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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+4.85%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.51B
AUM Growth
+$192M
Cap. Flow
+$90M
Cap. Flow %
3.58%
Top 10 Hldgs %
17.17%
Holding
1,587
New
460
Increased
546
Reduced
467
Closed
56

Top Buys

Rank Stock Value
1
GAB icon
Gabelli Equity Trust
GAB
+$10.9M
2
HFRO
Highland Opportunities and Income Fund
HFRO
+$9.62M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$8.5M
4
DJP icon
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
+$7.67M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$6.36M

Top Sells

Rank Stock Value
1
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$5.53M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.49M
3
GSK icon
GSK
GSK
+$4.68M
4
MBB icon
iShares MBS ETF
MBB
+$3.56M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.36M

Sector Composition

Rank Sector Weight
1 Technology 7.3%
2 Financials 5.29%
3 Industrials 4.66%
4 Healthcare 4.53%
5 Consumer Discretionary 4.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IRM icon
626
Iron Mountain
IRM
$38.2B
$529K 0.02%
+13,945
New +$553K
IBDC
627
DELISTED
iShares iBonds Mar 2020 Term Corporate ETF
IBDC
– –
0
– –
IWS icon
628
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$526K 0.02%
5,927
+441
+8% +$38.3K
AES icon
629
AES
AES
$10.6B
$522K 0.02%
48,708
+21,702
+80% +$235K
NKX icon
630
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$651M
$521K 0.02%
33,795
+2,621
+8% +$40.8K
VTHR icon
631
Vanguard Russell 3000 ETF
VTHR
$4.63B
$521K 0.02%
4,241
-97
-2% -$11.6K
ZBH icon
632
Zimmer Biomet
ZBH
$17.7B
$521K 0.02%
4,419
-19
-0.4% -$2.15K
POT
633
DELISTED
Potash Corp Of Saskatchewan
POT
$519K 0.02%
25,198
-1,190
-5% -$23.1K
STM icon
634
STMicroelectronics
STM
$46B
$518K 0.02%
23,567
-5,427
-19% -$120K
SPEM icon
635
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
$517K 0.02%
13,464
-15,372
-53% -$572K
KBWB icon
636
Invesco KBW Bank ETF
KBWB
$7.08B
$516K 0.02%
+9,347
New +$494K
REM icon
637
iShares Mortgage Real Estate ETF
REM
$542M
$516K 0.02%
11,461
+992
+9% +$45.6K
RWL icon
638
Invesco S&P 500 Revenue ETF
RWL
$9.51B
$516K 0.02%
+10,058
New +$497K
VCLT icon
639
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.83B
$516K 0.02%
5,370
-6,302
-54% -$596K
RFP
640
DELISTED
Resolute Forest Products Inc.
RFP
$515K 0.02%
44,847
+183
+0.4% +$1.48K
MNA icon
641
IQ ARB Merger Arbitrage ETF
MNA
$249M
$514K 0.02%
16,489
-1,525
-8% -$47.1K
MLCO icon
642
Melco Resorts & Entertainment
MLCO
$2.1B
$513K 0.02%
17,607
+74
+0.4% +$1.89K
CQP icon
643
Cheniere Energy
CQP
$31.8B
$511K 0.02%
17,170
-9,139
-35% -$257K
IXUS icon
644
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
$511K 0.02%
8,094
-1,121
-12% -$69.7K
MDIV icon
645
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$511K 0.02%
26,812
-4,155
-13% -$79K
M icon
646
Macy's
M
$6.15B
$509K 0.02%
20,190
+6,493
+47% +$142K
HPQ icon
647
HP
HPQ
$23.5B
$508K 0.02%
23,921
-13,290
-36% -$283K
KYN icon
648
Kayne Anderson Energy Infrastructure Fund
KYN
$2.52B
$507K 0.02%
26,652
-1,112
-4% -$18.3K
VIOV icon
649
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.85B
$507K 0.02%
+7,788
New +$506K
ADM icon
650
Archer Daniels Midland
ADM
$41.4B
$505K 0.02%
12,909
+6,281
+95% +$258K
24 25
26
27 28

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WAM
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FS
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NIMC
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TI
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VIM
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PS
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CT
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CAW
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First Allied Advisory Services's Q4 2017 Portfolio in Review

As of Q4 2017, First Allied Advisory Services held 1,587 positions worth $2.51B, up 8.3% from $2.32B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Allied Advisory Services deployed $90M of net new capital in Q4 2017, opening 460 new positions and adding to 546 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 7.4% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was WisdomTree Japan Hedged Equity Fund, an estimated $5.53M trimmed.

  • First Allied Advisory Services's largest Q4 2017 buy was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
  • First Allied Advisory Services added most to Gabelli Equity Trust in Q4 2017, an estimated $10.9M increase.
  • First Allied Advisory Services's biggest Q4 2017 reduction was WisdomTree Japan Hedged Equity Fund, cutting an estimated $5.53M.
  • First Allied Advisory Services fully exited ProShares Short S&P500 in Q4 2017, selling an estimated $2.71M.
  • First Allied Advisory Services's ten largest holdings make up 17% of its $2.51B portfolio in Q4 2017.
  • First Allied Advisory Services opened 460 new positions and closed 56 in Q4 2017.
  • First Allied Advisory Services's portfolio value rose 8.3% quarter-over-quarter to $2.51B.

Based on First Allied Advisory Services's 13F filing for Q4 2017, filed 8 Feb 2018.