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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+4.85%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.51B
AUM Growth
+$192M
(+8.3%)
Cap. Flow
+$90M
Cap. Flow
% of AUM
3.58%
Top 10 Holdings %
Top 10 Hldgs %
17.17%
Holding
1,587
New
460
Increased
546
Reduced
467
Closed
56
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Gabelli Equity Trust
GAB
|
+$10.9M |
| 2 |
HFRO
Highland Opportunities and Income Fund
HFRO
|
+$9.62M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$8.5M |
| 4 |
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
|
+$7.67M |
| 5 |
iShares Core MSCI EAFE ETF
IEFA
|
+$6.36M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WisdomTree Japan Hedged Equity Fund
DXJ
|
+$5.53M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$5.49M |
| 3 |
GSK
GSK
|
+$4.68M |
| 4 |
iShares MBS ETF
MBB
|
+$3.56M |
| 5 |
iShares Core US Aggregate Bond ETF
AGG
|
+$3.36M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.3% |
| 2 | Financials | 5.29% |
| 3 | Industrials | 4.66% |
| 4 | Healthcare | 4.53% |
| 5 | Consumer Discretionary | 4.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
Amazon
AMZN
$2.51T
| $13.7M | 0.54% |
234,060
-880
| -0.4% | -$48.4K |
|
27
iShares 7-10 Year Treasury Bond ETF
IEF
$47B
| $13.4M | 0.53% |
127,359
+19,255
| +18% | +$2.04M |
|
28
JPMorgan Chase
JPM
$930B
| $13.1M | 0.52% |
122,207
+973
| +0.8% | +$98.5K |
|
|
29
iShares Core MSCI EAFE ETF
IEFA
$185B
| $12.6M | 0.5% |
190,097
+97,508
| +105% | +$6.36M |
|
30
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
| $12.3M | 0.49% |
101,399
+1,155
| +1% | +$140K |
|
31
First Trust Value Line Dividend Fund
FVD
$8.19B
| $12.3M | 0.49% |
398,687
+58,153
| +17% | +$1.77M |
|
32
iShares Core S&P Total US Stock Market ETF
ITOT
$93.1B
| $12.3M | 0.49% |
200,412
+22,316
| +13% | +$1.33M |
|
33
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
| $12.2M | 0.48% |
139,634
+11,888
| +9% | +$1.04M |
|
|
34
Gabelli Equity Trust
GAB
$1.72B
| $11.7M | 0.47% |
1,933,331
+1,787,608
| +1,227% | +$10.9M |
|
35
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
| $11.6M | 0.46% |
114,169
-21,549
| -16% | -$2.19M |
|
36
Alphabet (Google) Class A
GOOGL
$3.88T
| $11.5M | 0.46% |
219,420
+4,840
| +2% | +$250K |
|
37
iShares MSCI EAFE ETF
EFA
$76.1B
| $11.5M | 0.46% |
164,003
-28,442
| -15% | -$1.98M |
|
38
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.08B
| $11.4M | 0.45% |
356,814
-29,558
| -8% | -$939K |
|
39
iShares MSCI ACWI ETF
ACWI
$32.7B
| $10.8M | 0.43% |
149,946
-13,117
| -8% | -$928K |
|
40
ProShares VIX Short-Term Futures ETF
VIXY
$214M
| $10.6M | 0.42% |
5,689
+284
| +5% | +$622K |
|
41
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
| $10.5M | 0.42% |
82,634
+38,937
| +89% | +$4.89M |
|
42
Pfizer
PFE
$143B
| $10.4M | 0.41% |
301,677
+3,007
| +1% | +$103K |
|
43
Intel
INTC
$504B
| $10.4M | 0.41% |
225,463
-52,827
| -19% | -$2.31M |
|
44
IBM
IBM
$194B
| $10.3M | 0.41% |
69,531
+1,108
| +2% | +$161K |
|
45
Vanguard Total International Bond ETF
BNDX
$81.8B
| $10.2M | 0.4% |
186,986
+13,084
| +8% | +$718K |
|
46
US Bancorp
USB
$98.7B
| $10M | 0.4% |
185,960
+1,696
| +0.9% | +$91.3K |
|
47
Vanguard Short-Term Bond ETF
BSV
$44.6B
| $9.93M | 0.4% |
125,354
-6,515
| -5% | -$518K |
|
|
HFRO
48
Highland Opportunities and Income Fund
HFRO
$400M
| $9.71M | 0.39% |
+626,583
| New | +$9.62M |
|
49
Chevron
CVX
$387B
| $9.68M | 0.39% |
76,779
+1,414
| +2% | +$168K |
|
50
Invesco Dorsey Wright Momentum ETF
PDP
$1.53B
| $9.51M | 0.38% |
183,944
-9,362
| -5% | -$475K |
|
Similar funds
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FS
NIMC
TI
VIM
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CT
CAW
First Allied Advisory Services's Q4 2017 Portfolio in Review
As of Q4 2017, First Allied Advisory Services held 1,587 positions worth $2.51B, up 8.3% from $2.32B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services deployed $90M of net new capital in Q4 2017, opening 460 new positions and adding to 546 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 7.4% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was WisdomTree Japan Hedged Equity Fund, an estimated $5.53M trimmed.
- First Allied Advisory Services's largest Q4 2017 buy was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
- First Allied Advisory Services added most to Gabelli Equity Trust in Q4 2017, an estimated $10.9M increase.
- First Allied Advisory Services's biggest Q4 2017 reduction was WisdomTree Japan Hedged Equity Fund, cutting an estimated $5.53M.
- First Allied Advisory Services fully exited ProShares Short S&P500 in Q4 2017, selling an estimated $2.71M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.51B portfolio in Q4 2017.
- First Allied Advisory Services opened 460 new positions and closed 56 in Q4 2017.
- First Allied Advisory Services's portfolio value rose 8.3% quarter-over-quarter to $2.51B.
Based on First Allied Advisory Services's 13F filing for Q4 2017, filed 8 Feb 2018.