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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+4.85%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.51B
AUM Growth
+$192M
(+8.3%)
Cap. Flow
+$90M
Cap. Flow
% of AUM
3.58%
Top 10 Holdings %
Top 10 Hldgs %
17.17%
Holding
1,587
New
460
Increased
546
Reduced
467
Closed
56
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Gabelli Equity Trust
GAB
|
+$10.9M |
| 2 |
HFRO
Highland Opportunities and Income Fund
HFRO
|
+$9.62M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$8.5M |
| 4 |
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
|
+$7.67M |
| 5 |
iShares Core MSCI EAFE ETF
IEFA
|
+$6.36M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WisdomTree Japan Hedged Equity Fund
DXJ
|
+$5.53M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$5.49M |
| 3 |
GSK
GSK
|
+$4.68M |
| 4 |
iShares MBS ETF
MBB
|
+$3.56M |
| 5 |
iShares Core US Aggregate Bond ETF
AGG
|
+$3.36M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.3% |
| 2 | Financials | 5.29% |
| 3 | Industrials | 4.66% |
| 4 | Healthcare | 4.53% |
| 5 | Consumer Discretionary | 4.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
HBI
501
DELISTED
Hanesbrands
HBI
| $812K | 0.03% |
38,777
-48,730
| -56% | -$1.04M |
|
502
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.15B
| $805K | 0.03% |
+10,092
| New | +$812K |
|
503
Invesco Senior Loan ETF
BKLN
$7.1B
| $802K | 0.03% |
34,648
-22,810
| -40% | -$527K |
|
|
UN
504
DELISTED
Unilever NV New York Registry Shares
UN
| $799K | 0.03% |
14,179
+1,567
| +12% | +$90.3K |
|
505
Fluor
FLR
$7.29B
| $797K | 0.03% |
15,459
+832
| +6% | +$38.7K |
|
506
Alaska Air
ALK
$5.15B
| $792K | 0.03% |
10,799
+27
| +0.3% | +$1.92K |
|
507
iShares US Regional Banks ETF
IAT
$685M
| $790K | 0.03% |
16,022
-9,033
| -36% | -$433K |
|
508
First Trust Nasdaq Bank ETF
FTXO
$305M
| $786K | 0.03% |
26,784
+11,208
| +72% | +$317K |
|
509
Broadridge
BR
$17.2B
| $781K | 0.03% |
8,621
-591
| -6% | -$51.6K |
|
510
Norfolk Southern
NSC
$78.8B
| $781K | 0.03% |
5,386
+379
| +8% | +$50.9K |
|
|
PPL
511
PPL Corp
PPL
$27.3B
| $780K | 0.03% |
25,331
+1,459
| +6% | +$52.4K |
|
512
iShares Short Maturity Bond ETF
NEAR
$4.8B
| $778K | 0.03% |
15,480
+1,670
| +12% | +$83.8K |
|
513
Goodyear
GT
$2.07B
| $776K | 0.03% |
24,128
-828
| -3% | -$26.3K |
|
514
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
| $776K | 0.03% |
18,325
-200
| -1% | -$8.26K |
|
515
Gogo Inc
GOGO
$515M
| $775K | 0.03% |
67,880
+10,520
| +18% | +$112K |
|
|
ABB
516
DELISTED
ABB Ltd
ABB
| $775K | 0.03% |
29,072
+1,297
| +5% | +$33.3K |
|
517
Thor Industries
THO
$3.99B
| $774K | 0.03% |
5,147
-534
| -9% | -$74.3K |
|
|
DESC
518
DELISTED
Xtrackers Russell 2000 Comprehensive Factor ETF
DESC
| $773K | 0.03% |
+22,668
| New | +$770K |
|
519
Ryanair
RYAAY
$29.5B
| $771K | 0.03% |
18,428
+3,115
| +20% | +$139K |
|
|
FRC
520
DELISTED
First Republic Bank
FRC
| $771K | 0.03% |
8,982
-1,715
| -16% | -$163K |
|
521
JPMorgan Diversified Return US Small Cap Equity ETF
JPSE
$592M
| $769K | 0.03% |
+25,988
| New | +$759K |
|
522
Chubb
CB
$140B
| $765K | 0.03% |
5,278
+330
| +7% | +$49.3K |
|
|
VIAB
523
DELISTED
Viacom Inc. Class B
VIAB
| $749K | 0.03% |
24,370
+16,503
| +210% | +$448K |
|
|
CTXS
524
DELISTED
Citrix Systems Inc
CTXS
| $748K | 0.03% |
8,629
-2,812
| -25% | -$238K |
|
525
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$741M
| $747K | 0.03% |
41,500
-6,810
| -14% | -$121K |
|
Similar funds
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FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q4 2017 Portfolio in Review
As of Q4 2017, First Allied Advisory Services held 1,587 positions worth $2.51B, up 8.3% from $2.32B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services deployed $90M of net new capital in Q4 2017, opening 460 new positions and adding to 546 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 7.4% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was WisdomTree Japan Hedged Equity Fund, an estimated $5.53M trimmed.
- First Allied Advisory Services's largest Q4 2017 buy was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
- First Allied Advisory Services added most to Gabelli Equity Trust in Q4 2017, an estimated $10.9M increase.
- First Allied Advisory Services's biggest Q4 2017 reduction was WisdomTree Japan Hedged Equity Fund, cutting an estimated $5.53M.
- First Allied Advisory Services fully exited ProShares Short S&P500 in Q4 2017, selling an estimated $2.71M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.51B portfolio in Q4 2017.
- First Allied Advisory Services opened 460 new positions and closed 56 in Q4 2017.
- First Allied Advisory Services's portfolio value rose 8.3% quarter-over-quarter to $2.51B.
Based on First Allied Advisory Services's 13F filing for Q4 2017, filed 8 Feb 2018.