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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.88%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.32B
AUM Growth
+$79.9M
(+3.6%)
Cap. Flow
+$4.8M
Cap. Flow
% of AUM
0.21%
Top 10 Holdings %
Top 10 Hldgs %
17.18%
Holding
1,236
New
101
Increased
436
Reduced
532
Closed
118
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares VIX Short-Term Futures ETF
VIXY
|
+$16.4M |
| 2 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$10.8M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$9.52M |
| 4 |
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
|
+$9.01M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$8.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SCHW
Charles Schwab
SCHW
|
+$7.9M |
| 2 |
Gabelli Equity Trust
GAB
|
+$6.6M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$6.23M |
| 4 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$6.22M |
| 5 |
Merck
MRK
|
+$5.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.39% |
| 2 | Healthcare | 5.3% |
| 3 | Financials | 5.25% |
| 4 | Industrials | 4.8% |
| 5 | Consumer Discretionary | 3.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
926
Capri Holdings
CPRI
$1.77B
| $235K | 0.01% |
4,966
-1,786
| -26% | -$72.6K |
|
927
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.2B
| $235K | 0.01% |
+4,728
| New | +$232K |
|
928
Reinsurance Group of America
RGA
$15.7B
| $235K | 0.01% |
1,675
+17
| +1% | +$2.3K |
|
929
Steel Dynamics
STLD
$35.6B
| $235K | 0.01% |
6,950
-1,346
| -16% | -$47.2K |
|
930
Mid-America Apartment Communities
MAA
$15.6B
| $234K | 0.01% |
2,190
+29
| +1% | +$3.04K |
|
931
Synchrony
SYF
$23.7B
| $234K | 0.01% |
7,596
-4,038
| -35% | -$121K |
|
|
ABMD
932
DELISTED
Abiomed Inc
ABMD
| $234K | 0.01% |
+1,402
| New | +$212K |
|
|
TNH
933
DELISTED
Terra Nitrogen
TNH
| $234K | 0.01% |
2,889
-84
| -3% | -$6.9K |
|
934
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$718M
| $233K | 0.01% |
8,602
-783
| -8% | -$20.7K |
|
935
iShares MSCI Brazil ETF
EWZ
$9.05B
| $232K | 0.01% |
+5,588
| New | +$219K |
|
936
Saic
SAIC
$5.03B
| $232K | 0.01% |
3,498
+216
| +7% | +$15K |
|
937
Booz Allen Hamilton
BAH
$8.7B
| $231K | 0.01% |
6,183
-856
| -12% | -$29.4K |
|
|
VIAB
938
DELISTED
Viacom Inc. Class B
VIAB
| $231K | 0.01% |
7,867
-224
| -3% | -$6.91K |
|
939
Kimco Realty
KIM
$17.6B
| $230K | 0.01% |
11,318
+768
| +7% | +$15.1K |
|
|
AXON
940
Axon Enterprise
AXON
$40.5B
| $229K | 0.01% |
9,950
+1,500
| +18% | +$35.1K |
|
941
BioMarin Pharmaceuticals
BMRN
$11.5B
| $229K | 0.01% |
2,433
+18
| +0.7% | +$1.59K |
|
942
Compass Diversified
CODI
$755M
| $229K | 0.01% |
12,949
+276
| +2% | +$4.77K |
|
943
Nuveen ESG Small-Cap ETF
NUSC
$1.28B
| $229K | 0.01% |
+8,287
| New | +$218K |
|
944
American Water Works
AWK
$26.3B
| $228K | 0.01% |
2,837
+126
| +5% | +$10.2K |
|
945
Barclays
BCS
$94.1B
| $228K | 0.01% |
23,465
-6,808
| -22% | -$67.5K |
|
946
Canadian National Railway
CNI
$78.3B
| $228K | 0.01% |
2,742
-866
| -24% | -$70.2K |
|
947
iShares MSCI Poland ETF
EPOL
$669M
| $228K | 0.01% |
+8,856
| New | +$230K |
|
948
Bank OZK
OZK
$5.49B
| $228K | 0.01% |
4,737
-318
| -6% | -$14.2K |
|
|
QINC
949
DELISTED
First Trust RBA Quality Income ETF
QINC
| $228K | 0.01% |
+9,291
| New | +$225K |
|
|
BRW
950
Saba Capital Income & Opportunities Fund
BRW
$336M
| $227K | 0.01% |
21,942
+12
| +0.1% | +$126 |
|
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First Allied Advisory Services's Q3 2017 Portfolio in Review
As of Q3 2017, First Allied Advisory Services held 1,236 positions worth $2.32B, up 3.6% from $2.24B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services's Q3 2017 filing shows 101 new, 436 increased, 532 reduced and 118 closed positions. Its largest new stake was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M. The largest sale was Charles Schwab, an estimated $7.9M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.2% a quarter earlier, followed by Healthcare and Financials.
- First Allied Advisory Services's largest Q3 2017 buy was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M.
- First Allied Advisory Services added most to ProShares VIX Short-Term Futures ETF in Q3 2017, an estimated $16.4M increase.
- First Allied Advisory Services's biggest Q3 2017 reduction was Charles Schwab, cutting an estimated $7.9M.
- First Allied Advisory Services fully exited State Street SPDR S&P Homebuilders ETF in Q3 2017, selling an estimated $2.79M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.32B portfolio in Q3 2017.
- First Allied Advisory Services opened 101 new positions and closed 118 in Q3 2017.
- First Allied Advisory Services's portfolio value rose 3.6% quarter-over-quarter to $2.32B.
Based on First Allied Advisory Services's 13F filing for Q3 2017, filed 14 Nov 2017.