First Allied Advisory Services’s WisdomTree US SmallCap Dividend Fund DES Stock Holding History

First Allied Advisory Services’s Portfolio DES Stock Details DES Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$588K	Buy	27,890 +1,622	+6%	+$35.3K	0.02%	632
2020 Q2	$556K	Buy	26,268 +3,772	+17%	+$75K	0.02%	616
2020 Q1	$405K	Buy	22,496 +8,607	+62%	+$213K	0.02%	665
2019 Q4	$399K	Buy	13,889 +905	+7%	+$25.2K	0.01%	796
2019 Q3	$351K	Buy	12,984 +1,528	+13%	+$40.8K	0.01%	816
2019 Q2	$311K	Buy	+11,456	New	+$313K	0.01%	876
2018 Q3	–	Sell	-10,139	Closed	-$300K	–	1188
2018 Q2	$300K	Sell	10,139 -11,722	-54%	-$338K	0.01%	872
2018 Q1	$597K	Sell	21,861 -847	-4%	-$23.9K	0.02%	612
2017 Q4	$661K	Buy	22,708 +655	+3%	+$18.7K	0.03%	560
2017 Q3	$615K	Sell	22,053 -19,575	-47%	-$523K	0.03%	552
2017 Q2	$1.11M	Buy	41,628 +13,257	+47%	+$356K	0.05%	390
2017 Q1	$762K	Buy	28,371 +3,663	+15%	+$99.3K	0.04%	456
2016 Q4	$681K	Buy	24,708 +2,796	+13%	+$72.2K	0.03%	491
2016 Q3	$549K	Buy	21,912 +2,163	+11%	+$53.7K	0.03%	537
2016 Q2	$472K	Sell	19,749 -1,743	-8%	-$40.4K	0.03%	570
2016 Q1	$494K	Buy	21,492 +3,765	+21%	+$78.5K	0.03%	547
2015 Q4	$380K	Buy	17,727 +4,485	+34%	+$99.3K	0.02%	689
2015 Q3	$275K	Sell	13,242 -2,034	-13%	-$45.4K	0.02%	781
2015 Q2	$358K	Sell	15,276 -669	-4%	-$15.9K	0.02%	753
2015 Q1	$382K	Buy	15,945 +756	+5%	+$17.8K	0.03%	679
2014 Q4	$359K	Sell	15,189 -1,983	-12%	-$45.4K	0.03%	659
2014 Q3	$369K	Sell	17,172 -10,767	-39%	-$245K	0.03%	637
2014 Q2	$654K	Sell	27,939 -2,793	-9%	-$63.2K	0.05%	443
2014 Q1	$699K	Sell	30,732 -10,248	-25%	-$228K	0.05%	407
2013 Q4	$932K	Buy	40,980 +5,334	+15%	+$116K	0.07%	312
2013 Q3	$743K	Buy	35,646 +15,048	+73%	+$309K	0.04%	394
2013 Q2	$402K	Buy	+20,598	New	+$395K	0.03%	567

Other funds holding DES

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

M&T Bank Buffalo, New York $29.2B AUM 22.81% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

First Allied Advisory Services's DES Position: Q3 2020 in Review

First Allied Advisory Services increased its WisdomTree US SmallCap Dividend Fund (DES) stake by 6.2% in Q3 2020, buying an estimated $35.3K and bringing the position to 27,890 shares worth $588K. The position accounts for 0.02% of the portfolio, ranked #632.

First Allied Advisory Services first reported a position in DES in Q2 2013 and has held it in 27 quarters since. The position peaked at $1.11M in Q2 2017. 241 funds tracked by Wall St. Rank hold DES as of Q3 2020.

First Allied Advisory Services held 27,890 shares of WisdomTree US SmallCap Dividend Fund worth $588K as of Q3 2020.
First Allied Advisory Services bought 1,622 WisdomTree US SmallCap Dividend Fund shares in Q3 2020, an estimated $35.3K.
WisdomTree US SmallCap Dividend Fund made up 0.02% of First Allied Advisory Services's portfolio in Q3 2020, its #632 holding.
First Allied Advisory Services first reported a position in WisdomTree US SmallCap Dividend Fund in Q2 2013 and has held it in 27 quarters since.
First Allied Advisory Services's WisdomTree US SmallCap Dividend Fund position peaked at $1.11M in Q2 2017.
241 funds tracked by Wall St. Rank held WisdomTree US SmallCap Dividend Fund as of Q3 2020.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.