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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+4.85%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.51B
AUM Growth
+$192M
Cap. Flow
+$90M
Cap. Flow %
3.58%
Top 10 Hldgs %
17.17%
Holding
1,587
New
460
Increased
546
Reduced
467
Closed
56

Top Buys

Rank Stock Value
1
GAB icon
Gabelli Equity Trust
GAB
+$10.9M
2
HFRO
Highland Opportunities and Income Fund
HFRO
+$9.62M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$8.5M
4
DJP icon
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
+$7.67M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$6.36M

Top Sells

Rank Stock Value
1
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$5.53M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.49M
3
GSK icon
GSK
GSK
+$4.68M
4
MBB icon
iShares MBS ETF
MBB
+$3.56M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.36M

Sector Composition

Rank Sector Weight
1 Technology 7.3%
2 Financials 5.29%
3 Industrials 4.66%
4 Healthcare 4.53%
5 Consumer Discretionary 4.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWX
676
DELISTED
Time Warner Inc
TWX
$470K 0.02%
5,243
-263
-5% -$24.8K
CAJ
677
DELISTED
Canon, Inc.
CAJ
$468K 0.02%
12,560
+628
+5% +$23.5K
BETR
678
DELISTED
Amplify Snack Brands, Inc.
BETR
$468K 0.02%
39,000
+5,000
+15% +$36K
BF.B icon
679
Brown-Forman Class B
BF.B
$12B
$467K 0.02%
10,548
+676
+7% +$25.8K
BIL icon
680
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
$463K 0.02%
+5,082
New +$465K
LNT icon
681
Alliant Energy
LNT
$19.4B
$463K 0.02%
10,878
+211
+2% +$9.2K
CM icon
682
Canadian Imperial Bank of Commerce
CM
$107B
$462K 0.02%
9,546
+2,792
+41% +$127K
MRO
683
DELISTED
Marathon Oil Corporation
MRO
$462K 0.02%
28,063
-344
-1% -$5.11K
WPZ
684
DELISTED
Williams Partners L.P.
WPZ
$461K 0.02%
11,850
-172
-1% -$6.46K
ROBO icon
685
ROBO Global Robotics & Automation Index ETF
ROBO
$1.9B
$460K 0.02%
11,181
+2,996
+37% +$121K
WPG
686
DELISTED
Washington Prime Group Inc.
WPG
$460K 0.02%
7,175
+3,377
+89% +$229K
IFGL icon
687
iShares International Developed Real Estate ETF
IFGL
$81.6M
$457K 0.02%
15,198
+1,252
+9% +$37.1K
ICVT icon
688
iShares Convertible Bond ETF
ICVT
$7.23B
$456K 0.02%
+8,298
New +$458K
BSCI
689
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$456K 0.02%
21,586
+4
+0% +$85
HP icon
690
Helmerich & Payne
HP
$3.53B
$455K 0.02%
+7,099
New +$398K
ARCC icon
691
Ares Capital
ARCC
$13.5B
$454K 0.02%
28,755
+616
+2% +$10K
IDV icon
692
iShares International Select Dividend ETF
IDV
$8.25B
$454K 0.02%
13,484
-1,162
-8% -$38.9K
SIMO icon
693
Silicon Motion
SIMO
$9.19B
$454K 0.02%
8,570
-374
-4% -$18.9K
AMP icon
694
Ameriprise Financial
AMP
$46.8B
$453K 0.02%
2,661
+876
+49% +$140K
SLV icon
695
iShares Silver Trust
SLV
$28.1B
$452K 0.02%
28,274
-1,315
-4% -$20.8K
RWX icon
696
State Street SPDR Dow Jones International Real Estate ETF
RWX
$265M
$451K 0.02%
+11,190
New +$437K
SRE icon
697
Sempra
SRE
$60.8B
$450K 0.02%
8,396
+1,356
+19% +$78.6K
VGR
698
DELISTED
Vector Group Ltd.
VGR
$450K 0.02%
31,481
+1,961
+7% +$27.3K
NULG icon
699
Nuveen ESG Large-Cap Growth ETF
NULG
$2.67B
$449K 0.02%
14,351
-276
-2% -$8.46K
DVA icon
700
DaVita
DVA
$15.1B
$448K 0.02%
6,184
+82
+1% +$5.05K
26 27
28
29 30

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WAM
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FS
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NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
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VIM
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PS
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CT
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CAW
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First Allied Advisory Services's Q4 2017 Portfolio in Review

As of Q4 2017, First Allied Advisory Services held 1,587 positions worth $2.51B, up 8.3% from $2.32B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Allied Advisory Services deployed $90M of net new capital in Q4 2017, opening 460 new positions and adding to 546 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 7.4% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was WisdomTree Japan Hedged Equity Fund, an estimated $5.53M trimmed.

  • First Allied Advisory Services's largest Q4 2017 buy was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
  • First Allied Advisory Services added most to Gabelli Equity Trust in Q4 2017, an estimated $10.9M increase.
  • First Allied Advisory Services's biggest Q4 2017 reduction was WisdomTree Japan Hedged Equity Fund, cutting an estimated $5.53M.
  • First Allied Advisory Services fully exited ProShares Short S&P500 in Q4 2017, selling an estimated $2.71M.
  • First Allied Advisory Services's ten largest holdings make up 17% of its $2.51B portfolio in Q4 2017.
  • First Allied Advisory Services opened 460 new positions and closed 56 in Q4 2017.
  • First Allied Advisory Services's portfolio value rose 8.3% quarter-over-quarter to $2.51B.

Based on First Allied Advisory Services's 13F filing for Q4 2017, filed 8 Feb 2018.