We are live on
!
Find out more
FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+4.85%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.51B
AUM Growth
+$192M
(+8.3%)
Cap. Flow
+$90M
Cap. Flow
% of AUM
3.58%
Top 10 Holdings %
Top 10 Hldgs %
17.17%
Holding
1,587
New
460
Increased
546
Reduced
467
Closed
56
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Gabelli Equity Trust
GAB
|
+$10.9M |
| 2 |
HFRO
Highland Opportunities and Income Fund
HFRO
|
+$9.62M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$8.5M |
| 4 |
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
|
+$7.67M |
| 5 |
iShares Core MSCI EAFE ETF
IEFA
|
+$6.36M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WisdomTree Japan Hedged Equity Fund
DXJ
|
+$5.53M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$5.49M |
| 3 |
GSK
GSK
|
+$4.68M |
| 4 |
iShares MBS ETF
MBB
|
+$3.56M |
| 5 |
iShares Core US Aggregate Bond ETF
AGG
|
+$3.36M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.3% |
| 2 | Financials | 5.29% |
| 3 | Industrials | 4.66% |
| 4 | Healthcare | 4.53% |
| 5 | Consumer Discretionary | 4.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
451
Apollo Global Management
APO
$70.7B
| $996K | 0.04% |
29,727
-21,955
| -42% | -$688K |
|
452
Deere & Co
DE
$170B
| $996K | 0.04% |
6,367
+979
| +18% | +$137K |
|
453
TJX Companies
TJX
$170B
| $993K | 0.04% |
25,888
+4,480
| +21% | +$162K |
|
454
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.32B
| $991K | 0.04% |
20,378
+1,191
| +6% | +$57.5K |
|
|
RDS.A
455
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $984K | 0.04% |
14,769
+633
| +4% | +$39.9K |
|
456
First Trust Capital Strength ETF
FTCS
$7.88B
| $980K | 0.04% |
19,214
+449
| +2% | +$22.3K |
|
457
Salesforce
CRM
$134B
| $975K | 0.04% |
9,601
-436
| -4% | -$44.4K |
|
458
Vanguard Russell 2000 ETF
VTWO
$17.3B
| $969K | 0.04% |
+15,848
| New | +$955K |
|
459
Amphenol
APH
$188B
| $965K | 0.04% |
44,064
+1,212
| +3% | +$26.7K |
|
460
Johnson Controls International
JCI
$87.5B
| $960K | 0.04% |
25,168
-111
| -0.4% | -$4.34K |
|
461
iShares MSCI Germany ETF
EWG
$1.5B
| $957K | 0.04% |
28,949
+19,398
| +203% | +$639K |
|
462
Dycom Industries
DY
$12.9B
| $953K | 0.04% |
8,563
-278
| -3% | -$26.8K |
|
|
TUZ
463
DELISTED
PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund
TUZ
| $952K | 0.04% |
18,875
-7,290
| -28% | -$368K |
|
|
SCHW
464
Charles Schwab
SCHW
$177B
| $948K | 0.04% |
18,474
+348
| +2% | +$16.3K |
|
465
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
| $947K | 0.04% |
66,096
-1,948
| -3% | -$28.5K |
|
466
CarMax
KMX
$8.27B
| $935K | 0.04% |
+14,635
| New | +$1.04M |
|
467
Invesco Financial Preferred ETF
PGF
$676M
| $932K | 0.04% |
49,345
+10,714
| +28% | +$203K |
|
|
ETP
468
DELISTED
Energy Transfer Partners, L.P.
ETP
| $927K | 0.04% |
51,820
-1,892
| -4% | -$32.7K |
|
|
GPM
469
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
| $922K | 0.04% |
103,801
-5,496
| -5% | -$47.9K |
|
470
PPG Industries
PPG
$25.9B
| $920K | 0.04% |
7,900
+1,448
| +22% | +$167K |
|
471
iShares US Industrials ETF
IYJ
$1.98B
| $911K | 0.04% |
12,392
+8,852
| +250% | +$632K |
|
472
Ecolab
ECL
$75.6B
| $910K | 0.04% |
6,783
+81
| +1% | +$10.8K |
|
473
Stellantis
STLA
$16.5B
| $896K | 0.04% |
50,258
+2,976
| +6% | +$52.3K |
|
474
Paychex
PAYX
$40.4B
| $895K | 0.04% |
13,101
-1,129
| -8% | -$74.1K |
|
475
Western Digital
WDC
$179B
| $894K | 0.04% |
14,861
-506
| -3% | -$32.6K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q4 2017 Portfolio in Review
As of Q4 2017, First Allied Advisory Services held 1,587 positions worth $2.51B, up 8.3% from $2.32B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services deployed $90M of net new capital in Q4 2017, opening 460 new positions and adding to 546 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 7.4% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was WisdomTree Japan Hedged Equity Fund, an estimated $5.53M trimmed.
- First Allied Advisory Services's largest Q4 2017 buy was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
- First Allied Advisory Services added most to Gabelli Equity Trust in Q4 2017, an estimated $10.9M increase.
- First Allied Advisory Services's biggest Q4 2017 reduction was WisdomTree Japan Hedged Equity Fund, cutting an estimated $5.53M.
- First Allied Advisory Services fully exited ProShares Short S&P500 in Q4 2017, selling an estimated $2.71M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.51B portfolio in Q4 2017.
- First Allied Advisory Services opened 460 new positions and closed 56 in Q4 2017.
- First Allied Advisory Services's portfolio value rose 8.3% quarter-over-quarter to $2.51B.
Based on First Allied Advisory Services's 13F filing for Q4 2017, filed 8 Feb 2018.