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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+4.85%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.51B
AUM Growth
+$192M
Cap. Flow
+$90M
Cap. Flow %
3.58%
Top 10 Hldgs %
17.17%
Holding
1,587
New
460
Increased
546
Reduced
467
Closed
56

Top Buys

Rank Stock Value
1
GAB icon
Gabelli Equity Trust
GAB
+$10.9M
2
HFRO
Highland Opportunities and Income Fund
HFRO
+$9.62M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$8.5M
4
DJP icon
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
+$7.67M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$6.36M

Top Sells

Rank Stock Value
1
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$5.53M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.49M
3
GSK icon
GSK
GSK
+$4.68M
4
MBB icon
iShares MBS ETF
MBB
+$3.56M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.36M

Sector Composition

Rank Sector Weight
1 Technology 7.3%
2 Financials 5.29%
3 Industrials 4.66%
4 Healthcare 4.53%
5 Consumer Discretionary 4.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WWD icon
951
Woodward
WWD
$25B
$255K 0.01%
3,321
-15
-0.4% -$1.17K
VONG icon
952
Vanguard Russell 1000 Growth ETF
VONG
$42.5B
$254K 0.01%
7,320
-5,396
-42% -$181K
IPFF
953
DELISTED
iShares International Preferred Stock ETF
IPFF
$253K 0.01%
+13,513
New +$251K
OI icon
954
O-I Glass
OI
$1.39B
$252K 0.01%
11,408
+625
+6% +$14.9K
QINC
955
DELISTED
First Trust RBA Quality Income ETF
QINC
$251K 0.01%
9,874
+583
+6% +$14.6K
NTNX icon
956
Nutanix
NTNX
$14.9B
$250K 0.01%
6,975
-2,675
-28% -$81K
A icon
957
Agilent Technologies
A
$39.1B
$249K 0.01%
3,734
+202
+6% +$13.6K
NBH
958
Neuberger Municipal Fund Inc
NBH
$304M
$249K 0.01%
16,914
-354
-2% -$5.33K
ORLY icon
959
O'Reilly Automotive
ORLY
$72.4B
$248K 0.01%
15,420
-11,010
-42% -$164K
PIE icon
960
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$271M
$248K 0.01%
+12,136
New +$241K
CEO
961
DELISTED
CNOOC Limited
CEO
$248K 0.01%
+1,724
New +$234K
GSLC icon
962
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.2B
$247K 0.01%
4,638
-90
-2% -$4.67K
IAU icon
963
iShares Gold Trust
IAU
$63B
$247K 0.01%
9,629
-23,162
-71% -$568K
ADRE
964
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$247K 0.01%
5,730
-225
-4% -$9.63K
ILMN icon
965
Illumina
ILMN
$29.4B
$246K 0.01%
1,180
-78
-6% -$16.1K
IONS icon
966
Ionis Pharmaceuticals
IONS
$9.35B
$246K 0.01%
4,835
-301
-6% -$16.5K
RZG icon
967
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$139M
$246K 0.01%
6,465
-5,871
-48% -$218K
KTF
968
DWS Municipal Income Trust
KTF
$346M
$245K 0.01%
20,551
-2,902
-12% -$35K
OZK icon
969
Bank OZK
OZK
$5.49B
$245K 0.01%
5,088
+351
+7% +$16.3K
RGLD icon
970
Royal Gold
RGLD
$17.1B
$245K 0.01%
+2,992
New +$256K
BAH icon
971
Booz Allen Hamilton
BAH
$8.7B
$244K 0.01%
6,389
+206
+3% +$7.79K
ISRG icon
972
Intuitive Surgical
ISRG
$121B
$242K 0.01%
+2,019
New +$253K
WPM icon
973
Wheaton Precious Metals
WPM
$50.6B
$242K 0.01%
+11,015
New +$230K
FTAI icon
974
FTAI Aviation
FTAI
$22.2B
$240K 0.01%
14,153
+79
+0.6% +$1.24K
VAR
975
DELISTED
Varian Medical Systems, Inc.
VAR
$240K 0.01%
2,161
-74
-3% -$7.96K
37 38
39
40 41

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FS
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NIMC
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TI
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VIM
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PS
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CT
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CAW
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First Allied Advisory Services's Q4 2017 Portfolio in Review

As of Q4 2017, First Allied Advisory Services held 1,587 positions worth $2.51B, up 8.3% from $2.32B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Allied Advisory Services deployed $90M of net new capital in Q4 2017, opening 460 new positions and adding to 546 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 7.4% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was WisdomTree Japan Hedged Equity Fund, an estimated $5.53M trimmed.

  • First Allied Advisory Services's largest Q4 2017 buy was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
  • First Allied Advisory Services added most to Gabelli Equity Trust in Q4 2017, an estimated $10.9M increase.
  • First Allied Advisory Services's biggest Q4 2017 reduction was WisdomTree Japan Hedged Equity Fund, cutting an estimated $5.53M.
  • First Allied Advisory Services fully exited ProShares Short S&P500 in Q4 2017, selling an estimated $2.71M.
  • First Allied Advisory Services's ten largest holdings make up 17% of its $2.51B portfolio in Q4 2017.
  • First Allied Advisory Services opened 460 new positions and closed 56 in Q4 2017.
  • First Allied Advisory Services's portfolio value rose 8.3% quarter-over-quarter to $2.51B.

Based on First Allied Advisory Services's 13F filing for Q4 2017, filed 8 Feb 2018.