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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
-0.94%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
AUM
$1.26B
AUM Growth
-$102M
Cap. Flow
-$77.6M
Cap. Flow %
-6.15%
Top 10 Hldgs %
14.01%
Holding
1,182
New
206
Increased
381
Reduced
402
Closed
154
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
MFL
951
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$152K 0.01%
10,910
+271
+3% +$3.72K
FLEX icon
952
Flex
FLEX
$43.4B
$149K 0.01%
19,084
-104,981
-85% -$858K
BRW
953
Saba Capital Income & Opportunities Fund
BRW
$336M
$148K 0.01%
12,995
-1,860
-13% -$20.7K
RGT
954
Royce Global Value Trust
RGT
$95.8M
$148K 0.01%
16,905
GGZ
955
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$121M
$147K 0.01%
13,991
+138
+1% +$1.45K
NTLS
956
DELISTED
NTELOS HLDGS CORP COM
NTLS
$145K 0.01%
13,425
+605
+5% +$7.56K
LPHI
957
DELISTED
LIFE PARTNERS HLDGS INC
LPHI
$143K 0.01%
71,375
PBW icon
958
Invesco WilderHill Clean Energy ETF
PBW
$390M
$140K 0.01%
4,401
GNW icon
959
Genworth Financial
GNW
$3.8B
$139K 0.01%
+10,583
New +$153K
XRX icon
960
Xerox
XRX
$337M
$139K 0.01%
3,979
-108
-3% -$3.77K
BYM
961
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$138K 0.01%
+10,000
New +$138K
NVDQ
962
DELISTED
Novadaq Technologies Inc.
NVDQ
$138K 0.01%
11,100
+150
+1% +$2.18K
IAF
963
abrdn Australia Equity Fund
IAF
$120M
$137K 0.01%
+5,864
New +$155K
NOK icon
964
Nokia
NOK
$50.8B
$136K 0.01%
16,145
-4
-0% -$32
IGR
965
CBRE Global Real Estate Income Fund
IGR
$712M
$134K 0.01%
16,031
-2,723
-15% -$24.3K
EWS icon
966
iShares MSCI Singapore ETF
EWS
$1.01B
$133K 0.01%
5,039
-532
-10% -$14.7K
MUFG icon
967
Mitsubishi UFJ Financial
MUFG
$258B
$131K 0.01%
23,431
+12,127
+107% +$70.8K
RITM icon
968
Rithm Capital
RITM
$5.09B
$129K 0.01%
10,879
+2,706
+33% +$33.6K
MVF
969
DELISTED
BlackRock MuniVest Fund
MVF
$126K 0.01%
13,259
-88,828
-87% -$859K
HIMX
970
Himax Technologies
HIMX
$2.2B
$125K 0.01%
+12,315
New +$93.1K
PML
971
PIMCO Municipal Income Fund II
PML
$485M
$124K 0.01%
10,804
-101,787
-90% -$1.19M
ABR icon
972
Arbor Realty Trust
ABR
$960M
$123K 0.01%
+18,395
New +$128K
JRO
973
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$123K 0.01%
11,287
-804
-7% -$9.7K
WEN icon
974
Wendy's
WEN
$1.33B
$120K 0.01%
13,940
-3,040
-18% -$24.9K
JBLU icon
975
JetBlue
JBLU
$1.96B
$113K 0.01%
+10,618
New +$121K

Similar funds

First Allied Advisory Services's Q3 2014 Portfolio in Review

As of Q3 2014, First Allied Advisory Services held 1,182 positions worth $1.26B, down 7.5% from $1.36B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

First Allied Advisory Services withdrew a net $77.6M in Q3 2014, closing 154 positions and reducing 402 holdings. Its most notable exit was ProShares Ultra 7-10 Year Treasury, an estimated $5.57M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 7.6% of assets, up from 6.8% a quarter earlier, followed by Technology and Financials.

Against the trend, First Allied Advisory Services opened a new position in Apple worth $31M.

  • First Allied Advisory Services's largest Q3 2014 buy was Apple: 1,229,336 shares worth $31M.
  • First Allied Advisory Services added most to iShares Core S&P Mid-Cap ETF in Q3 2014, an estimated $7.8M increase.
  • First Allied Advisory Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $12.5M.
  • First Allied Advisory Services fully exited ProShares Ultra 7-10 Year Treasury in Q3 2014, selling an estimated $5.57M.
  • First Allied Advisory Services's ten largest holdings make up 14% of its $1.26B portfolio in Q3 2014.
  • First Allied Advisory Services opened 206 new positions and closed 154 in Q3 2014.
  • First Allied Advisory Services's portfolio value fell 7.5% quarter-over-quarter to $1.26B.

Based on First Allied Advisory Services's 13F filing for Q3 2014, filed 12 Nov 2014.