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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+4.85%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.51B
AUM Growth
+$192M
(+8.3%)
Cap. Flow
+$90M
Cap. Flow
% of AUM
3.58%
Top 10 Holdings %
Top 10 Hldgs %
17.17%
Holding
1,587
New
460
Increased
546
Reduced
467
Closed
56
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Gabelli Equity Trust
GAB
|
+$10.9M |
| 2 |
HFRO
Highland Opportunities and Income Fund
HFRO
|
+$9.62M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$8.5M |
| 4 |
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
|
+$7.67M |
| 5 |
iShares Core MSCI EAFE ETF
IEFA
|
+$6.36M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WisdomTree Japan Hedged Equity Fund
DXJ
|
+$5.53M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$5.49M |
| 3 |
GSK
GSK
|
+$4.68M |
| 4 |
iShares MBS ETF
MBB
|
+$3.56M |
| 5 |
iShares Core US Aggregate Bond ETF
AGG
|
+$3.36M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.3% |
| 2 | Financials | 5.29% |
| 3 | Industrials | 4.66% |
| 4 | Healthcare | 4.53% |
| 5 | Consumer Discretionary | 4.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
551
eBay
EBAY
$48.6B
| $680K | 0.03% |
17,650
+317
| +2% | +$11.8K |
|
552
Elevance Health
ELV
$81.9B
| $676K | 0.03% |
2,997
+1,445
| +93% | +$308K |
|
553
Vanguard Large-Cap ETF
VV
$51.9B
| $676K | 0.03% |
5,529
+721
| +15% | +$86.2K |
|
554
Toronto Dominion Bank
TD
$198B
| $675K | 0.03% |
11,488
+219
| +2% | +$12.5K |
|
555
Lam Research
LRCX
$382B
| $673K | 0.03% |
36,470
+21,130
| +138% | +$415K |
|
556
DigitalBridge
DBRG
$2.94B
| $669K | 0.03% |
14,666
-4,490
| -23% | -$221K |
|
557
Illinois Tool Works
ITW
$81.4B
| $668K | 0.03% |
3,969
+1,283
| +48% | +$205K |
|
558
First Trust Financials AlphaDEX Fund
FXO
$1.12B
| $667K | 0.03% |
21,439
-579
| -3% | -$17.7K |
|
559
Baxter International
BAX
$11.6B
| $666K | 0.03% |
10,408
-986
| -9% | -$63.3K |
|
560
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
| $661K | 0.03% |
22,708
+655
| +3% | +$18.7K |
|
561
Marathon Petroleum
MPC
$90.3B
| $661K | 0.03% |
10,059
-8
| -0.1% | -$490 |
|
562
Vanguard Extended Market ETF
VXF
$30.3B
| $661K | 0.03% |
5,923
+303
| +5% | +$33.2K |
|
563
iShares California Muni Bond ETF
CMF
$4.54B
| $659K | 0.03% |
11,130
| – | – |
|
564
Williams Companies
WMB
$90.5B
| $658K | 0.03% |
21,620
+1,673
| +8% | +$48.7K |
|
565
Zoetis
ZTS
$31.6B
| $649K | 0.03% |
8,982
-886
| -9% | -$60.9K |
|
566
iShares MSCI Hong Kong ETF
EWH
$1.22B
| $646K | 0.03% |
25,358
+90
| +0.4% | +$2.27K |
|
567
United Rentals
URI
$71.1B
| $644K | 0.03% |
3,719
+170
| +5% | +$25.9K |
|
568
iShares US Transportation ETF
IYT
$2.33B
| $640K | 0.03% |
13,364
+2,324
| +21% | +$105K |
|
569
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.36B
| $636K | 0.03% |
6,340
+1,030
| +19% | +$104K |
|
570
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$92.1M
| $634K | 0.03% |
12,134
-10,407
| -46% | -$548K |
|
571
OGE Energy
OGE
$10.3B
| $631K | 0.03% |
19,173
+8,268
| +76% | +$292K |
|
572
Progressive
PGR
$124B
| $624K | 0.02% |
+11,024
| New | +$570K |
|
573
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.19B
| $619K | 0.02% |
19,634
+1,504
| +8% | +$47.2K |
|
574
Cheniere Energy
LNG
$56.5B
| $616K | 0.02% |
11,480
-31
| -0.3% | -$1.5K |
|
575
iShares Russell Mid-Cap ETF
IWR
$56.8B
| $614K | 0.02% |
11,864
+1,076
| +10% | +$54.6K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q4 2017 Portfolio in Review
As of Q4 2017, First Allied Advisory Services held 1,587 positions worth $2.51B, up 8.3% from $2.32B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services deployed $90M of net new capital in Q4 2017, opening 460 new positions and adding to 546 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 7.4% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was WisdomTree Japan Hedged Equity Fund, an estimated $5.53M trimmed.
- First Allied Advisory Services's largest Q4 2017 buy was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
- First Allied Advisory Services added most to Gabelli Equity Trust in Q4 2017, an estimated $10.9M increase.
- First Allied Advisory Services's biggest Q4 2017 reduction was WisdomTree Japan Hedged Equity Fund, cutting an estimated $5.53M.
- First Allied Advisory Services fully exited ProShares Short S&P500 in Q4 2017, selling an estimated $2.71M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.51B portfolio in Q4 2017.
- First Allied Advisory Services opened 460 new positions and closed 56 in Q4 2017.
- First Allied Advisory Services's portfolio value rose 8.3% quarter-over-quarter to $2.51B.
Based on First Allied Advisory Services's 13F filing for Q4 2017, filed 8 Feb 2018.