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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+4.85%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.51B
AUM Growth
+$192M
(+8.3%)
Cap. Flow
+$90M
Cap. Flow
% of AUM
3.58%
Top 10 Holdings %
Top 10 Hldgs %
17.17%
Holding
1,587
New
460
Increased
546
Reduced
467
Closed
56
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Gabelli Equity Trust
GAB
|
+$10.9M |
| 2 |
HFRO
Highland Opportunities and Income Fund
HFRO
|
+$9.62M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$8.5M |
| 4 |
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
|
+$7.67M |
| 5 |
iShares Core MSCI EAFE ETF
IEFA
|
+$6.36M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WisdomTree Japan Hedged Equity Fund
DXJ
|
+$5.53M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$5.49M |
| 3 |
GSK
GSK
|
+$4.68M |
| 4 |
iShares MBS ETF
MBB
|
+$3.56M |
| 5 |
iShares Core US Aggregate Bond ETF
AGG
|
+$3.36M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.3% |
| 2 | Financials | 5.29% |
| 3 | Industrials | 4.66% |
| 4 | Healthcare | 4.53% |
| 5 | Consumer Discretionary | 4.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ATAXZ
401
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
| $1.21M | 0.05% |
199,726
-964
| -0.5% | -$5.83K |
|
402
Phillips 66
PSX
$82.9B
| $1.2M | 0.05% |
11,955
+236
| +2% | +$22.4K |
|
403
Vanguard Total World Stock ETF
VT
$76.3B
| $1.2M | 0.05% |
16,134
+4,127
| +34% | +$300K |
|
404
Humana
HUM
$46.7B
| $1.18M | 0.05% |
4,944
-148
| -3% | -$36.5K |
|
405
TotalEnergies
TTE
$193B
| $1.18M | 0.05% |
21,332
+7,517
| +54% | +$415K |
|
406
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$5.81B
| $1.17M | 0.05% |
67,091
-361
| -0.5% | -$6.26K |
|
407
American Electric Power
AEP
$73.7B
| $1.17M | 0.05% |
15,811
+1,363
| +9% | +$102K |
|
408
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.38B
| $1.16M | 0.05% |
81,630
-14,910
| -15% | -$212K |
|
|
FITB
409
Fifth Third Bancorp
FITB
$52B
| $1.16M | 0.05% |
+38,570
| New | +$1.12M |
|
410
Diageo
DEO
$46.2B
| $1.16M | 0.05% |
7,930
+251
| +3% | +$34.6K |
|
|
JWN
411
DELISTED
Nordstrom
JWN
| $1.15M | 0.05% |
24,098
+8,433
| +54% | +$363K |
|
412
Cardinal Health
CAH
$53.4B
| $1.14M | 0.05% |
18,657
+6,354
| +52% | +$393K |
|
413
Delta Air Lines
DAL
$55.9B
| $1.13M | 0.04% |
20,057
+1,570
| +8% | +$82K |
|
414
Outfront Media
OUT
$5.64B
| $1.12M | 0.04% |
49,151
+11,478
| +30% | +$269K |
|
415
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.13B
| $1.12M | 0.04% |
62,946
-1,695
| -3% | -$29.6K |
|
416
LKQ Corp
LKQ
$6.58B
| $1.12M | 0.04% |
27,643
-1,972
| -7% | -$75.5K |
|
417
Freeport-McMoran
FCX
$90B
| $1.12M | 0.04% |
59,031
-2,521
| -4% | -$38K |
|
418
Exelon
EXC
$48.6B
| $1.11M | 0.04% |
39,459
+353
| +0.9% | +$10.1K |
|
|
CN
419
DELISTED
Xtrackers MSCI All China Equity ETF
CN
| $1.11M | 0.04% |
+29,790
| New | +$1.11M |
|
420
CapForce IBD 50 ETF
FFTY
$80.2M
| $1.1M | 0.04% |
+33,643
| New | +$1.12M |
|
|
ULQ
421
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
| $1.1M | 0.04% |
21,948
+11,504
| +110% | +$577K |
|
422
JetBlue
JBLU
$1.96B
| $1.1M | 0.04% |
49,601
+4,155
| +9% | +$84.9K |
|
423
British American Tobacco
BTI
$132B
| $1.1M | 0.04% |
16,388
+1,314
| +9% | +$85.7K |
|
|
XYZ
424
Block Inc
XYZ
$45.9B
| $1.09M | 0.04% |
31,954
-329
| -1% | -$12K |
|
425
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
| $1.09M | 0.04% |
22,345
+501
| +2% | +$23.5K |
|
Similar funds
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FS
NIMC
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VIM
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CT
CAW
First Allied Advisory Services's Q4 2017 Portfolio in Review
As of Q4 2017, First Allied Advisory Services held 1,587 positions worth $2.51B, up 8.3% from $2.32B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services deployed $90M of net new capital in Q4 2017, opening 460 new positions and adding to 546 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 7.4% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was WisdomTree Japan Hedged Equity Fund, an estimated $5.53M trimmed.
- First Allied Advisory Services's largest Q4 2017 buy was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
- First Allied Advisory Services added most to Gabelli Equity Trust in Q4 2017, an estimated $10.9M increase.
- First Allied Advisory Services's biggest Q4 2017 reduction was WisdomTree Japan Hedged Equity Fund, cutting an estimated $5.53M.
- First Allied Advisory Services fully exited ProShares Short S&P500 in Q4 2017, selling an estimated $2.71M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.51B portfolio in Q4 2017.
- First Allied Advisory Services opened 460 new positions and closed 56 in Q4 2017.
- First Allied Advisory Services's portfolio value rose 8.3% quarter-over-quarter to $2.51B.
Based on First Allied Advisory Services's 13F filing for Q4 2017, filed 8 Feb 2018.