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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-0.94%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
-$102M
(-7.5%)
Cap. Flow
-$77.6M
Cap. Flow
% of AUM
-6.15%
Top 10 Holdings %
Top 10 Hldgs %
14.01%
Holding
1,182
New
206
Increased
381
Reduced
402
Closed
154
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$30.2M |
| 2 |
Berkshire Hathaway Class B
BRK.B
|
+$8.68M |
| 3 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$7.8M |
| 4 |
First Trust Large Cap Core AlphaDEX Fund
FEX
|
+$6.72M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$5.38M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$12.5M |
| 2 |
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
|
+$5.7M |
| 3 |
iShares Preferred and Income Securities ETF
PFF
|
+$5.65M |
| 4 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$5.63M |
| 5 |
ProShares Ultra 7-10 Year Treasury
UST
|
+$5.57M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.61% |
| 2 | Technology | 7.02% |
| 3 | Financials | 6.27% |
| 4 | Energy | 5.77% |
| 5 | Industrials | 4.88% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
451
MetLife
MET
$61B
| $592K | 0.05% |
12,446
-3,611
| -22% | -$175K |
|
|
SNI
452
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
| $590K | 0.05% |
7,548
+848
| +13% | +$68.3K |
|
453
Elbit Systems
ESLT
$38.4B
| $589K | 0.05% |
9,486
+355
| +4% | +$21.6K |
|
454
Thermo Fisher Scientific
TMO
$211B
| $589K | 0.05% |
4,903
+97
| +2% | +$11.8K |
|
455
Valero Energy
VLO
$89.8B
| $588K | 0.05% |
12,657
-1,443
| -10% | -$72.8K |
|
|
SPLS
456
DELISTED
Staples Inc
SPLS
| $586K | 0.05% |
48,054
+37,998
| +378% | +$446K |
|
457
Hercules Capital
HTGC
$2.94B
| $583K | 0.05% |
40,480
-850
| -2% | -$13.5K |
|
458
VanEck Oil Services ETF
OIH
$2.06B
| $580K | 0.05% |
582
+83
| +17% | +$90.1K |
|
459
Sempra
SRE
$60.8B
| $580K | 0.05% |
11,072
+3,106
| +39% | +$160K |
|
460
Las Vegas Sands
LVS
$30.5B
| $579K | 0.05% |
9,448
+799
| +9% | +$54.9K |
|
461
Nucor
NUE
$56.4B
| $579K | 0.05% |
10,684
+506
| +5% | +$26.7K |
|
|
CMCSK
462
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
| $578K | 0.05% |
10,693
+2,387
| +29% | +$129K |
|
463
Enbridge
ENB
$124B
| $577K | 0.05% |
11,975
-66
| -0.5% | -$3.26K |
|
464
Eaton
ETN
$157B
| $577K | 0.05% |
9,113
+2,042
| +29% | +$145K |
|
465
HSBC
HSBC
$355B
| $577K | 0.05% |
12,996
+1,833
| +16% | +$83.5K |
|
466
NetEase
NTES
$76.5B
| $577K | 0.05% |
33,575
+1,535
| +5% | +$26K |
|
467
Omega Healthcare
OHI
$15.4B
| $572K | 0.05% |
16,910
-1,431
| -8% | -$52.6K |
|
|
BPL
468
DELISTED
Buckeye Partners, L.P.
BPL
| $572K | 0.05% |
7,197
-420
| -6% | -$33.5K |
|
469
Royal Gold
RGLD
$17.1B
| $570K | 0.05% |
+8,900
| New | +$664K |
|
470
Advance Auto Parts
AAP
$3.37B
| $568K | 0.05% |
4,342
+191
| +5% | +$25K |
|
|
INB
471
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
| $568K | 0.05% |
46,290
+755
| +2% | +$9.66K |
|
472
Williams Companies
WMB
$90.5B
| $566K | 0.04% |
10,197
+618
| +6% | +$35.5K |
|
|
RCAP
473
DELISTED
RCS CAPITAL CORPORATION CLASS A COM
RCAP
| $566K | 0.04% |
24,896
+5,197
| +26% | +$115K |
|
474
PNC Financial Services
PNC
$100B
| $565K | 0.04% |
6,580
+2,142
| +48% | +$182K |
|
475
iShares Select U.S. REIT ETF
ICF
$2.12B
| $564K | 0.04% |
13,434
+5,958
| +80% | +$263K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q3 2014 Portfolio in Review
As of Q3 2014, First Allied Advisory Services held 1,182 positions worth $1.26B, down 7.5% from $1.36B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services withdrew a net $77.6M in Q3 2014, closing 154 positions and reducing 402 holdings. Its most notable exit was ProShares Ultra 7-10 Year Treasury, an estimated $5.57M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 7.6% of assets, up from 6.8% a quarter earlier, followed by Technology and Financials.
Against the trend, First Allied Advisory Services opened a new position in Apple worth $31M.
- First Allied Advisory Services's largest Q3 2014 buy was Apple: 1,229,336 shares worth $31M.
- First Allied Advisory Services added most to iShares Core S&P Mid-Cap ETF in Q3 2014, an estimated $7.8M increase.
- First Allied Advisory Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $12.5M.
- First Allied Advisory Services fully exited ProShares Ultra 7-10 Year Treasury in Q3 2014, selling an estimated $5.57M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.26B portfolio in Q3 2014.
- First Allied Advisory Services opened 206 new positions and closed 154 in Q3 2014.
- First Allied Advisory Services's portfolio value fell 7.5% quarter-over-quarter to $1.26B.
Based on First Allied Advisory Services's 13F filing for Q3 2014, filed 12 Nov 2014.