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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+4.85%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.51B
AUM Growth
+$192M
(+8.3%)
Cap. Flow
+$90M
Cap. Flow
% of AUM
3.58%
Top 10 Holdings %
Top 10 Hldgs %
17.17%
Holding
1,587
New
460
Increased
546
Reduced
467
Closed
56
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Gabelli Equity Trust
GAB
|
+$10.9M |
| 2 |
HFRO
Highland Opportunities and Income Fund
HFRO
|
+$9.62M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$8.5M |
| 4 |
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
|
+$7.67M |
| 5 |
iShares Core MSCI EAFE ETF
IEFA
|
+$6.36M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WisdomTree Japan Hedged Equity Fund
DXJ
|
+$5.53M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$5.49M |
| 3 |
GSK
GSK
|
+$4.68M |
| 4 |
iShares MBS ETF
MBB
|
+$3.56M |
| 5 |
iShares Core US Aggregate Bond ETF
AGG
|
+$3.36M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.3% |
| 2 | Financials | 5.29% |
| 3 | Industrials | 4.66% |
| 4 | Healthcare | 4.53% |
| 5 | Consumer Discretionary | 4.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
426
American Airlines Group
AAL
$9.58B
| $1.09M | 0.04% |
20,973
-764
| -4% | -$38.1K |
|
427
Ventas
VTR
$48.9B
| $1.08M | 0.04% |
17,986
+2,947
| +20% | +$186K |
|
|
JPS
428
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
| $1.08M | 0.04% |
106,487
-2,640
| -2% | -$27.2K |
|
|
NVO
429
Novo Nordisk
NVO
$216B
| $1.07M | 0.04% |
39,822
+5,068
| +15% | +$129K |
|
430
Analog Devices
ADI
$181B
| $1.07M | 0.04% |
12,027
+833
| +7% | +$73.8K |
|
431
iShares Russell Mid-Cap Growth ETF
IWP
$20B
| $1.06M | 0.04% |
17,608
+2,428
| +16% | +$143K |
|
432
Accenture
ACN
$89.9B
| $1.06M | 0.04% |
6,869
+1,490
| +28% | +$216K |
|
433
Conagra Brands
CAG
$7.07B
| $1.05M | 0.04% |
27,586
+13,599
| +97% | +$483K |
|
434
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.66B
| $1.04M | 0.04% |
27,595
+15,390
| +126% | +$568K |
|
435
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.36B
| $1.04M | 0.04% |
16,692
+4,021
| +32% | +$240K |
|
436
Public Service Enterprise Group
PEG
$39.8B
| $1.04M | 0.04% |
19,997
+4,432
| +28% | +$223K |
|
437
Simon Property Group
SPG
$74.5B
| $1.03M | 0.04% |
5,981
+2,815
| +89% | +$457K |
|
438
First Trust Japan AlphaDEX Fund
FJP
$247M
| $1.02M | 0.04% |
17,049
+7,607
| +81% | +$441K |
|
439
Tyson Foods
TSN
$20.2B
| $1.02M | 0.04% |
12,507
-22,782
| -65% | -$1.74M |
|
440
STAG Industrial
STAG
$7.86B
| $1.02M | 0.04% |
37,382
-1,263
| -3% | -$35.3K |
|
441
iShares S&P India Nifty 50 Index Fund
INDY
$545M
| $1.02M | 0.04% |
+27,269
| New | +$976K |
|
442
Xcel Energy
XEL
$51B
| $1.01M | 0.04% |
21,116
+51
| +0.2% | +$2.53K |
|
443
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.05B
| $1.01M | 0.04% |
20,801
+1,010
| +5% | +$49.4K |
|
444
DTE Energy
DTE
$31.1B
| $1.01M | 0.04% |
10,852
+276
| +3% | +$26.2K |
|
|
VMW
445
DELISTED
VMware, Inc
VMW
| $1.01M | 0.04% |
7,862
-729
| -8% | -$87.5K |
|
|
UNIT
446
Uniti Group
UNIT
$2.63B
| $1.01M | 0.04% |
56,494
-2,831
| -5% | -$46.7K |
|
447
American Tower
AMT
$77.7B
| $1.01M | 0.04% |
7,052
+177
| +3% | +$25.3K |
|
448
iShares MSCI Austria ETF
EWO
$146M
| $1M | 0.04% |
40,548
+15,903
| +65% | +$379K |
|
449
Booking.com
BKNG
$138B
| $998K | 0.04% |
14,375
+3,475
| +32% | +$252K |
|
|
JPGE
450
DELISTED
JPMorgan Diversified Return Global Equity ETF
JPGE
| $998K | 0.04% |
+15,962
| New | +$982K |
|
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CT
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First Allied Advisory Services's Q4 2017 Portfolio in Review
As of Q4 2017, First Allied Advisory Services held 1,587 positions worth $2.51B, up 8.3% from $2.32B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services deployed $90M of net new capital in Q4 2017, opening 460 new positions and adding to 546 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 7.4% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was WisdomTree Japan Hedged Equity Fund, an estimated $5.53M trimmed.
- First Allied Advisory Services's largest Q4 2017 buy was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
- First Allied Advisory Services added most to Gabelli Equity Trust in Q4 2017, an estimated $10.9M increase.
- First Allied Advisory Services's biggest Q4 2017 reduction was WisdomTree Japan Hedged Equity Fund, cutting an estimated $5.53M.
- First Allied Advisory Services fully exited ProShares Short S&P500 in Q4 2017, selling an estimated $2.71M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.51B portfolio in Q4 2017.
- First Allied Advisory Services opened 460 new positions and closed 56 in Q4 2017.
- First Allied Advisory Services's portfolio value rose 8.3% quarter-over-quarter to $2.51B.
Based on First Allied Advisory Services's 13F filing for Q4 2017, filed 8 Feb 2018.