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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.32B
AUM Growth
+$79.9M
Cap. Flow
+$4.8M
Cap. Flow %
0.21%
Top 10 Hldgs %
17.18%
Holding
1,236
New
101
Increased
436
Reduced
532
Closed
118

Top Buys

Rank Stock Value
1
VIXY icon
ProShares VIX Short-Term Futures ETF
VIXY
+$16.4M
2
DWX icon
State Street SPDR S&P International Dividend ETF
DWX
+$10.8M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$9.52M
4
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$9.01M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$8.3M

Top Sells

Rank Stock Value
1
SCHW
Charles Schwab
SCHW
+$7.9M
2
GAB icon
Gabelli Equity Trust
GAB
+$6.6M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$6.23M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$6.22M
5
MRK icon
Merck
MRK
+$5.7M

Sector Composition

Rank Sector Weight
1 Technology 7.39%
2 Healthcare 5.3%
3 Financials 5.25%
4 Industrials 4.8%
5 Consumer Discretionary 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXP icon
301
American Express
AXP
$223B
$1.55M 0.07%
17,171
-42
-0.2% -$3.61K
APO icon
302
Apollo Global Management
APO
$70.7B
$1.55M 0.07%
51,682
+24,690
+91% +$711K
HSY icon
303
Hershey
HSY
$35.4B
$1.54M 0.07%
14,135
-1,380
-9% -$147K
ITB icon
304
iShares US Home Construction ETF
ITB
$2.41B
$1.53M 0.07%
41,967
-518
-1% -$17.8K
IGIB icon
305
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
$1.52M 0.07%
27,624
+2,930
+12% +$161K
MMP
306
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.51M 0.07%
21,327
+548
+3% +$37.8K
EMD
307
Western Asset Emerging Markets Debt Fund
EMD
$609M
$1.5M 0.06%
95,527
+5,989
+7% +$93.6K
XPO icon
308
XPO
XPO
$25B
$1.5M 0.06%
+63,703
New +$1.33M
DEM icon
309
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.88B
$1.5M 0.06%
34,797
+6,248
+22% +$269K
QUAL icon
310
iShares MSCI USA Quality Factor ETF
QUAL
$45.8B
$1.49M 0.06%
19,369
+10,689
+123% +$807K
VOE icon
311
Vanguard Mid-Cap Value ETF
VOE
$23.7B
$1.49M 0.06%
14,058
-4,432
-24% -$460K
MCK icon
312
McKesson
MCK
$98.5B
$1.48M 0.06%
9,572
-2,379
-20% -$371K
IUSG icon
313
iShares Core S&P US Growth ETF
IUSG
$31.1B
$1.48M 0.06%
29,226
+4,268
+17% +$212K
HYS icon
314
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.73B
$1.47M 0.06%
14,511
+3,562
+33% +$361K
IYW icon
315
iShares US Technology ETF
IYW
$23.7B
$1.47M 0.06%
39,348
-5,668
-13% -$208K
FXH icon
316
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$1.46M 0.06%
21,640
-2,768
-11% -$185K
FBT icon
317
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$1.45M 0.06%
11,853
+1,266
+12% +$150K
TCX icon
318
Tucows
TCX
$97.1M
$1.45M 0.06%
24,735
-265
-1% -$14.4K
UL icon
319
Unilever
UL
$131B
$1.45M 0.06%
22,264
+8,510
+62% +$547K
CLX icon
320
Clorox
CLX
$11.6B
$1.45M 0.06%
10,940
-1,290
-11% -$173K
STT icon
321
State Street
STT
$50.9B
$1.45M 0.06%
15,080
-2,873
-16% -$268K
WOOD icon
322
iShares Global Timber & Forestry ETF
WOOD
$258M
$1.45M 0.06%
+21,671
New +$1.37M
FMB icon
323
First Trust Managed Municipal ETF
FMB
$2.03B
$1.44M 0.06%
27,124
+8,974
+49% +$478K
DHS icon
324
WisdomTree US High Dividend Fund
DHS
$1.56B
$1.44M 0.06%
20,727
+428
+2% +$29.5K
IYM icon
325
iShares US Basic Materials ETF
IYM
$1.16B
$1.44M 0.06%
14,996
+7,620
+103% +$704K
11 12
13
14 15

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WAM
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FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
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First Allied Advisory Services's Q3 2017 Portfolio in Review

As of Q3 2017, First Allied Advisory Services held 1,236 positions worth $2.32B, up 3.6% from $2.24B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Allied Advisory Services's Q3 2017 filing shows 101 new, 436 increased, 532 reduced and 118 closed positions. Its largest new stake was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M. The largest sale was Charles Schwab, an estimated $7.9M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.2% a quarter earlier, followed by Healthcare and Financials.

  • First Allied Advisory Services's largest Q3 2017 buy was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M.
  • First Allied Advisory Services added most to ProShares VIX Short-Term Futures ETF in Q3 2017, an estimated $16.4M increase.
  • First Allied Advisory Services's biggest Q3 2017 reduction was Charles Schwab, cutting an estimated $7.9M.
  • First Allied Advisory Services fully exited State Street SPDR S&P Homebuilders ETF in Q3 2017, selling an estimated $2.79M.
  • First Allied Advisory Services's ten largest holdings make up 17% of its $2.32B portfolio in Q3 2017.
  • First Allied Advisory Services opened 101 new positions and closed 118 in Q3 2017.
  • First Allied Advisory Services's portfolio value rose 3.6% quarter-over-quarter to $2.32B.

Based on First Allied Advisory Services's 13F filing for Q3 2017, filed 14 Nov 2017.