First Allied Advisory Services’s ClearBridge MLP and Midstream Total Return Fund Inc. CTR Stock Holding History

First Allied Advisory Services’s Portfolio CTR Stock Details CTR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-2,475	Closed	-$289K	–	1112
2014 Q3	$289K	Sell	2,475 -450	-15%	-$52.8K	0.02%	744
2014 Q2	$349K	Buy	+2,925	New	+$331K	0.03%	653

Other funds holding CTR

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $3.04B AUM 36.62% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.48B AUM 10.49% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

1832 Asset Management Toronto, Ontario, Canada $199B AUM 37.98% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

First Allied Advisory Services's CTR Position: Q4 2014 in Review

First Allied Advisory Services sold out of ClearBridge MLP and Midstream Total Return Fund Inc. (CTR) in Q4 2014, closing a stake of 2,475 shares — an estimated $289K sold.

First Allied Advisory Services first reported a position in CTR in Q2 2014 and held it in 2 quarters. The position peaked at $349K in Q2 2014. 44 funds tracked by Wall St. Rank hold CTR as of Q4 2014.

First Allied Advisory Services reported no remaining ClearBridge MLP and Midstream Total Return Fund Inc. position as of Q4 2014 after selling out during the quarter.
First Allied Advisory Services sold 2,475 ClearBridge MLP and Midstream Total Return Fund Inc. shares in Q4 2014, an estimated $289K.
First Allied Advisory Services first reported a position in ClearBridge MLP and Midstream Total Return Fund Inc. in Q2 2014 and held it in 2 quarters.
First Allied Advisory Services's ClearBridge MLP and Midstream Total Return Fund Inc. position peaked at $349K in Q2 2014.
44 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Total Return Fund Inc. as of Q4 2014.

Based on First Allied Advisory Services's 13F filing for Q4 2014, filed 9 Feb 2015.