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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.32B
AUM Growth
+$79.9M
Cap. Flow
+$4.8M
Cap. Flow %
0.21%
Top 10 Hldgs %
17.18%
Holding
1,236
New
101
Increased
436
Reduced
532
Closed
118

Top Buys

Rank Stock Value
1
VIXY icon
ProShares VIX Short-Term Futures ETF
VIXY
+$16.4M
2
DWX icon
State Street SPDR S&P International Dividend ETF
DWX
+$10.8M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$9.52M
4
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$9.01M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$8.3M

Top Sells

Rank Stock Value
1
SCHW
Charles Schwab
SCHW
+$7.9M
2
GAB icon
Gabelli Equity Trust
GAB
+$6.6M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$6.23M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$6.22M
5
MRK icon
Merck
MRK
+$5.7M

Sector Composition

Rank Sector Weight
1 Technology 7.39%
2 Healthcare 5.3%
3 Financials 5.25%
4 Industrials 4.8%
5 Consumer Discretionary 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SOHO
551
DELISTED
Sotherly Hotels
SOHO
$616K 0.03%
104,923
-3,161
-3% -$19.7K
DES icon
552
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
$615K 0.03%
22,053
-19,575
-47% -$523K
LLL
553
DELISTED
L3 Technologies, Inc.
LLL
$610K 0.03%
3,232
-180
-5% -$32.3K
ADSK icon
554
Autodesk
ADSK
$44.3B
$609K 0.03%
5,431
+119
+2% +$13.1K
VXF icon
555
Vanguard Extended Market ETF
VXF
$30.3B
$607K 0.03%
5,620
-362
-6% -$37.3K
HACK icon
556
Amplify Cybersecurity ETF
HACK
$2.63B
$604K 0.03%
20,143
-4,526
-18% -$135K
WMB icon
557
Williams Companies
WMB
$90.5B
$600K 0.03%
19,947
+10,525
+112% +$320K
MINI
558
DELISTED
Mobile Mini Inc
MINI
$599K 0.03%
17,289
-2,311
-12% -$70.9K
BSJI
559
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$598K 0.03%
23,653
+244
+1% +$6.17K
BRX icon
560
Brixmor Property Group
BRX
$9.95B
$594K 0.03%
31,577
+10,684
+51% +$203K
MDIV icon
561
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$594K 0.03%
30,967
-2,678
-8% -$51.5K
HYMB icon
562
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.07B
$591K 0.03%
20,652
-580
-3% -$16.6K
ISCV icon
563
iShares Morningstar Small-Cap Value ETF
ISCV
$687M
$591K 0.03%
12,096
+2,883
+31% +$135K
ILCB icon
564
iShares Morningstar US Equity ETF
ILCB
$1.26B
$587K 0.03%
15,584
-104
-0.7% -$3.87K
BBD icon
565
Banco Bradesco
BBD
$38.1B
$583K 0.03%
+93,382
New +$542K
RDS.B
566
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$581K 0.03%
9,251
+886
+11% +$50.9K
UTHR icon
567
United Therapeutics
UTHR
$26.3B
$580K 0.03%
4,919
+340
+7% +$43.4K
EWO icon
568
iShares MSCI Austria ETF
EWO
$146M
$579K 0.02%
24,645
+6,914
+39% +$157K
FE icon
569
FirstEnergy
FE
$28.9B
$579K 0.02%
18,889
+995
+6% +$31.3K
OUSA icon
570
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$737M
$577K 0.02%
19,066
-913
-5% -$27.1K
PNR icon
571
Pentair
PNR
$10.2B
$575K 0.02%
12,551
-1,124
-8% -$48.3K
SHW icon
572
Sherwin-Williams
SHW
$78.3B
$568K 0.02%
4,758
-132
-3% -$15.1K
MPC icon
573
Marathon Petroleum
MPC
$90.3B
$566K 0.02%
10,067
-2,453
-20% -$132K
STM icon
574
STMicroelectronics
STM
$46B
$563K 0.02%
28,994
+6,031
+26% +$104K
XTN icon
575
State Street SPDR S&P Transportation ETF
XTN
$403M
$563K 0.02%
9,380
-107
-1% -$6.03K
21 22
23
24 25

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WAM
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FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q3 2017 Portfolio in Review

As of Q3 2017, First Allied Advisory Services held 1,236 positions worth $2.32B, up 3.6% from $2.24B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Allied Advisory Services's Q3 2017 filing shows 101 new, 436 increased, 532 reduced and 118 closed positions. Its largest new stake was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M. The largest sale was Charles Schwab, an estimated $7.9M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.2% a quarter earlier, followed by Healthcare and Financials.

  • First Allied Advisory Services's largest Q3 2017 buy was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M.
  • First Allied Advisory Services added most to ProShares VIX Short-Term Futures ETF in Q3 2017, an estimated $16.4M increase.
  • First Allied Advisory Services's biggest Q3 2017 reduction was Charles Schwab, cutting an estimated $7.9M.
  • First Allied Advisory Services fully exited State Street SPDR S&P Homebuilders ETF in Q3 2017, selling an estimated $2.79M.
  • First Allied Advisory Services's ten largest holdings make up 17% of its $2.32B portfolio in Q3 2017.
  • First Allied Advisory Services opened 101 new positions and closed 118 in Q3 2017.
  • First Allied Advisory Services's portfolio value rose 3.6% quarter-over-quarter to $2.32B.

Based on First Allied Advisory Services's 13F filing for Q3 2017, filed 14 Nov 2017.