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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-6.65%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.82B
AUM Growth
-$414M
(-19%)
Cap. Flow
-$261M
Cap. Flow
% of AUM
-14.35%
Top 10 Holdings %
Top 10 Hldgs %
15.73%
Holding
1,217
New
76
Increased
360
Reduced
578
Closed
174
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$35.8M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$8.91M |
| 3 |
Vanguard Real Estate ETF
VNQ
|
+$8.29M |
| 4 |
Vanguard Total Bond Market
BND
|
+$5.32M |
| 5 |
PIMCO Active Bond Exchange-Traded Fund
BOND
|
+$5.07M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$21M |
| 2 |
WisdomTree Japan Hedged Equity Fund
DXJ
|
+$15.2M |
| 3 |
iShares MSCI EAFE ETF
EFA
|
+$15.1M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$12.7M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$11.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.63% |
| 2 | Healthcare | 7.48% |
| 3 | Financials | 6.46% |
| 4 | Industrials | 4.92% |
| 5 | Consumer Staples | 4.6% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
Microsoft
MSFT
$2.9T
| $10.5M | 0.58% |
238,788
-2,352
| -1% | -$106K |
|
27
Pfizer
PFE
$143B
| $10.4M | 0.57% |
346,676
-36,194
| -9% | -$1.16M |
|
|
WBA
28
DELISTED
Walgreens Boots Alliance
WBA
| $10.4M | 0.57% |
125,319
-3,597
| -3% | -$325K |
|
29
Alphabet (Google) Class C
GOOG
$4.11T
| $10.3M | 0.57% |
329,900
+5,140
| +2% | +$158K |
|
30
Vanguard High Dividend Yield ETF
VYM
$80.8B
| $10.3M | 0.56% |
161,565
-14,446
| -8% | -$951K |
|
31
Walt Disney
DIS
$171B
| $10.2M | 0.56% |
99,493
+15,780
| +19% | +$1.72M |
|
32
Merck
MRK
$322B
| $10M | 0.55% |
213,517
-11,239
| -5% | -$597K |
|
33
Vanguard Total International Stock ETF
VXUS
$151B
| $9.99M | 0.55% |
225,392
+96,655
| +75% | +$4.62M |
|
34
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
| $9.87M | 0.54% |
204,412
-30,695
| -13% | -$1.49M |
|
35
Chevron
CVX
$382B
| $9.86M | 0.54% |
125,008
-6,436
| -5% | -$542K |
|
36
GE Aerospace
GE
$364B
| $9.72M | 0.53% |
80,307
-866
| -1% | -$106K |
|
37
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.35B
| $9.39M | 0.52% |
151,222
-115,986
| -43% | -$7.55M |
|
38
Intel
INTC
$413B
| $9.02M | 0.5% |
298,961
+6,475
| +2% | +$187K |
|
39
Vanguard FTSE Developed Markets ETF
VEA
$223B
| $8.89M | 0.49% |
249,613
-68,556
| -22% | -$2.63M |
|
40
iShares International Select Dividend ETF
IDV
$8.31B
| $8.88M | 0.49% |
314,220
-41,974
| -12% | -$1.28M |
|
41
General Mills
GIS
$20.2B
| $8.65M | 0.48% |
152,346
-15,515
| -9% | -$889K |
|
|
CELG
42
DELISTED
Celgene Corp
CELG
| $8.49M | 0.47% |
78,382
-7,305
| -9% | -$907K |
|
43
Vanguard Morningstar Small-Cap ETF
VB
$78.9B
| $8.47M | 0.47% |
78,121
-10,534
| -12% | -$1.23M |
|
44
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.56B
| $8.4M | 0.46% |
201,032
-33,007
| -14% | -$1.47M |
|
45
Wells Fargo
WFC
$254B
| $8.38M | 0.46% |
162,815
-18,624
| -10% | -$1.02M |
|
|
46
iShares Russell 2000 ETF
IWM
$79.1B
| $8.3M | 0.46% |
75,993
-93,466
| -55% | -$11.1M |
|
47
JPMorgan Chase
JPM
$916B
| $8.24M | 0.45% |
135,279
+2,913
| +2% | +$191K |
|
48
Gilead Sciences
GILD
$165B
| $8.21M | 0.45% |
83,714
-75
| -0.1% | -$8.33K |
|
49
State Street Energy Select Sector SPDR ETF
XLE
$39B
| $8.18M | 0.45% |
268,038
+128,850
| +93% | +$4.34M |
|
50
Invesco S&P 500 Low Volatility ETF
SPLV
$7.24B
| $8.16M | 0.45% |
226,502
-25,904
| -10% | -$960K |
|
Similar funds
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FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q3 2015 Portfolio in Review
As of Q3 2015, First Allied Advisory Services held 1,217 positions worth $1.82B, down 19% from $2.23B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
First Allied Advisory Services withdrew a net $261M in Q3 2015, closing 174 positions and reducing 578 holdings. Its most notable exit was M.D.C. Holdings, Inc., an estimated $7.85M position sold in full.
By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7.1% a quarter earlier, followed by Healthcare and Financials.
Against the trend, First Allied Advisory Services opened a new position in Centene worth $2.02M.
- First Allied Advisory Services's largest Q3 2015 buy was Centene: 76,534 shares worth $2.02M.
- First Allied Advisory Services added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $35.8M increase.
- First Allied Advisory Services's biggest Q3 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $21M.
- First Allied Advisory Services fully exited M.D.C. Holdings, Inc. in Q3 2015, selling an estimated $7.85M.
- First Allied Advisory Services's ten largest holdings make up 16% of its $1.82B portfolio in Q3 2015.
- First Allied Advisory Services opened 76 new positions and closed 174 in Q3 2015.
- First Allied Advisory Services's portfolio value fell 19% quarter-over-quarter to $1.82B.
Based on First Allied Advisory Services's 13F filing for Q3 2015, filed 12 Nov 2015.