First Allied Advisory Services’s Nuveen Floating Rate Income Opportunty Fund JRO Stock Holding History

First Allied Advisory Services’s Portfolio JRO Stock Details JRO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-11,287	Closed	-$123K	–	1152
2014 Q3	$123K	Sell	11,287 -804	-7%	-$9.7K	0.01%	974
2014 Q2	$151K	Buy	+12,091	New	+$148K	0.01%	916
2013 Q3	–	Sell	-31,186	Closed	-$408K	–	1088
2013 Q2	$408K	Buy	+31,186	New	+$413K	0.03%	563

Other funds holding JRO

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

WCM

Windsor Capital Management Phoenix, Arizona $385M AUM 17.95% 1-Year Est. Return

TAM

Trust Asset Management Houston, Texas $1.61B AUM 29.06% 1-Year Est. Return

RVP

Relative Value Partners Northbrook, Illinois $880M AUM 0.38% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return

First Allied Advisory Services's JRO Position: Q4 2014 in Review

First Allied Advisory Services sold out of Nuveen Floating Rate Income Opportunty Fund (JRO) in Q4 2014, closing a stake of 11,287 shares — an estimated $123K sold.

First Allied Advisory Services first reported a position in JRO in Q2 2013 and held it in 3 quarters. The position peaked at $408K in Q2 2013. 63 funds tracked by Wall St. Rank hold JRO as of Q4 2014.

First Allied Advisory Services reported no remaining Nuveen Floating Rate Income Opportunty Fund position as of Q4 2014 after selling out during the quarter.
First Allied Advisory Services sold 11,287 Nuveen Floating Rate Income Opportunty Fund shares in Q4 2014, an estimated $123K.
First Allied Advisory Services first reported a position in Nuveen Floating Rate Income Opportunty Fund in Q2 2013 and held it in 3 quarters.
First Allied Advisory Services's Nuveen Floating Rate Income Opportunty Fund position peaked at $408K in Q2 2013.
63 funds tracked by Wall St. Rank held Nuveen Floating Rate Income Opportunty Fund as of Q4 2014.

Based on First Allied Advisory Services's 13F filing for Q4 2014, filed 9 Feb 2015.