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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.8%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.37B
AUM Growth
+$114M
(+9%)
Cap. Flow
+$78.9M
Cap. Flow
% of AUM
5.74%
Top 10 Holdings %
Top 10 Hldgs %
13.34%
Holding
1,160
New
132
Increased
487
Reduced
370
Closed
132
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$14.1M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$10.7M |
| 3 |
Gabelli Equity Trust
GAB
|
+$7.43M |
| 4 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$6.04M |
| 5 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$5.74M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$12.4M |
| 2 |
ProShares Ultra MidCap400
MVV
|
+$5.78M |
| 3 |
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
|
+$5.03M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$4.64M |
| 5 |
Bristol-Myers Squibb
BMY
|
+$3.98M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.51% |
| 2 | Technology | 6.94% |
| 3 | Financials | 6.69% |
| 4 | Industrials | 5.25% |
| 5 | Energy | 4.75% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
576
iShares Morningstar Mid-Cap ETF
IMCB
$1.64B
| $436K | 0.03% |
+11,856
| New | +$423K |
|
577
OGE Energy
OGE
$10.3B
| $434K | 0.03% |
12,278
-176
| -1% | -$6.36K |
|
|
PARA
578
DELISTED
Paramount Global Class B
PARA
| $434K | 0.03% |
7,811
+613
| +9% | +$32.7K |
|
579
EPR Properties
EPR
$4.86B
| $433K | 0.03% |
7,353
+2,126
| +41% | +$118K |
|
580
TotalEnergies
TTE
$193B
| $433K | 0.03% |
8,462
-922
| -10% | -$52K |
|
581
British American Tobacco
BTI
$132B
| $432K | 0.03% |
8,034
+226
| +3% | +$12.7K |
|
582
Under Armour
UAA
$3B
| $426K | 0.03% |
12,669
+3,909
| +45% | +$131K |
|
583
Mattel
MAT
$4.17B
| $422K | 0.03% |
13,685
-26,895
| -66% | -$827K |
|
|
AOD
584
abrdn Total Dynamic Dividend Fund
AOD
$1.1B
| $419K | 0.03% |
49,111
-9,034
| -16% | -$77.1K |
|
|
COL
585
DELISTED
Rockwell Collins
COL
| $419K | 0.03% |
4,958
-277
| -5% | -$22.7K |
|
586
EOG Resources
EOG
$78B
| $418K | 0.03% |
4,568
+1,796
| +65% | +$167K |
|
|
RGC
587
DELISTED
Regal Entertainment Group
RGC
| $417K | 0.03% |
19,481
+31
| +0.2% | +$654 |
|
588
Gen Digital
GEN
$15.6B
| $415K | 0.03% |
15,808
+473
| +3% | +$11.8K |
|
|
SGI
589
Somnigroup International
SGI
$15.1B
| $415K | 0.03% |
30,184
-1,236
| -4% | -$16.9K |
|
590
American Express
AXP
$223B
| $414K | 0.03% |
4,453
+100
| +2% | +$8.96K |
|
591
iShares Gold Trust
IAU
$63B
| $414K | 0.03% |
18,188
+3,218
| +21% | +$74.8K |
|
592
iShares Silver Trust
SLV
$28.1B
| $412K | 0.03% |
27,090
-23,536
| -46% | -$372K |
|
|
RALS
593
DELISTED
ProShares RAFI Long/Short
RALS
| $412K | 0.03% |
9,765
-8,405
| -46% | -$352K |
|
|
POM
594
DELISTED
PEPCO HOLDINGS, INC.
POM
| $412K | 0.03% |
15,329
-751
| -5% | -$20.4K |
|
595
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.2B
| $411K | 0.03% |
8,811
+3,535
| +67% | +$167K |
|
596
Las Vegas Sands
LVS
$30.5B
| $410K | 0.03% |
7,024
-2,424
| -26% | -$146K |
|
597
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$166M
| $410K | 0.03% |
+22,497
| New | +$390K |
|
|
JMF
598
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
| $410K | 0.03% |
19,923
+4,479
| +29% | +$91.1K |
|
|
RVBD
599
DELISTED
RIVERBED TECHNOLOGY, INC COM
RVBD
| $410K | 0.03% |
20,102
-341
| -2% | -$6.55K |
|
|
DCUA
600
DELISTED
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
| $408K | 0.03% |
6,800
+300
| +5% | +$17.4K |
|
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First Allied Advisory Services's Q4 2014 Portfolio in Review
As of Q4 2014, First Allied Advisory Services held 1,160 positions worth $1.37B, up 9% from $1.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
First Allied Advisory Services deployed $78.9M of net new capital in Q4 2014, opening 132 new positions and adding to 487 existing holdings. Its largest new stake was VanEck High Yield Muni ETF: 42,708 shares worth $2.64M.
By sector, the portfolio is most concentrated in Healthcare at 7.5% of assets, down from 7.6% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $12.4M trimmed.
- First Allied Advisory Services's largest Q4 2014 buy was VanEck High Yield Muni ETF: 42,708 shares worth $2.64M.
- First Allied Advisory Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $14.1M increase.
- First Allied Advisory Services's biggest Q4 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $12.4M.
- First Allied Advisory Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $5.03M.
- First Allied Advisory Services's ten largest holdings make up 13% of its $1.37B portfolio in Q4 2014.
- First Allied Advisory Services opened 132 new positions and closed 132 in Q4 2014.
- First Allied Advisory Services's portfolio value rose 9% quarter-over-quarter to $1.37B.
Based on First Allied Advisory Services's 13F filing for Q4 2014, filed 9 Feb 2015.