0.01%
+5,187
New +$197K
IYY icon
1041
iShares Dow Jones US ETF
IYY
$2.92B
$206K 0.01%
+3,058
New +$199K
NTAP icon
1042
NetApp
NTAP
$32.9B
$206K 0.01%
3,772
-3,351
-47% -$168K
SHV icon
1043
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
$206K 0.01%
+1,879
New +$207K
BGC icon
1044
BGC Group
BGC
$5.58B
$205K 0.01%
20,877
-4,829
-19% -$48.7K
BTZ icon
1045
BlackRock Credit Allocation Income Trust
BTZ
$927M
$205K 0.01%
15,492
+346
+2% +$4.62K
DSI icon
1046
iShares MSCI KLD 400 Social ETF
DSI
$5.19B
$205K 0.01%
+4,200
New +$202K
DHF
1047
BNY Mellon High Yield Strategies Fund
DHF
$171M
$204K 0.01%
61,200
+7,000
+13% +$23.8K
SITE icon
1048
SiteOne Landscape Supply
SITE
$4.43B
$204K 0.01%
+2,652
New +$180K
BT
1049
DELISTED
BT Group plc (ADR)
BT
$204K 0.01%
+11,148
New +$197K
ARE icon
1050
Alexandria Real Estate Equities
ARE
$8.88B
$203K 0.01%
+1,552
New +$195K
40 41
42
43 44

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WAM
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FS
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NIMC
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TI
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VIM
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PS
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CT
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CAW
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First Allied Advisory Services's Q4 2017 Portfolio in Review

As of Q4 2017, First Allied Advisory Services held 1,587 positions worth $2.51B, up 8.3% from $2.32B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Allied Advisory Services deployed $90M of net new capital in Q4 2017, opening 460 new positions and adding to 546 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 7.4% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was WisdomTree Japan Hedged Equity Fund, an estimated $5.53M trimmed.

  • First Allied Advisory Services's largest Q4 2017 buy was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
  • First Allied Advisory Services added most to Gabelli Equity Trust in Q4 2017, an estimated $10.9M increase.
  • First Allied Advisory Services's biggest Q4 2017 reduction was WisdomTree Japan Hedged Equity Fund, cutting an estimated $5.53M.
  • First Allied Advisory Services fully exited ProShares Short S&P500 in Q4 2017, selling an estimated $2.71M.
  • First Allied Advisory Services's ten largest holdings make up 17% of its $2.51B portfolio in Q4 2017.
  • First Allied Advisory Services opened 460 new positions and closed 56 in Q4 2017.
  • First Allied Advisory Services's portfolio value rose 8.3% quarter-over-quarter to $2.51B.

Based on First Allied Advisory Services's 13F filing for Q4 2017, filed 8 Feb 2018.