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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
-0.94%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
AUM
$1.26B
AUM Growth
-$102M
Cap. Flow
-$77.6M
Cap. Flow %
-6.15%
Top 10 Hldgs %
14.01%
Holding
1,182
New
206
Increased
381
Reduced
402
Closed
154
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
IEO icon
726
iShares US Oil & Gas Exploration & Production ETF
IEO
$573M
$305K 0.02%
3,487
+392
+13% +$36.5K
UAA icon
727
Under Armour
UAA
$3B
$304K 0.02%
8,760
+609
+7% +$20.2K
ADT
728
DELISTED
ADT Corp
ADT
$304K 0.02%
8,546
-432
-5% -$15.3K
FIW icon
729
First Trust Water ETF
FIW
$1.84B
$303K 0.02%
9,472
+516
+6% +$17.1K
TT icon
730
Trane Technologies
TT
$106B
$301K 0.02%
5,330
+665
+14% +$40.3K
HHY
731
DELISTED
Brookfield High Income Fund Inc.
HHY
$296K 0.02%
+31,637
New +$316K
NOBL icon
732
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
$294K 0.02%
12,650
SIMO icon
733
Silicon Motion
SIMO
$9.19B
$294K 0.02%
11,017
+18
+0.2% +$452
PKO
734
DELISTED
Pimco Income Opportunity Fund
PKO
$294K 0.02%
10,600
-2,876
-21% -$82.4K
OPK icon
735
Opko Health
OPK
$921M
$293K 0.02%
33,843
-992
-3% -$8.72K
NCZ
736
Virtus Convertible & Income Fund II
NCZ
$289M
$292K 0.02%
+7,972
New +$304K
TCP
737
DELISTED
TC Pipelines LP
TCP
$292K 0.02%
4,298
-45
-1% -$2.52K
XTN icon
738
State Street SPDR S&P Transportation ETF
XTN
$403M
$290K 0.02%
6,208
+824
+15% +$38.7K
PXD
739
DELISTED
Pioneer Natural Resource Co.
PXD
$290K 0.02%
1,455
-8
-0.5% -$1.69K
RDS.B
740
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$290K 0.02%
3,635
-136
-4% -$11.5K
BOND icon
741
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
$289K 0.02%
2,655
-41
-2% -$4.47K
GD icon
742
General Dynamics
GD
$105B
$289K 0.02%
2,254
-1,267
-36% -$154K
IYG icon
743
iShares US Financial Services ETF
IYG
$2.13B
$289K 0.02%
+9,990
New +$284K
CTR
744
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$289K 0.02%
2,475
-450
-15% -$52.8K
AES icon
745
AES
AES
$10.6B
$288K 0.02%
20,041
+2,127
+12% +$31.6K
SRPT icon
746
Sarepta Therapeutics
SRPT
$1.66B
$287K 0.02%
13,600
-74
-0.5% -$1.67K
SRV
747
NXG Cushing Midstream Energy Fund
SRV
$232M
$287K 0.02%
1,683
-6,255
-79% -$1.09M
XEC
748
DELISTED
CIMAREX ENERGY CO
XEC
$285K 0.02%
2,261
-99
-4% -$13.7K
WDC icon
749
Western Digital
WDC
$179B
$284K 0.02%
+4,040
New +$304K
UMPQ
750
DELISTED
Umpqua Holdings Corp
UMPQ
$284K 0.02%
17,343
+2,070
+14% +$35.6K

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First Allied Advisory Services's Q3 2014 Portfolio in Review

As of Q3 2014, First Allied Advisory Services held 1,182 positions worth $1.26B, down 7.5% from $1.36B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

First Allied Advisory Services withdrew a net $77.6M in Q3 2014, closing 154 positions and reducing 402 holdings. Its most notable exit was ProShares Ultra 7-10 Year Treasury, an estimated $5.57M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 7.6% of assets, up from 6.8% a quarter earlier, followed by Technology and Financials.

Against the trend, First Allied Advisory Services opened a new position in Apple worth $31M.

  • First Allied Advisory Services's largest Q3 2014 buy was Apple: 1,229,336 shares worth $31M.
  • First Allied Advisory Services added most to iShares Core S&P Mid-Cap ETF in Q3 2014, an estimated $7.8M increase.
  • First Allied Advisory Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $12.5M.
  • First Allied Advisory Services fully exited ProShares Ultra 7-10 Year Treasury in Q3 2014, selling an estimated $5.57M.
  • First Allied Advisory Services's ten largest holdings make up 14% of its $1.26B portfolio in Q3 2014.
  • First Allied Advisory Services opened 206 new positions and closed 154 in Q3 2014.
  • First Allied Advisory Services's portfolio value fell 7.5% quarter-over-quarter to $1.26B.

Based on First Allied Advisory Services's 13F filing for Q3 2014, filed 12 Nov 2014.