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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-0.94%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
-$102M
(-7.5%)
Cap. Flow
-$77.6M
Cap. Flow
% of AUM
-6.15%
Top 10 Holdings %
Top 10 Hldgs %
14.01%
Holding
1,182
New
206
Increased
381
Reduced
402
Closed
154
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$30.2M |
| 2 |
Berkshire Hathaway Class B
BRK.B
|
+$8.68M |
| 3 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$7.8M |
| 4 |
First Trust Large Cap Core AlphaDEX Fund
FEX
|
+$6.72M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$5.38M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$12.5M |
| 2 |
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
|
+$5.7M |
| 3 |
iShares Preferred and Income Securities ETF
PFF
|
+$5.65M |
| 4 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$5.63M |
| 5 |
ProShares Ultra 7-10 Year Treasury
UST
|
+$5.57M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.61% |
| 2 | Technology | 7.02% |
| 3 | Financials | 6.27% |
| 4 | Energy | 5.77% |
| 5 | Industrials | 4.88% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
476
PPG Industries
PPG
$26.4B
| $564K | 0.04% |
5,744
-130
| -2% | -$13.2K |
|
477
Royal Caribbean
RCL
$81.8B
| $561K | 0.04% |
8,334
+689
| +9% | +$42.7K |
|
478
DaVita
DVA
$15.2B
| $560K | 0.04% |
7,583
-55
| -0.7% | -$4.03K |
|
479
Hartford Financial Services
HIG
$38.4B
| $558K | 0.04% |
14,999
+8,302
| +124% | +$300K |
|
480
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.26B
| $557K | 0.04% |
8,953
-22,580
| -72% | -$1.46M |
|
481
First American
FAF
$7.79B
| $548K | 0.04% |
20,348
+12,331
| +154% | +$343K |
|
482
Dr. Reddy's Laboratories
RDY
$9.8B
| $548K | 0.04% |
+52,090
| New | +$490K |
|
|
FUND
483
Sprott Focus Trust
FUND
$294M
| $547K | 0.04% |
70,610
+2,837
| +4% | +$23.2K |
|
|
MGLN
484
DELISTED
Magellan Health Services, Inc.
MGLN
| $547K | 0.04% |
+10,000
| New | +$574K |
|
485
Molson Coors Class B
TAP
$7.71B
| $544K | 0.04% |
7,302
+500
| +7% | +$36.5K |
|
|
CHL
486
DELISTED
China Mobile Limited
CHL
| $544K | 0.04% |
9,334
+2,156
| +30% | +$124K |
|
|
PPL
487
PPL Corp
PPL
$27.1B
| $539K | 0.04% |
17,750
-3,660
| -17% | -$114K |
|
|
IM
488
DELISTED
Ingram Micro
IM
| $537K | 0.04% |
+20,674
| New | +$587K |
|
489
Halliburton
HAL
$26.8B
| $535K | 0.04% |
8,345
+365
| +5% | +$25K |
|
490
iShares US Regional Banks ETF
IAT
$673M
| $534K | 0.04% |
16,239
-8,078
| -33% | -$272K |
|
491
Intrepid Potash
IPI
$461M
| $533K | 0.04% |
3,438
-53
| -2% | -$8.17K |
|
492
Vanguard Russell 1000 Growth ETF
VONG
$42.3B
| $533K | 0.04% |
22,580
+64
| +0.3% | +$1.5K |
|
493
Cboe Global Markets
CBOE
$30.2B
| $532K | 0.04% |
+9,922
| New | +$507K |
|
494
iShares MSCI Canada ETF
EWC
$6.13B
| $531K | 0.04% |
17,237
+1,047
| +6% | +$33.7K |
|
495
iShares Russell Top 200 Growth ETF
IWY
$15.7B
| $531K | 0.04% |
10,930
+201
| +2% | +$9.71K |
|
496
ProShares Short S&P500
SH
$916M
| $525K | 0.04% |
2,840
+304
| +12% | +$56.1K |
|
497
Cognizant
CTSH
$22.3B
| $523K | 0.04% |
11,806
+1,004
| +9% | +$47.2K |
|
498
Trinity Industries
TRN
$2.95B
| $523K | 0.04% |
15,542
+1,023
| +7% | +$33.9K |
|
499
Toronto Dominion Bank
TD
$198B
| $519K | 0.04% |
10,525
-54,309
| -84% | -$2.82M |
|
500
FirstEnergy
FE
$28.5B
| $515K | 0.04% |
15,272
+2,295
| +18% | +$75.9K |
|
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First Allied Advisory Services's Q3 2014 Portfolio in Review
As of Q3 2014, First Allied Advisory Services held 1,182 positions worth $1.26B, down 7.5% from $1.36B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services withdrew a net $77.6M in Q3 2014, closing 154 positions and reducing 402 holdings. Its most notable exit was ProShares Ultra 7-10 Year Treasury, an estimated $5.57M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 7.6% of assets, up from 6.8% a quarter earlier, followed by Technology and Financials.
Against the trend, First Allied Advisory Services opened a new position in Apple worth $31M.
- First Allied Advisory Services's largest Q3 2014 buy was Apple: 1,229,336 shares worth $31M.
- First Allied Advisory Services added most to iShares Core S&P Mid-Cap ETF in Q3 2014, an estimated $7.8M increase.
- First Allied Advisory Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $12.5M.
- First Allied Advisory Services fully exited ProShares Ultra 7-10 Year Treasury in Q3 2014, selling an estimated $5.57M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.26B portfolio in Q3 2014.
- First Allied Advisory Services opened 206 new positions and closed 154 in Q3 2014.
- First Allied Advisory Services's portfolio value fell 7.5% quarter-over-quarter to $1.26B.
Based on First Allied Advisory Services's 13F filing for Q3 2014, filed 12 Nov 2014.