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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+4.85%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.51B
AUM Growth
+$192M
Cap. Flow
+$90M
Cap. Flow %
3.58%
Top 10 Hldgs %
17.17%
Holding
1,587
New
460
Increased
546
Reduced
467
Closed
56

Top Buys

Rank Stock Value
1
GAB icon
Gabelli Equity Trust
GAB
+$10.9M
2
HFRO
Highland Opportunities and Income Fund
HFRO
+$9.62M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$8.5M
4
DJP icon
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
+$7.67M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$6.36M

Top Sells

Rank Stock Value
1
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$5.53M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.49M
3
GSK icon
GSK
GSK
+$4.68M
4
MBB icon
iShares MBS ETF
MBB
+$3.56M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.36M

Sector Composition

Rank Sector Weight
1 Technology 7.3%
2 Financials 5.29%
3 Industrials 4.66%
4 Healthcare 4.53%
5 Consumer Discretionary 4.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GPC icon
1001
Genuine Parts
GPC
$17.1B
$221K 0.01%
2,324
+146
+7% +$13.3K
LITE icon
1002
Lumentum
LITE
$59.4B
$221K 0.01%
4,542
+177
+4% +$9.87K
UBS icon
1003
UBS Group
UBS
$170B
$221K 0.01%
12,111
+257
+2% +$4.47K
WTMF icon
1004
WisdomTree Managed Futures Strategy Fund
WTMF
$237M
$221K 0.01%
5,507
+250
+5% +$9.83K
ANDV
1005
DELISTED
Andeavor
ANDV
$221K 0.01%
+1,936
New +$208K
HAE icon
1006
Haemonetics
HAE
$3.58B
$220K 0.01%
+3,799
New +$200K
MRTN icon
1007
Marten Transport
MRTN
$1.33B
$220K 0.01%
16,008
-1,083
-6% -$14.2K
PKG icon
1008
Packaging Corp of America
PKG
$22.7B
$220K 0.01%
1,816
-2,670
-60% -$310K
SBRA icon
1009
Sabra Healthcare REIT
SBRA
$5.64B
$220K 0.01%
11,846
-1,159
-9% -$23.1K
CI icon
1010
Cigna
CI
$76.6B
$219K 0.01%
1,086
-4
-0.4% -$796
DLB icon
1011
Dolby
DLB
$4.72B
$218K 0.01%
+3,534
New +$213K
LEN icon
1012
Lennar Class A
LEN
$20.4B
$218K 0.01%
+3,519
New +$200K
SRC
1013
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$218K 0.01%
5,607
-2,142
-28% -$81.3K
PFO
1014
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$118M
$217K 0.01%
18,355
-187
-1% -$2.25K
PLD icon
1015
Prologis
PLD
$138B
$217K 0.01%
3,361
-81
-2% -$5.29K
INB
1016
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$217K 0.01%
21,818
+3,768
+21% +$36.8K
AOA icon
1017
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.16B
$216K 0.01%
4,000
– –
NUV icon
1018
Nuveen Municipal Value Fund
NUV
$1.91B
$216K 0.01%
21,316
– –
APU
1019
DELISTED
AmeriGas Partners, L.P.
APU
$216K 0.01%
4,700
+200
+4% +$9K
CCL icon
1020
Carnival Corporation Ltd
CCL
$36.1B
$215K 0.01%
+3,169
New +$210K
TWO
1021
Two Harbors Investment
TWO
$1.27B
$215K 0.01%
3,304
-708
-18% -$49.6K
SR icon
1022
Spire
SR
$4.92B
$214K 0.01%
2,841
– –
EIG icon
1023
Employers Holdings
EIG
$908M
$213K 0.01%
4,800
-200
-4% -$9.43K
FHI icon
1024
Federated Hermes
FHI
$4.4B
$213K 0.01%
+5,889
New +$191K
EMHY icon
1025
iShares JPMorgan EM High Yield Bond ETF
EMHY
$618M
$212K 0.01%
4,265
+260
+6% +$13.1K
39 40
41
42 43

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WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q4 2017 Portfolio in Review

As of Q4 2017, First Allied Advisory Services held 1,587 positions worth $2.51B, up 8.3% from $2.32B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Allied Advisory Services deployed $90M of net new capital in Q4 2017, opening 460 new positions and adding to 546 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 7.4% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was WisdomTree Japan Hedged Equity Fund, an estimated $5.53M trimmed.

  • First Allied Advisory Services's largest Q4 2017 buy was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
  • First Allied Advisory Services added most to Gabelli Equity Trust in Q4 2017, an estimated $10.9M increase.
  • First Allied Advisory Services's biggest Q4 2017 reduction was WisdomTree Japan Hedged Equity Fund, cutting an estimated $5.53M.
  • First Allied Advisory Services fully exited ProShares Short S&P500 in Q4 2017, selling an estimated $2.71M.
  • First Allied Advisory Services's ten largest holdings make up 17% of its $2.51B portfolio in Q4 2017.
  • First Allied Advisory Services opened 460 new positions and closed 56 in Q4 2017.
  • First Allied Advisory Services's portfolio value rose 8.3% quarter-over-quarter to $2.51B.

Based on First Allied Advisory Services's 13F filing for Q4 2017, filed 8 Feb 2018.