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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+4.58%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.72B
AUM Growth
+$463M
Cap. Flow
+$415M
Cap. Flow %
24.15%
Top 10 Hldgs %
14.92%
Holding
1,095
New
147
Increased
484
Reduced
311
Closed
92

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$23.9M
2
MBB icon
iShares MBS ETF
MBB
+$14.3M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$13.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.7M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.4M
2
SSO icon
ProShares Ultra S&P500
SSO
+$9.12M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$8.23M
4
RWX icon
State Street SPDR Dow Jones International Real Estate ETF
RWX
+$5.47M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$4.35M

Sector Composition

Rank Sector Weight
1 Financials 6.48%
2 Technology 6.48%
3 Healthcare 6.16%
4 Energy 5.57%
5 Industrials 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLR
501
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$537K 0.03%
9,934
-514
-5% -$24.6K
IXC icon
502
iShares Global Energy ETF
IXC
$2.79B
$536K 0.03%
13,102
+498
+4% +$20.1K
NXQ
503
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$535K 0.03%
42,725
– –
ANH
504
DELISTED
Anworth Mortgage Asset Corporation
ANH
$535K 0.03%
110,831
+19,346
+21% +$92.7K
IAI icon
505
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.36B
$534K 0.03%
+16,277
New +$525K
IAT icon
506
iShares US Regional Banks ETF
IAT
$674M
$534K 0.03%
17,969
-9,296
-34% -$285K
IAK icon
507
iShares US Insurance ETF
IAK
$508M
$530K 0.03%
+12,299
New +$525K
AGO icon
508
Assured Guaranty
AGO
$3.66B
$529K 0.03%
28,200
– –
ISTB icon
509
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.11B
$528K 0.03%
+10,596
New +$529K
AOD
510
abrdn Total Dynamic Dividend Fund
AOD
$1.11B
$527K 0.03%
65,786
-11,428
-15% -$91.5K
KEY icon
511
KeyCorp
KEY
$24.2B
$524K 0.03%
45,592
+33,968
+292% +$406K
JWN
512
DELISTED
Nordstrom
JWN
$523K 0.03%
+9,299
New +$549K
VV icon
513
Vanguard Morningstar Large-Cap ETF
VV
$52.4B
$522K 0.03%
6,747
+1,470
+28% +$113K
LVS icon
514
Las Vegas Sands
LVS
$31.7B
$520K 0.03%
7,697
-2,115
-22% -$123K
BPT
515
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$519K 0.03%
5,996
-228
-4% -$20.1K
KXI icon
516
iShares Global Consumer Staples ETF
KXI
$1.07B
$517K 0.03%
12,588
+998
+9% +$41K
AEE icon
517
Ameren
AEE
$30.3B
$515K 0.03%
14,739
– –
ABB
518
DELISTED
ABB Ltd
ABB
$514K 0.03%
21,737
+2,160
+11% +$48.7K
EWG icon
519
iShares MSCI Germany ETF
EWG
$1.59B
$511K 0.03%
+18,264
New +$483K
IYC icon
520
iShares US Consumer Discretionary ETF
IYC
$1.17B
$510K 0.03%
18,548
+5,168
+39% +$139K
DIA icon
521
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$508K 0.03%
3,359
-308
-8% -$47K
MNA icon
522
IQ ARB Merger Arbitrage ETF
MNA
$252M
$507K 0.03%
+18,986
New +$499K
PGF icon
523
Invesco Financial Preferred ETF
PGF
$677M
$507K 0.03%
29,444
-1,079
-4% -$18.7K
PSX icon
524
Phillips 66
PSX
$84.9B
$507K 0.03%
8,832
+667
+8% +$38.7K
GPOR
525
DELISTED
Gulfport Energy Corp.
GPOR
$507K 0.03%
7,898
-3,040
-28% -$170K
19 20
21
22 23

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WAM
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FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q3 2013 Portfolio in Review

As of Q3 2013, First Allied Advisory Services held 1,095 positions worth $1.72B, up 37% from $1.25B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Allied Advisory Services deployed $415M of net new capital in Q3 2013, opening 147 new positions and adding to 484 existing holdings. Its largest new stake was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.5% of assets, up from 6.1% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $16.4M trimmed.

  • First Allied Advisory Services's largest Q3 2013 buy was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.
  • First Allied Advisory Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $23.9M increase.
  • First Allied Advisory Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $16.4M.
  • First Allied Advisory Services fully exited ProShares Ultra S&P500 in Q3 2013, selling an estimated $9.12M.
  • First Allied Advisory Services's ten largest holdings make up 15% of its $1.72B portfolio in Q3 2013.
  • First Allied Advisory Services opened 147 new positions and closed 92 in Q3 2013.
  • First Allied Advisory Services's portfolio value rose 37% quarter-over-quarter to $1.72B.

Based on First Allied Advisory Services's 13F filing for Q3 2013, filed 7 Nov 2013.