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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+11.27%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.92B
AUM Growth
+$386M
(+15%)
Cap. Flow
+$117M
Cap. Flow
% of AUM
4%
Top 10 Holdings %
Top 10 Hldgs %
18.21%
Holding
1,203
New
137
Increased
554
Reduced
412
Closed
50
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core Dividend Growth ETF
DGRO
|
+$13M |
| 2 |
iShares Core S&P Total US Stock Market ETF
ITOT
|
+$11.8M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$11.7M |
| 4 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$11.6M |
| 5 |
State Street DoubleLine Total Return Tactical ETF
TOTL
|
+$9.16M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Financials ETF
VFH
|
+$11.5M |
| 2 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$10.4M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$6.71M |
| 4 |
Gabelli Equity Trust
GAB
|
+$6.44M |
| 5 |
Global X MLP ETF
MLPA
|
+$6.13M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.9% |
| 2 | Financials | 5.17% |
| 3 | Healthcare | 4.64% |
| 4 | Industrials | 4.08% |
| 5 | Communication Services | 3.8% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
401
Exelon
EXC
$46.9B
| $1.25M | 0.04% |
34,964
-2,381
| -6% | -$81.1K |
|
402
Invesco S&P 500 High Beta ETF
SPHB
$971M
| $1.25M | 0.04% |
+30,060
| New | +$1.2M |
|
403
eBay
EBAY
$50.6B
| $1.24M | 0.04% |
33,293
+352
| +1% | +$12.2K |
|
404
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.22B
| $1.24M | 0.04% |
38,524
-919
| -2% | -$28.1K |
|
405
iShares MSCI South Korea ETF
EWY
$21.9B
| $1.24M | 0.04% |
+20,417
| New | +$1.27M |
|
406
SPX Corp
SPXC
$11B
| $1.24M | 0.04% |
35,446
-3,365
| -9% | -$109K |
|
407
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
| $1.23M | 0.04% |
21,980
-7,384
| -25% | -$395K |
|
408
State Street SPDR S&P China ETF
GXC
$462M
| $1.23M | 0.04% |
12,091
-906
| -7% | -$86.1K |
|
409
PIMCO RAFI Multi-Factor International Equity ETF
MFDX
$458M
| $1.22M | 0.04% |
49,676
+2,395
| +5% | +$57.3K |
|
410
Stock Yards Bancorp
SYBT
$2.64B
| $1.22M | 0.04% |
36,125
| – | – |
|
|
RGT
411
Royce Global Value Trust
RGT
$99.2M
| $1.22M | 0.04% |
122,183
-8,276
| -6% | -$80.9K |
|
412
MetLife
MET
$61.9B
| $1.21M | 0.04% |
28,401
+1,467
| +5% | +$64.9K |
|
413
Xcel Energy
XEL
$48.8B
| $1.2M | 0.04% |
21,432
-2
| -0% | -$106 |
|
414
Vanguard Russell 3000 ETF
VTHR
$4.67B
| $1.2M | 0.04% |
9,275
-1,112
| -11% | -$138K |
|
|
BNY
415
Bank of New York Mellon
BNY
$106B
| $1.18M | 0.04% |
23,388
-1,201
| -5% | -$61.9K |
|
416
iShares US Home Construction ETF
ITB
$2.26B
| $1.17M | 0.04% |
33,225
+25,669
| +340% | +$872K |
|
417
Cummins
CMI
$87.5B
| $1.17M | 0.04% |
7,385
+346
| +5% | +$51.9K |
|
418
Diageo
DEO
$49B
| $1.17M | 0.04% |
7,187
+591
| +9% | +$90.2K |
|
|
PPL
419
PPL Corp
PPL
$26.5B
| $1.17M | 0.04% |
36,974
+9,103
| +33% | +$283K |
|
420
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.05B
| $1.16M | 0.04% |
15,014
-13,866
| -48% | -$1.05M |
|
|
XYZ
421
Block Inc
XYZ
$48.4B
| $1.16M | 0.04% |
15,621
-3,431
| -18% | -$249K |
|
422
KraneShares CSI China Internet ETF
KWEB
$5.64B
| $1.12M | 0.04% |
+23,781
| New | +$1.04M |
|
423
Delta Air Lines
DAL
$57.5B
| $1.11M | 0.04% |
21,642
+2,396
| +12% | +$119K |
|
424
CSX Corp
CSX
$93.4B
| $1.11M | 0.04% |
44,613
-255
| -0.6% | -$5.9K |
|
425
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.05B
| $1.11M | 0.04% |
22,629
+4,637
| +26% | +$225K |
|
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CT
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First Allied Advisory Services's Q1 2019 Portfolio in Review
As of Q1 2019, First Allied Advisory Services held 1,203 positions worth $2.92B, up 15% from $2.53B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
First Allied Advisory Services deployed $117M of net new capital in Q1 2019, opening 137 new positions and adding to 554 existing holdings. Its largest new stake was Global X MLP & Energy Infrastructure ETF: 231,144 shares worth $9.15M.
By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.5% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Vanguard Financials ETF, an estimated $11.5M trimmed.
- First Allied Advisory Services's largest Q1 2019 buy was Global X MLP & Energy Infrastructure ETF: 231,144 shares worth $9.15M.
- First Allied Advisory Services added most to iShares Core Dividend Growth ETF in Q1 2019, an estimated $13M increase.
- First Allied Advisory Services's biggest Q1 2019 reduction was Vanguard Financials ETF, cutting an estimated $11.5M.
- First Allied Advisory Services fully exited Sonoco in Q1 2019, selling an estimated $5.39M.
- First Allied Advisory Services's ten largest holdings make up 18% of its $2.92B portfolio in Q1 2019.
- First Allied Advisory Services opened 137 new positions and closed 50 in Q1 2019.
- First Allied Advisory Services's portfolio value rose 15% quarter-over-quarter to $2.92B.
Based on First Allied Advisory Services's 13F filing for Q1 2019, filed 6 May 2019.