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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
-0.94%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
AUM
$1.26B
AUM Growth
-$102M
Cap. Flow
-$77.6M
Cap. Flow %
-6.15%
Top 10 Hldgs %
14.01%
Holding
1,182
New
206
Increased
381
Reduced
402
Closed
154
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
ZNGA
976
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$109K 0.01%
39,096
-1,000
-2% -$3K
AEF
977
abrdn Emerging Markets Equity Income Fund
AEF
$348M
$107K 0.01%
+12,325
New +$117K
AGD
978
abrdn Global Dynamic Dividend Fund
AGD
$315M
$105K 0.01%
+10,628
New +$110K
MNKD icon
979
MannKind Corp
MNKD
$1.28B
$101K 0.01%
3,381
-5,526
-62% -$218K
RSO
980
DELISTED
Resource Capital Corp.
RSO
$100K 0.01%
5,099
-14,127
-73% -$306K
TLM
981
DELISTED
TALISMAN ENERGY INC
TLM
$95K 0.01%
+10,062
New +$101K
SPPP
982
Sprott Physical Platinum and Palladium Trust
SPPP
$560M
$89K 0.01%
10,000
BSBR icon
983
Santander
BSBR
$39.7B
$88K 0.01%
14,081
+715
+5% +$4.66K
KMM
984
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$88K 0.01%
+10,168
New +$93.6K
ANR
985
DELISTED
Alpha Natural Resources Inc
ANR
$87K 0.01%
+36,024
New +$124K
SOHO
986
DELISTED
Sotherly Hotels
SOHO
$84K 0.01%
10,796
-10,204
-49% -$80.5K
BWEN icon
987
Broadwind
BWEN
$113M
$82K 0.01%
+11,250
New +$97.8K
HL icon
988
Hecla Mining
HL
$10.2B
$81K 0.01%
33,800
MHR
989
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$81K 0.01%
+14,500
New +$95.9K
MDR
990
DELISTED
McDermott International
MDR
$80K 0.01%
4,739
-106,144
-96% -$2.29M
MWW
991
DELISTED
Monster Worldwide Inc
MWW
$74K 0.01%
13,514
+13
+0.1% +$77
GROW icon
992
US Global Investors
GROW
$36.3M
$72K 0.01%
20,000
+2,500
+14% +$8.9K
MIN
993
Aberdeen Intermediate Income Fund
MIN
$273M
$72K 0.01%
14,255
-1,800
-11% -$9.34K
CHGG icon
994
Chegg
CHGG
$108M
$71K 0.01%
11,550
-6,050
-34% -$39.9K
MDXG icon
995
MiMedx Group
MDXG
$626M
$71K 0.01%
10,000
ERS
996
DELISTED
Empire Resources, Inc.
ERS
$71K 0.01%
+13,500
New +$68.4K
S
997
DELISTED
Sprint Corporation
S
$70K 0.01%
+11,114
New +$75.6K
CCG
998
DELISTED
CAMPUS CREST COMMUNITIES INC COM STK (MD)
CCG
$70K 0.01%
10,439
+152
+1% +$1.23K
BPZ
999
DELISTED
BPZ RESOURCES INC COM STK
BPZ
$66K 0.01%
+34,500
New +$87.8K
SQNM
1000
DELISTED
SEQUENOM INC NEW
SQNM
$65K 0.01%
22,900
-1,000
-4% -$3.66K

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First Allied Advisory Services's Q3 2014 Portfolio in Review

As of Q3 2014, First Allied Advisory Services held 1,182 positions worth $1.26B, down 7.5% from $1.36B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

First Allied Advisory Services withdrew a net $77.6M in Q3 2014, closing 154 positions and reducing 402 holdings. Its most notable exit was ProShares Ultra 7-10 Year Treasury, an estimated $5.57M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 7.6% of assets, up from 6.8% a quarter earlier, followed by Technology and Financials.

Against the trend, First Allied Advisory Services opened a new position in Apple worth $31M.

  • First Allied Advisory Services's largest Q3 2014 buy was Apple: 1,229,336 shares worth $31M.
  • First Allied Advisory Services added most to iShares Core S&P Mid-Cap ETF in Q3 2014, an estimated $7.8M increase.
  • First Allied Advisory Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $12.5M.
  • First Allied Advisory Services fully exited ProShares Ultra 7-10 Year Treasury in Q3 2014, selling an estimated $5.57M.
  • First Allied Advisory Services's ten largest holdings make up 14% of its $1.26B portfolio in Q3 2014.
  • First Allied Advisory Services opened 206 new positions and closed 154 in Q3 2014.
  • First Allied Advisory Services's portfolio value fell 7.5% quarter-over-quarter to $1.26B.

Based on First Allied Advisory Services's 13F filing for Q3 2014, filed 12 Nov 2014.