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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
-0.94%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
AUM
$1.26B
AUM Growth
-$102M
Cap. Flow
-$77.6M
Cap. Flow %
-6.15%
Top 10 Hldgs %
14.01%
Holding
1,182
New
206
Increased
381
Reduced
402
Closed
154
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
IBDB
351
DELISTED
iShares iBonds Mar 2018 Term Corporate ETF
IBDB
$806K 0.06%
31,280
+18,292
+141% +$472K
VCIT icon
352
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$804K 0.06%
9,425
+166
+2% +$14.3K
ED icon
353
Consolidated Edison
ED
$41.6B
$803K 0.06%
14,130
-7,726
-35% -$439K
HPQ icon
354
HP
HPQ
$23.5B
$801K 0.06%
49,466
-8,949
-15% -$145K
HUM icon
355
Humana
HUM
$46.7B
$799K 0.06%
6,111
-3,661
-37% -$465K
IBDC
356
DELISTED
iShares iBonds Mar 2020 Term Corporate ETF
IBDC
$798K 0.06%
30,624
+17,792
+139% +$467K
ZF
357
DELISTED
Virtus Total Return Fund Inc.
ZF
$794K 0.06%
52,172
+3
+0% +$47
CQP icon
358
Cheniere Energy
CQP
$31.8B
$793K 0.06%
24,286
-4,520
-16% -$148K
FDN icon
359
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
$790K 0.06%
12,882
-2,390
-16% -$145K
SCHD icon
360
Schwab US Dividend Equity ETF
SCHD
$102B
$790K 0.06%
61,206
-219
-0.4% -$2.81K
DDD icon
361
3D Systems Corp
DDD
$420M
$787K 0.06%
17,013
-992
-6% -$51.7K
IWS icon
362
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$786K 0.06%
11,135
+880
+9% +$63.1K
CLB icon
363
Core Laboratories
CLB
$538M
$785K 0.06%
5,391
+612
+13% +$94.5K
STJ
364
DELISTED
St Jude Medical
STJ
$785K 0.06%
13,064
+6,892
+112% +$450K
AEP icon
365
American Electric Power
AEP
$73.7B
$784K 0.06%
+15,026
New +$794K
JWN
366
DELISTED
Nordstrom
JWN
$784K 0.06%
11,423
+830
+8% +$57.2K
APC
367
DELISTED
Anadarko Petroleum
APC
$779K 0.06%
+7,698
New +$830K
ATAXZ
368
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$779K 0.06%
129,541
+7,028
+6% +$42.3K
UN
369
DELISTED
Unilever NV New York Registry Shares
UN
$776K 0.06%
19,526
+5,618
+40% +$234K
IBDD
370
DELISTED
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
$772K 0.06%
29,504
+17,392
+144% +$458K
BWX icon
371
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$771K 0.06%
26,800
-8,520
-24% -$254K
FXD icon
372
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$263M
$771K 0.06%
23,791
-2,705
-10% -$89.8K
AET
373
DELISTED
Aetna Inc
AET
$771K 0.06%
9,601
+1,210
+14% +$98.5K
VV icon
374
Vanguard Large-Cap ETF
VV
$51.9B
$768K 0.06%
8,473
-532
-6% -$48.3K
URI icon
375
United Rentals
URI
$71.1B
$766K 0.06%
6,896
+778
+13% +$87.5K

Similar funds

First Allied Advisory Services's Q3 2014 Portfolio in Review

As of Q3 2014, First Allied Advisory Services held 1,182 positions worth $1.26B, down 7.5% from $1.36B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

First Allied Advisory Services withdrew a net $77.6M in Q3 2014, closing 154 positions and reducing 402 holdings. Its most notable exit was ProShares Ultra 7-10 Year Treasury, an estimated $5.57M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 7.6% of assets, up from 6.8% a quarter earlier, followed by Technology and Financials.

Against the trend, First Allied Advisory Services opened a new position in Apple worth $31M.

  • First Allied Advisory Services's largest Q3 2014 buy was Apple: 1,229,336 shares worth $31M.
  • First Allied Advisory Services added most to iShares Core S&P Mid-Cap ETF in Q3 2014, an estimated $7.8M increase.
  • First Allied Advisory Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $12.5M.
  • First Allied Advisory Services fully exited ProShares Ultra 7-10 Year Treasury in Q3 2014, selling an estimated $5.57M.
  • First Allied Advisory Services's ten largest holdings make up 14% of its $1.26B portfolio in Q3 2014.
  • First Allied Advisory Services opened 206 new positions and closed 154 in Q3 2014.
  • First Allied Advisory Services's portfolio value fell 7.5% quarter-over-quarter to $1.26B.

Based on First Allied Advisory Services's 13F filing for Q3 2014, filed 12 Nov 2014.