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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.88%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.32B
AUM Growth
+$79.9M
(+3.6%)
Cap. Flow
+$4.8M
Cap. Flow
% of AUM
0.21%
Top 10 Holdings %
Top 10 Hldgs %
17.18%
Holding
1,236
New
101
Increased
436
Reduced
532
Closed
118
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares VIX Short-Term Futures ETF
VIXY
|
+$16.4M |
| 2 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$10.8M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$9.52M |
| 4 |
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
|
+$9.01M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$8.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SCHW
Charles Schwab
SCHW
|
+$7.9M |
| 2 |
Gabelli Equity Trust
GAB
|
+$6.6M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$6.23M |
| 4 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$6.22M |
| 5 |
Merck
MRK
|
+$5.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.39% |
| 2 | Healthcare | 5.3% |
| 3 | Financials | 5.25% |
| 4 | Industrials | 4.8% |
| 5 | Consumer Discretionary | 3.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
526
Targa Resources
TRGP
$60.4B
| $679K | 0.03% |
14,415
+8,672
| +151% | +$394K |
|
527
Deere & Co
DE
$170B
| $678K | 0.03% |
5,388
-90
| -2% | -$11.1K |
|
528
Prospect Capital
PSEC
$1.06B
| $672K | 0.03% |
100,354
-1,293
| -1% | -$9.69K |
|
529
AGNC Investment
AGNC
$12.3B
| $670K | 0.03% |
30,974
-83
| -0.3% | -$1.77K |
|
530
Norfolk Southern
NSC
$78.8B
| $665K | 0.03% |
5,007
-495
| -9% | -$60.2K |
|
531
Ulta Beauty
ULTA
$20.4B
| $665K | 0.03% |
2,922
+1,333
| +84% | +$321K |
|
532
iShares California Muni Bond ETF
CMF
$4.54B
| $660K | 0.03% |
11,130
| – | – |
|
533
Centene
CNC
$31.3B
| $660K | 0.03% |
+13,630
| New | +$587K |
|
534
iShares MSCI Canada ETF
EWC
$6.04B
| $657K | 0.03% |
22,606
+470
| +2% | +$13.1K |
|
535
Fidelity MSCI Financials Index ETF
FNCL
$2.35B
| $654K | 0.03% |
17,247
-3,582
| -17% | -$131K |
|
536
First Trust Financials AlphaDEX Fund
FXO
$1.12B
| $654K | 0.03% |
22,018
-11,866
| -35% | -$344K |
|
537
Expeditors International
EXPD
$22.9B
| $653K | 0.03% |
10,900
-2,399
| -18% | -$137K |
|
538
Intercontinental Exchange
ICE
$82.4B
| $653K | 0.03% |
9,500
-12,572
| -57% | -$828K |
|
539
Ryanair
RYAAY
$29.5B
| $650K | 0.03% |
15,313
-830
| -5% | -$37.5K |
|
540
Textron
TXT
$16.6B
| $649K | 0.03% |
12,081
-677
| -5% | -$33.6K |
|
541
Mercado Libre
MELI
$91.3B
| $647K | 0.03% |
2,490
+611
| +33% | +$162K |
|
542
PACCAR
PCAR
$69.6B
| $645K | 0.03% |
13,313
-261
| -2% | -$11.8K |
|
543
Invesco S&P 500 Pure Value ETF
RPV
$1.61B
| $645K | 0.03% |
10,441
+118
| +1% | +$7.1K |
|
544
Toronto Dominion Bank
TD
$198B
| $639K | 0.03% |
11,269
+2,982
| +36% | +$157K |
|
545
Zoetis
ZTS
$31.6B
| $633K | 0.03% |
9,868
+335
| +4% | +$21K |
|
|
UMH
546
UMH Properties
UMH
$1.32B
| $629K | 0.03% |
+40,341
| New | +$646K |
|
547
iShares MSCI Hong Kong ETF
EWH
$1.22B
| $626K | 0.03% |
25,268
| – | – |
|
548
State Street SPDR ICE Preferred Securities ETF
PSK
$693M
| $620K | 0.03% |
13,876
-231
| -2% | -$10.4K |
|
549
Fluor
FLR
$7.29B
| $618K | 0.03% |
14,627
+2,218
| +18% | +$92K |
|
550
iShares North American Natural Resources ETF
IGE
$747M
| $616K | 0.03% |
18,305
+1,119
| +7% | +$35.9K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q3 2017 Portfolio in Review
As of Q3 2017, First Allied Advisory Services held 1,236 positions worth $2.32B, up 3.6% from $2.24B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services's Q3 2017 filing shows 101 new, 436 increased, 532 reduced and 118 closed positions. Its largest new stake was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M. The largest sale was Charles Schwab, an estimated $7.9M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.2% a quarter earlier, followed by Healthcare and Financials.
- First Allied Advisory Services's largest Q3 2017 buy was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M.
- First Allied Advisory Services added most to ProShares VIX Short-Term Futures ETF in Q3 2017, an estimated $16.4M increase.
- First Allied Advisory Services's biggest Q3 2017 reduction was Charles Schwab, cutting an estimated $7.9M.
- First Allied Advisory Services fully exited State Street SPDR S&P Homebuilders ETF in Q3 2017, selling an estimated $2.79M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.32B portfolio in Q3 2017.
- First Allied Advisory Services opened 101 new positions and closed 118 in Q3 2017.
- First Allied Advisory Services's portfolio value rose 3.6% quarter-over-quarter to $2.32B.
Based on First Allied Advisory Services's 13F filing for Q3 2017, filed 14 Nov 2017.