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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+4.58%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.72B
AUM Growth
+$463M
Cap. Flow
+$415M
Cap. Flow %
24.15%
Top 10 Hldgs %
14.92%
Holding
1,095
New
147
Increased
484
Reduced
311
Closed
92

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$23.9M
2
MBB icon
iShares MBS ETF
MBB
+$14.3M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$13.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.7M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.4M
2
SSO icon
ProShares Ultra S&P500
SSO
+$9.12M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$8.23M
4
RWX icon
State Street SPDR Dow Jones International Real Estate ETF
RWX
+$5.47M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$4.35M

Sector Composition

Rank Sector Weight
1 Financials 6.48%
2 Technology 6.48%
3 Healthcare 6.16%
4 Energy 5.57%
5 Industrials 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NNN icon
876
NNN REIT
NNN
$9.16B
$206K 0.01%
6,474
-787
-11% -$26.2K
NGLS
877
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$204K 0.01%
+3,951
New +$199K
LDOS icon
878
Leidos
LDOS
$14.1B
$203K 0.01%
+4,437
New +$165K
NPT
879
DELISTED
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$203K 0.01%
16,684
-550
-3% -$6.47K
OPK icon
880
Opko Health
OPK
$996M
$202K 0.01%
22,489
+905
+4% +$7.26K
ALB icon
881
Albemarle
ALB
$13.9B
$201K 0.01%
+3,166
New +$199K
NMI icon
882
Nuveen Municipal Income
NMI
$131M
$201K 0.01%
19,978
– –
AWF
883
AllianceBernstein Global High Income Fund
AWF
$872M
$200K 0.01%
13,520
-3,767
-22% -$54.3K
CHY
884
Calamos Convertible and High Income Fund
CHY
$999M
$199K 0.01%
15,763
+10
+0.1% +$124
HCF
885
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
$199K 0.01%
26,200
– –
FNFG
886
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
$197K 0.01%
19,120
-830
-4% -$8.62K
WLT
887
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
$196K 0.01%
+14,000
New +$178K
FDD icon
888
First Trust STOXX European Select Dividend Income Fund
FDD
$887M
$192K 0.01%
14,735
– –
CPL
889
DELISTED
CPFL Energia S.A.
CPL
$192K 0.01%
11,723
-1,376
-11% -$23.1K
FRI icon
890
First Trust S&P REIT Index Fund
FRI
$190M
$191K 0.01%
10,661
-134
-1% -$2.47K
ACP
891
abrdn Income Credit Strategies Fund
ACP
$636M
$190K 0.01%
11,556
-1,033
-8% -$17.1K
NEV
892
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$190K 0.01%
13,800
-600
-4% -$8.1K
CARB
893
DELISTED
Carbonite Inc
CARB
$188K 0.01%
+12,344
New +$173K
VXX
894
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$188K 0.01%
204
-26
-11% -$26.1K
GLO
895
Clough Global Opportunities Fund
GLO
$249M
$185K 0.01%
14,273
– –
FMY
896
First Trust Mortgage Income Fund
FMY
$48.3M
$184K 0.01%
11,800
– –
MQT
897
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$183K 0.01%
15,139
-300
-2% -$3.58K
MNKD icon
898
MannKind Corp
MNKD
$1.27B
$182K 0.01%
6,091
+681
+13% +$22.5K
SAN icon
899
Banco Santander
SAN
$202B
$180K 0.01%
+24,400
New +$162K
AES icon
900
AES
AES
$10.6B
$179K 0.01%
+13,427
New +$172K
34 35
36
37 38

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FS
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NIMC
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TI
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VIM
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PS
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CT
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CAW
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First Allied Advisory Services's Q3 2013 Portfolio in Review

As of Q3 2013, First Allied Advisory Services held 1,095 positions worth $1.72B, up 37% from $1.25B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Allied Advisory Services deployed $415M of net new capital in Q3 2013, opening 147 new positions and adding to 484 existing holdings. Its largest new stake was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.5% of assets, up from 6.1% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $16.4M trimmed.

  • First Allied Advisory Services's largest Q3 2013 buy was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.
  • First Allied Advisory Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $23.9M increase.
  • First Allied Advisory Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $16.4M.
  • First Allied Advisory Services fully exited ProShares Ultra S&P500 in Q3 2013, selling an estimated $9.12M.
  • First Allied Advisory Services's ten largest holdings make up 15% of its $1.72B portfolio in Q3 2013.
  • First Allied Advisory Services opened 147 new positions and closed 92 in Q3 2013.
  • First Allied Advisory Services's portfolio value rose 37% quarter-over-quarter to $1.72B.

Based on First Allied Advisory Services's 13F filing for Q3 2013, filed 7 Nov 2013.