First Allied Advisory Services’s DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) DCUA Stock Holding History

First Allied Advisory Services’s Portfolio DCUA Stock Details DCUA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-5,300	Closed	-$285K	–	1193
2015 Q2	$285K	Sell	5,300 -500	-9%	-$28.1K	0.01%	843
2015 Q1	$326K	Sell	5,800 -1,000	-15%	-$58.8K	0.02%	742
2014 Q4	$408K	Buy	6,800 +300	+5%	+$17.4K	0.03%	600
2014 Q3	$365K	Buy	6,500 +100	+2%	+$5.65K	0.03%	641
2014 Q2	$372K	Buy	6,400 +200	+3%	+$11.5K	0.03%	630
2014 Q1	$360K	Hold	6,200	–	–	0.03%	641
2013 Q4	$334K	Hold	6,200	–	–	0.03%	633
2013 Q3	$332K	Buy	+6,200	New	+$322K	0.02%	688

Other funds holding DCUA

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

AQR Arbitrage Greenwich, Connecticut $6.09B AUM 27.01% 1-Year Est. Return

CAM

Camden Asset Management Los Angeles, California $2.94B AUM 14.59% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return

Loomis, Sayles & Company Boston, Massachusetts $74.3B AUM 24.01% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Equitec Specialists Chicago, Illinois $708K AUM 25.27% 1-Year Est. Return

Victory Capital Management San Antonio, Texas $156B AUM 27.51% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

First Allied Advisory Services's DCUA Position: Q3 2015 in Review

First Allied Advisory Services sold out of DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) (DCUA) in Q3 2015, closing a stake of 5,300 shares — an estimated $285K sold.

First Allied Advisory Services first reported a position in DCUA in Q3 2013 and held it in 8 quarters. The position peaked at $408K in Q4 2014. 34 funds tracked by Wall St. Rank hold DCUA as of Q3 2015.

First Allied Advisory Services reported no remaining DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) position as of Q3 2015 after selling out during the quarter.
First Allied Advisory Services sold 5,300 DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) shares in Q3 2015, an estimated $285K.
First Allied Advisory Services first reported a position in DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) in Q3 2013 and held it in 8 quarters.
First Allied Advisory Services's DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) position peaked at $408K in Q4 2014.
34 funds tracked by Wall St. Rank held DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) as of Q3 2015.

Based on First Allied Advisory Services's 13F filing for Q3 2015, filed 12 Nov 2015.