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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.88%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.32B
AUM Growth
+$79.9M
(+3.6%)
Cap. Flow
+$4.8M
Cap. Flow
% of AUM
0.21%
Top 10 Holdings %
Top 10 Hldgs %
17.18%
Holding
1,236
New
101
Increased
436
Reduced
532
Closed
118
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares VIX Short-Term Futures ETF
VIXY
|
+$16.4M |
| 2 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$10.8M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$9.52M |
| 4 |
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
|
+$9.01M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$8.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SCHW
Charles Schwab
SCHW
|
+$7.9M |
| 2 |
Gabelli Equity Trust
GAB
|
+$6.6M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$6.23M |
| 4 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$6.22M |
| 5 |
Merck
MRK
|
+$5.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.39% |
| 2 | Healthcare | 5.3% |
| 3 | Financials | 5.25% |
| 4 | Industrials | 4.8% |
| 5 | Consumer Discretionary | 3.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
476
TJX Companies
TJX
$170B
| $782K | 0.03% |
21,408
-4,862
| -19% | -$173K |
|
|
FLG
477
Flagstar Bank National Association
FLG
$5.77B
| $782K | 0.03% |
20,404
-3,319
| -14% | -$125K |
|
|
IMVP
478
Invesco India ETF
IMVP
$122M
| $773K | 0.03% |
32,889
-516
| -2% | -$12.6K |
|
479
Invesco S&P SmallCap Low Volatility ETF
XSLV
$249M
| $769K | 0.03% |
16,677
+3,680
| +28% | +$161K |
|
480
Lumen
LUMN
$6.53B
| $768K | 0.03% |
40,838
-3,886
| -9% | -$81.8K |
|
|
AHRT
481
AH Realty Trust
AHRT
$534M
| $767K | 0.03% |
55,511
-204
| -0.4% | -$2.72K |
|
482
Cheniere Energy
CQP
$31.8B
| $759K | 0.03% |
26,309
+8,160
| +45% | +$236K |
|
483
Dycom Industries
DY
$12.9B
| $759K | 0.03% |
8,841
+666
| +8% | +$56.1K |
|
484
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.63B
| $759K | 0.03% |
11,954
+7,420
| +164% | +$453K |
|
485
First Trust Global Wind Energy ETF
FAN
$281M
| $756K | 0.03% |
57,587
+10,345
| +22% | +$136K |
|
486
National Grid
NGG
$82.7B
| $754K | 0.03% |
13,532
-179
| -1% | -$10K |
|
487
Consolidated Edison
ED
$41.6B
| $752K | 0.03% |
9,358
-454
| -5% | -$37.6K |
|
488
Warner Bros
WBD
$64.6B
| $752K | 0.03% |
34,919
-322
| -0.9% | -$7.58K |
|
489
AstraZeneca
AZN
$263B
| $750K | 0.03% |
11,076
+1,363
| +14% | +$86.1K |
|
490
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
| $746K | 0.03% |
18,525
+1,000
| +6% | +$39.6K |
|
491
Broadridge
BR
$17.2B
| $744K | 0.03% |
9,212
-311
| -3% | -$24K |
|
|
UN
492
DELISTED
Unilever NV New York Registry Shares
UN
| $744K | 0.03% |
12,612
-805
| -6% | -$47K |
|
493
TotalEnergies
TTE
$193B
| $742K | 0.03% |
13,815
-3,716
| -21% | -$191K |
|
494
HP
HPQ
$23.5B
| $741K | 0.03% |
37,211
+2,087
| +6% | +$39.7K |
|
495
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
| $738K | 0.03% |
19,346
+819
| +4% | +$30.5K |
|
496
Invesco Financial Preferred ETF
PGF
$676M
| $735K | 0.03% |
38,631
-8,500
| -18% | -$162K |
|
497
WisdomTree US LargeCap Dividend Fund
DLN
$6.24B
| $732K | 0.03% |
16,872
-1,628
| -9% | -$69.4K |
|
|
JWN
498
DELISTED
Nordstrom
JWN
| $729K | 0.03% |
15,665
-271
| -2% | -$12.6K |
|
|
JOYY
499
JOYY Inc
JOYY
$3.73B
| $724K | 0.03% |
8,396
+578
| +7% | +$42K |
|
500
Thor Industries
THO
$3.99B
| $723K | 0.03% |
5,681
-330
| -5% | -$35.6K |
|
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First Allied Advisory Services's Q3 2017 Portfolio in Review
As of Q3 2017, First Allied Advisory Services held 1,236 positions worth $2.32B, up 3.6% from $2.24B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services's Q3 2017 filing shows 101 new, 436 increased, 532 reduced and 118 closed positions. Its largest new stake was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M. The largest sale was Charles Schwab, an estimated $7.9M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.2% a quarter earlier, followed by Healthcare and Financials.
- First Allied Advisory Services's largest Q3 2017 buy was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M.
- First Allied Advisory Services added most to ProShares VIX Short-Term Futures ETF in Q3 2017, an estimated $16.4M increase.
- First Allied Advisory Services's biggest Q3 2017 reduction was Charles Schwab, cutting an estimated $7.9M.
- First Allied Advisory Services fully exited State Street SPDR S&P Homebuilders ETF in Q3 2017, selling an estimated $2.79M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.32B portfolio in Q3 2017.
- First Allied Advisory Services opened 101 new positions and closed 118 in Q3 2017.
- First Allied Advisory Services's portfolio value rose 3.6% quarter-over-quarter to $2.32B.
Based on First Allied Advisory Services's 13F filing for Q3 2017, filed 14 Nov 2017.