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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-0.94%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
-$102M
(-7.5%)
Cap. Flow
-$77.6M
Cap. Flow
% of AUM
-6.15%
Top 10 Holdings %
Top 10 Hldgs %
14.01%
Holding
1,182
New
206
Increased
381
Reduced
402
Closed
154
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$30.2M |
| 2 |
Berkshire Hathaway Class B
BRK.B
|
+$8.68M |
| 3 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$7.8M |
| 4 |
First Trust Large Cap Core AlphaDEX Fund
FEX
|
+$6.72M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$5.38M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$12.5M |
| 2 |
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
|
+$5.7M |
| 3 |
iShares Preferred and Income Securities ETF
PFF
|
+$5.65M |
| 4 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$5.63M |
| 5 |
ProShares Ultra 7-10 Year Treasury
UST
|
+$5.57M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.61% |
| 2 | Technology | 7.02% |
| 3 | Financials | 6.27% |
| 4 | Energy | 5.77% |
| 5 | Industrials | 4.88% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
Meta Platforms (Facebook)
META
$1.51T
| $4.93M | 0.39% |
62,164
-1,253
| -2% | -$91.9K |
|
52
SPDR Gold Trust
GLD
$131B
| $4.92M | 0.39% |
42,182
-8,377
| -17% | -$1.03M |
|
53
Vanguard Total Bond Market
BND
$157B
| $4.87M | 0.39% |
59,483
+29,016
| +95% | +$2.38M |
|
54
Vanguard FTSE Europe ETF
VGK
$30B
| $4.86M | 0.39% |
87,985
-8,595
| -9% | -$497K |
|
55
Caterpillar
CAT
$409B
| $4.81M | 0.38% |
48,559
-2,885
| -6% | -$306K |
|
56
JPMorgan Chase
JPM
$939B
| $4.71M | 0.37% |
78,345
-8,571
| -10% | -$501K |
|
57
Enterprise Products Partners
EPD
$83.8B
| $4.63M | 0.37% |
115,196
-1,544
| -1% | -$60.6K |
|
58
Merck
MRK
$324B
| $4.5M | 0.36% |
79,683
-56,456
| -41% | -$3.17M |
|
59
Boeing
BA
$165B
| $4.47M | 0.35% |
+35,053
| New | +$4.42M |
|
60
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
| $4.41M | 0.35% |
87,968
+71,000
| +418% | +$3.76M |
|
61
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
| $4.4M | 0.35% |
36,483
+12,589
| +53% | +$1.55M |
|
62
Alerian MLP ETF
AMLP
$13B
| $4.27M | 0.34% |
44,411
+8,707
| +24% | +$824K |
|
63
Vanguard Short-Term Bond ETF
BSV
$44.6B
| $4.24M | 0.34% |
52,903
-51,455
| -49% | -$4.12M |
|
64
Procter & Gamble
PG
$343B
| $4.22M | 0.34% |
50,347
-21,000
| -29% | -$1.72M |
|
65
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
| $4.09M | 0.32% |
64,079
+7,628
| +14% | +$478K |
|
66
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
| $4.05M | 0.32% |
198,134
+19,466
| +11% | +$393K |
|
67
ConocoPhillips
COP
$147B
| $4.04M | 0.32% |
52,596
+11,249
| +27% | +$920K |
|
68
PepsiCo
PEP
$186B
| $4.02M | 0.32% |
43,123
+696
| +2% | +$63.5K |
|
69
3M
MMM
$89B
| $3.98M | 0.32% |
33,553
+1,499
| +5% | +$180K |
|
70
iShares US Technology ETF
IYW
$23.7B
| $3.94M | 0.31% |
156,216
+67,660
| +76% | +$1.69M |
|
71
C.H. Robinson
CHRW
$22B
| $3.91M | 0.31% |
58,987
+3,357
| +6% | +$224K |
|
72
Vanguard FTSE Emerging Markets ETF
VWO
$119B
| $3.88M | 0.31% |
92,750
+10,307
| +13% | +$458K |
|
73
Realty Income
O
$61.2B
| $3.83M | 0.3% |
97,236
-81,449
| -46% | -$3.47M |
|
74
US Bancorp
USB
$99.6B
| $3.72M | 0.3% |
88,986
-1,142
| -1% | -$48.2K |
|
75
Walmart Inc
WMT
$871B
| $3.71M | 0.29% |
145,035
-21,951
| -13% | -$554K |
|
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First Allied Advisory Services's Q3 2014 Portfolio in Review
As of Q3 2014, First Allied Advisory Services held 1,182 positions worth $1.26B, down 7.5% from $1.36B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services withdrew a net $77.6M in Q3 2014, closing 154 positions and reducing 402 holdings. Its most notable exit was ProShares Ultra 7-10 Year Treasury, an estimated $5.57M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 7.6% of assets, up from 6.8% a quarter earlier, followed by Technology and Financials.
Against the trend, First Allied Advisory Services opened a new position in Apple worth $31M.
- First Allied Advisory Services's largest Q3 2014 buy was Apple: 1,229,336 shares worth $31M.
- First Allied Advisory Services added most to iShares Core S&P Mid-Cap ETF in Q3 2014, an estimated $7.8M increase.
- First Allied Advisory Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $12.5M.
- First Allied Advisory Services fully exited ProShares Ultra 7-10 Year Treasury in Q3 2014, selling an estimated $5.57M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.26B portfolio in Q3 2014.
- First Allied Advisory Services opened 206 new positions and closed 154 in Q3 2014.
- First Allied Advisory Services's portfolio value fell 7.5% quarter-over-quarter to $1.26B.
Based on First Allied Advisory Services's 13F filing for Q3 2014, filed 12 Nov 2014.