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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.8%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.37B
AUM Growth
+$114M
(+9%)
Cap. Flow
+$78.9M
Cap. Flow
% of AUM
5.74%
Top 10 Holdings %
Top 10 Hldgs %
13.34%
Holding
1,160
New
132
Increased
487
Reduced
370
Closed
132
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$14.1M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$10.7M |
| 3 |
Gabelli Equity Trust
GAB
|
+$7.43M |
| 4 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$6.04M |
| 5 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$5.74M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$12.4M |
| 2 |
ProShares Ultra MidCap400
MVV
|
+$5.78M |
| 3 |
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
|
+$5.03M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$4.64M |
| 5 |
Bristol-Myers Squibb
BMY
|
+$3.98M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.51% |
| 2 | Technology | 6.94% |
| 3 | Financials | 6.69% |
| 4 | Industrials | 5.25% |
| 5 | Energy | 4.75% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
HYB
701
DELISTED
New America High Income Fund, Inc.
HYB
| $333K | 0.02% |
+37,300
| New | +$347K |
|
702
Albemarle
ALB
$13.5B
| $329K | 0.02% |
5,515
+1,710
| +45% | +$101K |
|
|
PMO
703
Franklin Municipal Opportunities Trust
PMO
$282M
| $329K | 0.02% |
27,423
-7,459
| -21% | -$88.5K |
|
704
Schwab U.S Small- Cap ETF
SCHA
$22.5B
| $327K | 0.02% |
23,768
-1,072
| -4% | -$14.2K |
|
705
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.7B
| $327K | 0.02% |
13,512
-452
| -3% | -$10.7K |
|
706
Dick's Sporting Goods
DKS
$18.4B
| $325K | 0.02% |
6,543
-3,203
| -33% | -$150K |
|
707
First Trust Capital Strength ETF
FTCS
$7.8B
| $325K | 0.02% |
8,497
+1,745
| +26% | +$64.4K |
|
708
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
| $325K | 0.02% |
20,628
-737
| -3% | -$13.1K |
|
709
AES
AES
$10.6B
| $324K | 0.02% |
23,508
+3,467
| +17% | +$47.3K |
|
710
Olin
OLN
$2.64B
| $324K | 0.02% |
14,435
+3,855
| +36% | +$93.8K |
|
|
TWO
711
Two Harbors Investment
TWO
$1.27B
| $323K | 0.02% |
4,008
+528
| +15% | +$42.9K |
|
712
Delta Air Lines
DAL
$55.9B
| $322K | 0.02% |
6,488
-1,271
| -16% | -$53.5K |
|
713
National Fuel Gas
NFG
$7.84B
| $322K | 0.02% |
4,620
-80
| -2% | -$5.52K |
|
714
iShare MSCI Eurozone ETF
EZU
$9.41B
| $321K | 0.02% |
8,832
-2,318
| -21% | -$86.1K |
|
715
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$249M
| $321K | 0.02% |
+15,405
| New | +$313K |
|
716
Marathon Petroleum
MPC
$90.3B
| $320K | 0.02% |
7,042
-2,160
| -23% | -$95.1K |
|
717
Starwood Property Trust
STWD
$6.12B
| $320K | 0.02% |
13,909
+1,258
| +10% | +$28.9K |
|
718
Dycom Industries
DY
$12.9B
| $319K | 0.02% |
9,014
+1,689
| +23% | +$50.5K |
|
|
TE
719
DELISTED
TECO ENERGY INC
TE
| $319K | 0.02% |
15,435
-2,675
| -15% | -$51.7K |
|
720
Illumina
ILMN
$29.4B
| $318K | 0.02% |
+1,760
| New | +$310K |
|
721
Texas Instruments
TXN
$255B
| $318K | 0.02% |
5,941
+60
| +1% | +$3.04K |
|
722
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
| $317K | 0.02% |
12,650
| – | – |
|
723
Vanguard Russell 2000 ETF
VTWO
$17.3B
| $317K | 0.02% |
6,620
-1,900
| -22% | -$87.4K |
|
|
WCN
724
Waste Connections
WCN
$42.8B
| $317K | 0.02% |
+10,910
| New | +$343K |
|
725
iShares US Telecommunications ETF
IYZ
$1.19B
| $316K | 0.02% |
+10,898
| New | +$322K |
|
Similar funds
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FS
NIMC
TI
VIM
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CT
CAW
First Allied Advisory Services's Q4 2014 Portfolio in Review
As of Q4 2014, First Allied Advisory Services held 1,160 positions worth $1.37B, up 9% from $1.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
First Allied Advisory Services deployed $78.9M of net new capital in Q4 2014, opening 132 new positions and adding to 487 existing holdings. Its largest new stake was VanEck High Yield Muni ETF: 42,708 shares worth $2.64M.
By sector, the portfolio is most concentrated in Healthcare at 7.5% of assets, down from 7.6% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $12.4M trimmed.
- First Allied Advisory Services's largest Q4 2014 buy was VanEck High Yield Muni ETF: 42,708 shares worth $2.64M.
- First Allied Advisory Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $14.1M increase.
- First Allied Advisory Services's biggest Q4 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $12.4M.
- First Allied Advisory Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $5.03M.
- First Allied Advisory Services's ten largest holdings make up 13% of its $1.37B portfolio in Q4 2014.
- First Allied Advisory Services opened 132 new positions and closed 132 in Q4 2014.
- First Allied Advisory Services's portfolio value rose 9% quarter-over-quarter to $1.37B.
Based on First Allied Advisory Services's 13F filing for Q4 2014, filed 9 Feb 2015.