We are live on
!
Find out more
FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+11.27%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.92B
AUM Growth
+$386M
(+15%)
Cap. Flow
+$117M
Cap. Flow
% of AUM
4%
Top 10 Holdings %
Top 10 Hldgs %
18.21%
Holding
1,203
New
137
Increased
554
Reduced
412
Closed
50
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core Dividend Growth ETF
DGRO
|
+$13M |
| 2 |
iShares Core S&P Total US Stock Market ETF
ITOT
|
+$11.8M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$11.7M |
| 4 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$11.6M |
| 5 |
State Street DoubleLine Total Return Tactical ETF
TOTL
|
+$9.16M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Financials ETF
VFH
|
+$11.5M |
| 2 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$10.4M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$6.71M |
| 4 |
Gabelli Equity Trust
GAB
|
+$6.44M |
| 5 |
Global X MLP ETF
MLPA
|
+$6.13M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.9% |
| 2 | Financials | 5.17% |
| 3 | Healthcare | 4.64% |
| 4 | Industrials | 4.08% |
| 5 | Communication Services | 3.8% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
501
OGE Energy
OGE
$9.78B
| $839K | 0.03% |
19,465
+613
| +3% | +$25.4K |
|
502
First Trust North American Energy Infrastructure Fund
EMLP
$4.11B
| $834K | 0.03% |
33,981
-1,299
| -4% | -$30.8K |
|
503
Analog Devices
ADI
$179B
| $832K | 0.03% |
7,942
-1,178
| -13% | -$118K |
|
504
abrdn Bloomberg All Commodity Strategy K-1 Free ETF
BCI
$2.95B
| $832K | 0.03% |
36,660
-20,561
| -36% | -$463K |
|
505
iShares US Financial Services ETF
IYG
$2.16B
| $831K | 0.03% |
20,250
+14,586
| +258% | +$604K |
|
506
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.11B
| $829K | 0.03% |
36,488
+10,805
| +42% | +$240K |
|
507
American Water Works
AWK
$26.7B
| $825K | 0.03% |
7,917
+608
| +8% | +$59.6K |
|
508
Intuitive Surgical
ISRG
$127B
| $818K | 0.03% |
4,287
-183
| -4% | -$32.5K |
|
509
Infosys
INFY
$48.7B
| $817K | 0.03% |
75,596
+17,338
| +30% | +$183K |
|
510
Cencora
COR
$60.6B
| $813K | 0.03% |
10,276
+297
| +3% | +$23.9K |
|
511
ALPS Medical Breakthroughs ETF
SBIO
$201M
| $813K | 0.03% |
+22,538
| New | +$753K |
|
512
iShares US Medical Devices ETF
IHI
$3.13B
| $812K | 0.03% |
21,036
+528
| +3% | +$19.2K |
|
|
TUZ
513
DELISTED
PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund
TUZ
| $812K | 0.03% |
16,025
+110
| +0.7% | +$5.52K |
|
514
BCE
BCE
$20.2B
| $810K | 0.03% |
18,159
+1,980
| +12% | +$85.4K |
|
|
NVO
515
Novo Nordisk
NVO
$208B
| $808K | 0.03% |
30,948
-2,084
| -6% | -$51.2K |
|
516
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.2B
| $805K | 0.03% |
22,532
+2,332
| +12% | +$81.2K |
|
|
AGN
517
DELISTED
Allergan plc
AGN
| $805K | 0.03% |
5,482
-553
| -9% | -$80.2K |
|
|
VIAB
518
DELISTED
Viacom Inc. Class B
VIAB
| $800K | 0.03% |
28,520
+1,090
| +4% | +$31.3K |
|
519
Sanofi
SNY
$103B
| $797K | 0.03% |
17,933
-212
| -1% | -$9.08K |
|
520
Steel Dynamics
STLD
$36B
| $797K | 0.03% |
+22,660
| New | +$805K |
|
521
Becton Dickinson
BDX
$45.6B
| $791K | 0.03% |
3,289
+12
| +0.4% | +$2.84K |
|
|
FNI
522
DELISTED
First Trust Chindia ETF
FNI
| $789K | 0.03% |
21,162
| – | – |
|
523
State Street
STT
$50.6B
| $787K | 0.03% |
11,890
+1,739
| +17% | +$121K |
|
524
Newell Brands
NWL
$2.38B
| $784K | 0.03% |
51,002
+27,753
| +119% | +$510K |
|
525
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
| $783K | 0.03% |
25,653
+7,869
| +44% | +$239K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q1 2019 Portfolio in Review
As of Q1 2019, First Allied Advisory Services held 1,203 positions worth $2.92B, up 15% from $2.53B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
First Allied Advisory Services deployed $117M of net new capital in Q1 2019, opening 137 new positions and adding to 554 existing holdings. Its largest new stake was Global X MLP & Energy Infrastructure ETF: 231,144 shares worth $9.15M.
By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.5% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Vanguard Financials ETF, an estimated $11.5M trimmed.
- First Allied Advisory Services's largest Q1 2019 buy was Global X MLP & Energy Infrastructure ETF: 231,144 shares worth $9.15M.
- First Allied Advisory Services added most to iShares Core Dividend Growth ETF in Q1 2019, an estimated $13M increase.
- First Allied Advisory Services's biggest Q1 2019 reduction was Vanguard Financials ETF, cutting an estimated $11.5M.
- First Allied Advisory Services fully exited Sonoco in Q1 2019, selling an estimated $5.39M.
- First Allied Advisory Services's ten largest holdings make up 18% of its $2.92B portfolio in Q1 2019.
- First Allied Advisory Services opened 137 new positions and closed 50 in Q1 2019.
- First Allied Advisory Services's portfolio value rose 15% quarter-over-quarter to $2.92B.
Based on First Allied Advisory Services's 13F filing for Q1 2019, filed 6 May 2019.